Neonatal fungal infections in the neonatal intensive care unit (NICU) remain an important health problem associated with substantial morbidity and mortality. Invasive fungal infections encompass infections largely caused by Candida species and with a small portion caused by Aspergillus, Zygomycetes, Malassezia, and Trichosporin. Invasive Candida infections occur in two main patient groups in the NICU: (1) the extremely premature infant and (2) NICU patients with complex gastrointestinal disease such as necrotizing enterocolitis (NEC), gastroschisis, and spontaneous bowel perforation.16,35,100 Strategies for prevention and management of invasive Candida infections are paramount for improving outcomes for neonates (Figure 56-1).15,16,58,107,123 The incidence of candidiasis correlates with advances in medical therapy and increased survival of extremely low birth weight and gestational age preterm neonates. In developed countries, increases occurred in the 1980s and 1990s then began to fall after 2001, primarily in infants less than 1000 g, owing to various factors including antifungal prophylaxis, antibiotic and medication stewardship, and central line–associated bloodstream infection (CLABSI) bundles.25,39,54 Candida albicans and C. parapsilosis account for 80% to 90% of invasive Candida infections in centers not using antifungal prophylaxis.16 Less common Candida species include C. glabrata and C. tropicalis, and a smaller percentage of infections are caused by C. lusitaniae, C. guilliermondii, and C. dubliniensis. C. parapsilosis isolates have been found to be genetically heterogeneous, with 10% being identified as two different species: C. metapsilosis and C. orthopsilosis. These three species are phenotypically indistinguishable, and molecular methods are needed for their detection. Centers using antifungal prophylaxis have a very low incidence of infections, and the few that occur are primarily by non-albicans species in NICUs using fluconazole prophylaxis. The change in epidemiology of Candida species with antifungal prophylaxis is important because fluconazole prophylaxis has virtually eliminated the more virulent C. albicans infections. Most Candida species are commensal organisms as part of the normal human microbiome in the skin and gastrointestinal tract. They may exist primarily as budding yeast cells, filamentous hyphal structures, or both. Adherence and colonization are normal, and fungi become pathogenic owing to fungal and host factors (Figure 56-2). The slow-growing nature of Candida facilitates its ability to progress from colonization to dissemination into the bloodstream and body tissues before clinical signs and symptoms of infection become apparent. In preterm neonates, similar to other hosts, four major steps can be identified in infected infants after exposure to Candida spp: (1) adhesion, (2) colonization, (3) dissemination, and (4) abscess formation (see Figure 56-2). These steps are related to the size of the inoculum (e.g., the number of fungal organisms), their virulence, and the characteristics of the host response. The preterm infant has an immature immune system and is frequently exposed to broad-spectrum antibacterial and other medications that can suppress his or her immune response. Studies examining the effect of steroids and antibiotics have been performed in mice orally inoculated with C. albicans to mimic conditions in the preterm infant.11 Antibiotic treatment alone led to increased Candida colonization but did not affect dissemination. When dexamethasone was added to the antibiotic regimen, both colonization and dissemination increased in these animal models. Additionally, dexamethasone in addition to antibiotics led to an increase in the percentage of filamentous forms in the gastrointestinal tract compared with antibiotics alone. These studies also showed that C albicans strains with two functional copies of the INT1 gene increased the number of fungi colonizing the cecum and disseminating to extraintestinal sites. To further examine the role of yeast and filamentous forms, one study intravenously and orally infected antibiotic-treated and dexamethasone-treated mice using three strains of C. albicans: (1) a wild-type strain that had both yeast cell and filamentous forms, (2) a strain with only yeast cells, and (3) a strain that was constitutively filamentous.10 The mortality rate was significantly greater in both the wild-type (92%) and yeast-cell (56%) strains compared with the filamentous strain alone (0%). The filamentous strain had no dissemination, and cecal colonization was significantly less than that of the other two strains. The wild-type strain had diffuse hyphal invasion with increased tissue necrosis compared with the yeast-cell strain. The researchers speculated that the yeast forms are critically important for adherence and tissue dissemination and that hyphal formation in the tissues contributes to parenchymal destruction. The immature lymphocyte and antibody system predisposes preterm infants to skin and mucosal fungal colonization, whereas deficient innate host defense mechanisms predispose them to dissemination and overwhelming infection.56 With compromise of the barrier defense system, invasive Candida infections may occur, owing to deficient neutrophil number and function. Neutrophils provide the major role in antifungal defense, ingesting and killing Candida in a process requiring production of oxygen metabolites, antibodies, cytokines, and activation of the C3 complement component, all of which are decreased in preterm infants compared with term infants and adults. Also deficient are neutrophil granules and cytokines that play a critical role in the lysis of Candida hyphae and pseudohyphae, which are too large to be engulfed by phagocytosis. Macrophages have impaired adherence, phagocytosis, and oxidative killing in preterm infants, affecting their ability to contain fungal colonization and infection. In addition to cell-mediated defenses, cytokines contribute to innate immunity against fungal infection through enhancement of cell-mediated fungicidal activity. Pulmonary host defense is primarily through alveolar macrophages, cilia and mucous, and surfactant, all of which are deficient in preterm infants. Additionally, studies in animal models showed that the hypoxic insult that can be common in preterm infants around delivery or with apnea events is associated with increased gut fungal colonization and dissemination to mesenteric lymph nodes.64a Candida species produce proteases that may be lytic for the thin keratin layer produced by the immature stratum corneum in the first weeks after birth and phospholipases against lipid membranes that both may facilitate epithelial invasion.56 Increased transepidermal water loss from preterm skin creates a moist environment that facilitates fungal colonization and growth. Because of the increased permeability of the preterm skin, substrates such as glucose may diffuse to the epithelial surface, facilitating Candida growth. Candida may alter its surface structure in the presence of high glucose, increasing its adherence and proliferative properties. Skin maturation occurs by 2 weeks of life in extremely preterm infants, after which new fungal skin colonization occurs less frequently. The microflora of the gastrointestinal tract play an important role in fungal colonization and infection. Buccal candidal adherence is increased in preterm compared with term infants, facilitating colonization. A normal bacterial flora inhibits Candida growth by competing for both adhesion sites and nutrients. The commensal gut microflora can also enhance immunomodulatory activities against the most common pathogens, including Candida spp. Athymic adult neonatal bg/bg-nu/nu mice exposed to Candida spp. prolonged their survival when Lactobacillus acidophilus, Lactobacillus reuteri, Lactobacillus casei GG, or Bifidobacterium animalis were present in the gastrointestinal tracts, compared with that of isogenic mice colonized with C. albicans alone. The incidence of systemic candidiasis in the bg/bg-nu/nu mice was significantly reduced by each of the four probiotic bacterial species.116 In another study of athymic mice given an oral challenge with Candida, fungal colonization was attenuated when a normal gut flora was present compared with those with a germ-free microflora.47 This highlights the fact that the intestinal microflora may be as important as an intact immune system in preventing fungal colonization and infection. There is variation between rates in different NICUs and the incidence reported in the literature. These differences reflect a wide range of factors and are not a mere indicator of the overall quality of care. Based on patient demographics, use of antifungal prophylaxis, surgical population, resuscitation of extremely preterm infants, and practices related to feeding, medication, and antibiotic usage of individual NICUs, considerable variation exists between rates and risk for invasive Candida infections. Fridkin et al. reported the rate of Candida BSIs ranged between 3% and more than 23% among NICUs in infants less than 1000 g, and other studies have reported similar findings.16,31,39 Centers that care for infants with gastroschisis, NEC, and other complex gastrointestinal diseases have an increased risk for invasive Candida infections.35 Resuscitation practices may be the most significant area of practice variation affecting invasive Candida infection rates; NICUs that do not resuscitate infants less than 25 weeks, for example, would have a lower rate of invasive Candida infections in infants less than 1000 grams compared with centers caring for 23- and 24-week gestation infants. The literature has limitations owing to definitions of incidence. Studies including all invasive Candida infections in both preterm and full-term infants are limited, and most studies of incidence or risk factors focus on only Candida BSIs. The burden of all invasive Candida infections is nearly twice as high as BSI rates and even greater when empiric and pre-emptive therapy is considered (Figure 56-3 and Figure 56-4). The incidence of invasive Candida infections in extremely low birth weight (ELBW, <1000 grams at birth) infants, not including congenital cutaneous candidiasis, is around 10%. The highest incidence of invasive Candida infections occurs in the most extremely preterm infants and is greater than 20% for infants less than 25 weeks’ gestation (Figure 56-5).16 Candida UTIs account for an additional 3% to 4% of invasive Candida infections in ELBW infants.16,54,120 Multicenter studies have reported that Candida UTIs have a high associated mortality similar to Candida BSIs in ELBW infants, confirming their invasive nature in neonates.16,93 Finally, meningitis and peritonitis, complicating focal bowel perforation and stage III NEC, contribute an additional 1% to 2% to the incidence of invasive Candida infections in ELBW infants. Examining candidemia alone, the largest is a report from 128 US NICUs using US National Nosocomial Infections Surveillance (NNIS) system data from 1995 to 2004 (N = 130,523 neonates).39 For infants less than 1000 g, the median infection rate was 7.5%, whereas 25% of NICUs had rates 13.5% or higher. The incidence decreases significantly for infants greater than 1000 g. Candidemia rates for infants of birth weights 1001 to 1500 g is 1.32%, for 1501 to 2500 g is 0.36%, and for those greater than 2501 g is 0.29%. The incidence increases in an inverse linear pattern when examining rates by gestational age. The rate of invasive Candida infections increases from around 3% at 28 weeks’ gestation to 24% at 23 weeks’ gestation. Complex gastrointestinal diseases can be complicated by invasive Candida infections. Patients with NEC, focal bowel perforation, and gastroschisis have a high incidence of invasive Candida infections. Feja et al. found that candidemia was increased in patients with gastrointestinal pathology (OR = 4.57; 95% CI = 1.62 to 12.92).35 Gastrointestinal pathology was defined in their study as tracheoesophageal fistula, gastroschisis, omphalocele, Hirschsprung disease, intestinal atresias, or episodes of NEC. The incidence of candidemia is around 16.5% in patients with NEC.24,85 Focal bowel perforation, which occurs primarily in infants less than 1000 g, is associated with a 50% incidence of invasive Candida infections, the majority of cases being Candida peritonitis.27,92 Congenital heart disease is an emerging patient population that may develop invasive Candida infections. Candidemia accounts for 9% of BSIs in patients with congenital heart disease cared for in NICUs in the first 4 months of life.4 Candida BSI occurred at a rate of 6.3 per 1000 admissions and had an overall mortality rate of 21%. Candida species are the second most common cause of infection in neonates on extracorporeal membrane oxygenation (ECMO), responsible for 10% of infections.18 Compared with the first 7 days on ECMO, Candida infections are twofold and fourfold more common between 8 and 14 days and more than 14 days on ECMO, respectively. Invasive Candida infections may lead to significant neurodevelopmental impairment even in the absence of documented fungal meningitis. Neurodevelopmental impairment in most studies is the presence of one or more of the following: low mental and motor development using Bayley Scales of Infant Development II, cerebral palsy, deafness, and/or blindness. Using these criteria, the incidence of neurodevelopmental impairment is 57% in infected versus 29% in noninfected ELBW infants.15,107 The incidence is similar for Candida meningitis (53%). In another study demonstrating similar neurodevelopment impairment of 59% of Candida-infected patients, earlier treatment within 2.1 ± 1.3 days of the blood culture was associated with normal or mildly impaired cases compared with later antifungal therapy (5.1 ± 3.0 days after blood culture was drawn), which was associated with severe disability or death (p < .0001).40 Identifying Candida-related mortality is difficult to determine and in the literature may include attributable mortality—death within a specified number of days from onset of infection (3, 7, 14, or 30 days) or review of each death using predetermined definitions. Many studies simply report overall mortality. In infants less than 1000 g with invasive Candida infections, these rates may range from an attributable mortality from epidemiology studies of 13% to 20% to 23% to 66% when examining overall mortality rates of patients in the placebo or control groups in the prophylaxis studies.16,59,123 Mortality increases at lower gestational ages, and variation of mortality rates by NICU, similar to infection rates, is influenced by admission rates of these extremely preterm infants. Additionally, a standardized approach with prompt treatment with appropriate drug dosing and line removal with BSIs affects Candida-related mortality rates. Mortality is high with all types of invasive Candida infections in ELBW infants. In a multicenter epidemiologic study of patients less than 1000 grams, all-cause mortality rates were 28% for Candida BSI, 26% for Candida UTI, 50% for other sterile sites (meningitis and peritonitis), and if 2 or more culture sites were involved (BSI + UTI or UTI + meningitis), the mortality rate was 57% (see Figure 56-4).16 In this study, the overall mortality was 34% for infants with invasive Candida infections compared with 14% without invasive Candida infections. There is a marked difference in overall and attributable mortality between infants less than 1000 grams and larger, more mature infants with invasive Candida infections. In infants less than 1000 g with invasive Candida infections, all-cause mortality rate was 26% compared with 13% in infants without candidiasis. For infants greater than 1000 g with invasive Candida infections versus those without, mortality was 2% compared with 0.4%.123 The Candida species causing the infection also affects survival. C. albicans is more virulent than nonalbicans species. In infants less than 1500 grams, Candida-associated mortality was 44% in infants with C. albicans candidemia compared with 19% with C. parapsilosis sepsis.106 As neonatal candidiasis can be fatal among premature infants, an understanding of the risk factors that lead to infection is critical (Table 56-1). Conditions that facilitate fungal colonization and proliferation and increase the risk for invasive infection include gastrointestinal dysmotility, ileus, antibiotics, acid inhibition, steroids, and the immaturity of the patient’s immune system. Several risk factors have been identified, with gestational age having the strongest effect. This correlates with the degree of underdevelopment of the immune system, and immaturity of the skin and gastrointestinal and respiratory tracts in these infants. TABLE 56-1 Patient-Related Risk Factors for Progression to Invasive Candida Infections in Colonized Patients in the NICU The extremely preterm infant has the unique combination of being immunocompromised, requiring prolonged intensive care (parenteral nutrition, mechanical ventilation, central venous access), being exposed to medications that promote fungal growth (H2 blocking agents, proton pump inhibiting agents, postnatal corticosteroids, and broad-spectrum antibiotics), and being predisposed to gastrointestinal dysmicrobism, dysmotility, and disease (NEC and focal bowel perforation).16,35,100 Infants, both term and preterm, with complicated gastrointestinal diseases such as gastroschisis or NEC also have multiple risk factors of prolonged ileus, central venous access, parenteral nutrition, surgery, and exposure to prolonged and/or broad-spectrum antibiotics.35 Medications such as broad-spectrum antibiotics and third- and fourth-generation cephalosporin and carbapenem antibiotics are associated with increased risk for candidemia.12,31,100 It is hypothesized that these medications accumulate in high concentrations in bile and alter the balanced gastrointestinal microflora, eradicating competitive gram-negative and anaerobic bacteria, thus facilitating proliferation and dissemination of fungal organisms. Other classes of drugs found to be risk factors for neonatal fungal infection are H2 antagonists and postnatal corticosteroids.100,108 In infants less than 1000 g, an association between lack of enteral feedings and infection has been reported.15 For infants not feeding by day of life 3, 8.7% developed Candida BSI or meningitis, compared with 3.4% of those receiving enteral feedings by day of life 3. Feja et al. examined risk factors in 2001-2002 and using multivariate analysis found that catheter use (OR = 1.06 per day of use; 95% CI = 1.02 to 1.10), previous bacterial BSIs (OR = 8.02; 95% CI = 2.76 to 23.30) and gastrointestinal pathology (OR = 4.57; 95% CI = 1.62 to 12.92) were significantly associated with candidemia.35 Gastrointestinal pathology was defined in the study as tracheoesophageal fistula, gastroschisis, omphalocele, Hirschsprung disease, intestinal atresias, or episodes of NEC. There are some differences in risk factors for infection by species. Risk factors for C. albicans and C. parapsilosis include exposure to third-generation cephalosporins, central vascular catheters, parental nutrition and lipid emulsions, and high acuity while additionally vaginal delivery increases risk for C. albicans and H2 antagonists for C. parapsilosis infection.100 Risk for C. glabrata infections is increased with gastrointestinal disease, exposure to fluconazole or antibiotics, prolonged hospitalization, and prior infection with other fungi. C. tropicalis infections are associated with gastrointestinal mucosal injury, antibiotic suppression of bacterial flora, neutropenia, and parenteral nutrition. Colonization is the key step in the pathway that leads from exposure to disseminated infection. Colonization may occur via vertical (maternal) or horizontal (nosocomial) transmission. Most fungal colonization occurs by 2 to 3 weeks of life. Fungal colonization of the skin, respiratory or gastrointestinal tract occurs in 10% of full-term infants compared with 26.7% to 62.5% of very low birth weight (VLBW, <1500 grams at birth) infants in the first weeks of life.56 Fungal colonization and subsequent infection depends on exposure, size of inoculum, host susceptibility, and properties of the pathogen (see Figure 56-2). Vertical transmission leading to colonization is common and has been confirmed in studies using genotyping techniques.115 Candida yeast cells adhere preferentially to intermediate layers of the vaginal tract that are increased during pregnancy, increasing maternal fungal colonization and exposure of vaginally delivered infants. Maternal risk factors include gestational diabetes and need for steroid treatment outside of antenatal steroids. The incidence of vaginal fungal colonization during pregnancy has been reported to be between 25% and 50%, with up to 90% due to C. albicans and the remainder predominantly C. glabrata and C. tropicalis.56 Despite the frequent fungal colonization, chorioamnionitis caused by Candida occurs less frequently, with almost all vertical transmission occurring when the infant passes through the birth canal via mucocutaneous contact, swallowing, or aspiration of fungi. Treatment of maternal Candida vaginosis and UTIs during pregnancy may decrease the inoculum the infant is exposed to and potentially prevent vertical transmission.38,56 However, maternal exposure during pregnancy to repeated courses of antifungal products (mainly topical azoles) may alter yeast susceptibility and if maternal symptoms persist, follow-up cultures to confirm clearance and/or identify resistance should be performed. Candida colonization may also be acquired horizontally, primarily from the hands of health care workers. In a multicenter trial examining fungal colonization in six NICUs, Candida species were isolated on the hands of 29% of health care workers.99 Whereas C. albicans was the more common fungal isolate in all NICU patients (14% versus 7%), C. parapsilosis was the most common species isolated from the hands of NICU staff. C. parapsilosis was isolated from 19% and C. albicans from 5% of the cultures from health care personnel (p < .001). C. lusitaniae (2%), C. guilliermondii (1%), C. tropicalis (<1%), and C. glabrata (<1%) were also recovered from hand cultures. Increased handling required by sicker preterm infants increases the risk of acquiring fungal colonization because there is an average of 32 direct infant touches during a 12-hour shift.30,99 Risk factors for Candida colonization and sepsis are similar, as adhesion and colonization of the skin, mucosal membranes, and/or vascular catheters occur prior to most infections.99,100 Colonization is inversely proportional to gestational age and birth weight. Both C. albicans and C. parapsilosis colonize multiple sites in the majority of infants, whereas colonization at three or more sites occurs more frequently with C. albicans.63 Biofilm formation on catheters inhibits the host’s defense mechanisms and the penetration of antifungal agents. Elements of catheter care related to sterile placement; hub and dressing care; sterile preparation of parenteral nutrition, intravenous fluids, and medications; and line changes at the bedside are critical infection control practices. Infusates may also become contaminated and directly seed the bloodstream. In vitro growth curves demonstrate that Candida species have a selective growth advantage compared with bacteria in parenteral nutrition fluid.67 Candida colonization characteristics aid in identifying which colonized infants have the highest odds to progress toward invasive Candida infections (Table 56-2). Although skin and gastrointestinal colonization are more common and precede respiratory tract colonization, endotracheal colonization has a higher risk for infection.54,63,96 The highests risk for progression are from colonization of indwelling devices (endotracheal tubes and central catheters) and when more than one site is colonized.71 Rowen et al. demonstrated that with endotracheal fungal colonization, candidemia was 15.4 times more likely to occur compared with infants without any fungal colonization.96 Controlling for fungal colonization at other sites, endotracheal colonization alone increased the risk for fungal sepsis (RR 5.9; 95% CI, 1.34 to 26). TABLE 56-2 Odds of Progression from Candida Colonization to Infection Congenital cutaneous candidiasis (CCC) (Table 56-3, Figure 56-6) presents at or within a few days of birth most commonly as an erythematous maculopapular rash but can also manifest itself as skin erythema, pustules, vesicles, abscesses, exfoliation, a diffuse burn-like erythematous rash, and/or papulopustular rash.56 The skin involvement covers one or more of the following areas: face/scalp, chest, abdomen, perineal area, one or more extremity, and/or back. These lesions occasionally lead to desquamation. CCC can occur with or without dissemination such as pneumonia or BSI. For affected term infants, it is reasonable to discuss the need for evaluation of the infant’s immune system for a primary immunodeficiency. Also, ELBW infants with congenital cutaneous candidiasis are at greater risk of developing dissemination to the blood, urine, or cerebrospinal fluid (CSF, 66%) compared with 33% in those 1000 to 2500 g or term infants (11%).33 For this reason, preterm and term infants should be treated with systemic antifungal therapy. TABLE 56-3 Cutaneous Candidiasis Definition Clinical signs and symptoms of candidemia are similar to bacteremia. The following signs and symptoms occur in the order of their prevalence with candidemia: thrombocytopenia of less than 100,000/µL (84%), immature-to-total neutrophil ratio of 0.2 or more (77%), increase in apnea and/or bradycardia (63%), oxygen requirement (56%), assisted ventilation (52%), lethargy and/or hypotonia (39%), gastrointestinal symptoms (e.g., gastric aspirates, distention, bloody stools) (30%), hypotension (15%), hyperglycemia (13%), elevated white blood cell count greater than 20,000/µL (12%), metabolic acidosis (11%), and absolute neutrophil count less than 1500/µL (3%).34 Most importantly, candidemia can be associated with disseminated disease (see End-Organ Dissemination). Evaluation of cardiac, renal, ophthalmologic, and central nervous systems is warranted and discussed in the following. Candida infection may occur because of an ascending urinary tract infection or via hematogenous spread. Studies demonstrate that Candida UTIs without bloodstream involvement are more common than with a BSI, suggesting that the ascending route via the urinary tract is more common than hematogenous spread.16,122 In the urinary tract, acid pH, glycosuria, proteinuria, and urinary tract obstruction may affect fungal colonization and growth. Prematurity and antibiotic and immunosuppressive therapies as well as urinary tract hardware (bladder catheter, urinary stent, or nephrostomy tube) are also risk factors for renal fungal infection. Risk factors for candiduria in infants less than 1000 grams include vaginal birth, lower birth weight and gestational age, male gender, and receiving a prolonged initial empirical antibiotic therapy.122 Signs and symptoms of urinary tract infections can be similar to sepsis.9 Additionally, an elevated creatinine value in the absence of other pathology should prompt evaluation for a urinary tract infection. If the urine culture is positive for fungus, renal ultrasonography is needed to evaluate for abscess formation. In the absence of antifungal prophylaxis, candiduria occurs in approximately 2% of VLBW and up to 6% of ELBW infants.16,54 Mortality is similar in infants with Candida UTI alone (26%) compared with Candida BSIs (28%) in ELBWs.16 These findings emphasize the need for prompt treatment for a minimum duration of 14 days. Renal fungal abscess formation may complicate Candida UTIs in preterm infants. Renal abscess formation may occur by dissemination of candidemia or as an ascending infection with candiduria. Renal abscesses developed in 36.6% (15 of 41) of the infants with candiduria.20 These 15 patients had a median birth weight of 770 grams and gestational age of 26 weeks. Initial ultrasound examinations were normal in six patients who later developed renal abscesses 8 to 39 days later. This study suggests that in infants with candiduria, renal imaging studies should be performed at the time of infection and also upon completion of antifungal treatment or alternatively once urine and blood cultures become negative for fungus. Central nervous system fungal infection may involve meningitis, ventriculitis, or abscess formation in infants. Culture of the CSF is important in diagnosing fungal meningitis prior to the initiation of antifungal therapy because CSF cell counts and chemistries often are not abnormal.42 This may be because of the number of organisms in the CSF or difficulty of interpretation due to blood contaminating the lumbar puncture, the location of the central nervous system infection (brain tissue versus spinal fluid), and host response of the preterm or term infant. The reported frequency of fungal meningitis among VLBW infants is 1.6%.81 The true incidence is likely higher because lumbar punctures are not obtained in many VLBW infants at the onset of sepsis. In a retrospective study of 4579 ELBW neonates, around 50% of the infants with culture-proven Candida meningitis had no growth on their blood culture drawn at the same time.16,29 Cell counts in preterm infants may not always be helpful because the results may not be abnormal in the presence of meningitis.29,42 To reliably diagnose Candida meningitis, a lumbar puncture is needed prior to institution of antifungal therapy. As discussed below, central nervous system involvement may also occur in the absence of isolating Candida from the CSF. Fungal abscesses of the central nervous system have been reported to be microscopic and not readily detectable by ultrasonography. In a study of 46 ELBW patients with fungal sepsis and/or meningoencephalitis, only 6 of 13 cases with fungal central nervous system abscesses (detected by neuroimaging or on autopsy) had abnormal results on lumbar puncture.40 Studies have found an association between invasive fungal infection and periventricular leukomalacia in preterm infants, possibly related to release of cytokines, which may damage the periventricular white matter.40 These findings and animal studies demonstrate the need for central nervous system imaging (ultrasonography or MRI) in all patients with fungal sepsis regardless of the results of CSF studies in addition to meningitis cases.48 In patients presenting with NEC or focal bowel perforation, invasive Candida infections can complicate these gastrointestinal diseases. Peritonitis with bowel perforation owing to NEC or focal bowel perforation often presents with abdominal distention with or without erythema. Candida species are the predominant organism causing peritonitis in 15% of the perforated NEC cases and 44% of focal bowel perforation patients.27 Radiographs help confirm perforation, but at times ultrasound or an exploratory laparotomy may be needed if clinically indicated. When exploratory laparotomy or drains are placed, cultures should be obtained to determine organisms associated with bowel perforation, peritonitis, and potential abscesses. The diagnosis of pneumonia remains difficult in ventilated preterm and term infants with chronic lung disease as atelectasis, fluid, scar tissue, and infection have similar radiologic findings. Candida colonization of the respiratory tract occurs after colonization of the skin and gastrointestinal tract. Respiratory colonization is a high-risk site for invasive Candida infections. Pre-emptive treatment when Candida species are isolated in the lungs by culture, polymerase chain reaction (PCR), or Candida mannan antigen has been shown to prevent dissemination.90 At the time fungal infection is clinically apparent, the organisms have often disseminated from the blood, urine, or CSF to adhere and proliferate in body fluids, tissues, and organs. Candida species can cause endocarditis, endophthalmitis, dermatitis, peritonitis, osteomyelitis, and septic arthritis, and fungal abscesses may form in the central nervous system, kidneys, liver, spleen, skin, bowel, and peritoneum (see Figure 56-2). Fungal end-organ dissemination has been noted since the earliest reports of Candida sepsis in neonates, being as high as 66% in the 1970s, reflecting prolonged periods of fungemia, uncertainty of significance of positive fungal cultures, underdosing of antifungals, and poor diagnostics, as many infections were diagnosed late or at the time of autopsy. A meta-analysis of studies reporting fungal end-organ dissemination in neonates spanning various practices from 1979 to 2002 found median prevalence of cardiac vegetations or thrombi was 5%, endophthalmitis 3%, renal involvement 5%, and central nervous system abscesses 4%.13 Dissemination may be higher in the more extremely preterm infant. Noyola et al. and Chapman et al. found that infants with candidemia for more than 5 and 7 days, respectively, were more likely to demonstrate ophthalmologic, renal, or cardiac abnormalities than those with a shorter duration of candidemia.24,85 When amphotericin B was administered and central vascular catheters removed within 2 days of the first positive blood culture, outcomes such as end-organ dissemination and mortality were decreased.85 Candida endocarditis or infected vascular thrombi have been reported in 5.5% to 15.2% of cases of fungal sepsis, with equal prevalence for C. albicans and C. parapsilosis. Fungal endocarditis may be associated with higher mortality than fungemia alone.24,85 Central vascular catheters place neonates at increased risk. Catheters can cause local trauma to valvular, endocardial, or endothelial tissue, creating a nidus for thrombus and infection at insertion and while in situ. When antifungal therapy alone is unsuccessful in resolution of the endocarditis or thrombus, thrombolytic or anticoagulation therapy may be indicated in some cases, depending on infant’s gestational age and accompanying conditions. Endophthalmitis represents intraocular dissemination from the bloodstream. Exogenous infection can also occur secondary to retinopathy of prematurity (ROP) surgery or trauma. Endophthalmitis begins as a chorioretinal lesion that gradually elevates and breaks free in the vitreous, appearing as a white fluffy ball. The infection appears as solitary or multiple yellow-white elevated lesions with indistinct borders that are most often seen in the posterior retina and vitreous.8 The clear cell-free vitreous becomes hazy, owing to an influx of inflammatory cells. This vitreous reaction is more difficult to recognize in preterm infants because of the vitreous haze that is present in the first weeks of life. The most immature infants appear to be at highest risk for fungal endophthalmitis. The incidence of retinal endophthalmitis with candidemia has decreased over the years, likely because of more rapid diagnosis, treatment, and prevention of invasive Candida infections. Incidence may be affected by timing of screening, as antifungal treatment effectively treats this infection. The incidence ranges from 0.8% to 6% of preterm infants with candidemia who had indirect ophthalmoscopic examination.36,85 Even in the absence of visible retinal abscesses or chorioretinitis, there is some epidemiologic evidence that Candida sepsis may predispose preterm infants to severe ROP. Noyola and colleagues, in a case control study of VLBW infants and less than 28 weeks’ gestation, found that 52% (24 of 46) of infants with candidemia developed threshold ROP compared with 24% (11 of 46) of controls without candidemia (p = .008).84 Although this has been shown only as an association between fungal sepsis and ROP, early and frequent screening for retinal pathology is recommended in preterm infants with candidemia. Cultures of blood, urine, cerebrospinal, and peritoneal fluid or other sterile body fluids remain the best method for diagnosing invasive Candida infections (Figure 56-7). Focus on obtaining sufficient blood culture volumes (≥1 mL) and performing urine and cerebrospinal fluid cultures at the time of evaluation for sepsis remains critical to making prompt diagnoses. One study of neonates demonstrated that isolation of fungus in blood cultures occurred at 37 ± 14 hours, and 97% of blood cultures were positive by 72 hours.102 Laboratory capabilities to culture fungi, identify Candida species, and perform susceptibility testing are critical to diagnosis and management of invasive Candida infections. Molecular techniques to identify fungi and their antifungal susceptibilities more rapidly and with higher sensitivity than with blood cultures are being studied. Examples include polymerase chain reaction (PCR) and DNA microarray technology. One challenge is that these tests are mainly compared only with blood culture results, but often detect infection or only colonization at other sites. Fungal PCR to detect the gene for 18S ribosomal RNA in VLBW infants has yielded promising results but requires additional study.109 Results of PCR tests showed a broader number of infections because they not only detect patients with candidemia but are also positive in those with Candida peritonitis, candiduria, previous candidal infections, and endotracheal colonization. Adequate dosing of antifungal therapy has been understudied in neonates and remains a critical issue (Table 56-4). Most of the literature lacks good data on dosing and outcomes. As more data are emerging, we have learned that we were underdosing and delaying optimal therapy for our patients, which may have contributed to delayed clearance, treatment failures, and increased dissemination, morbidity, and mortality. Almost all Candida species have favorable susceptibility to amphotericin B; 97% of neonatal isolates are susceptible to fluconazole, with NICU echinocandin susceptibilities emerging. In addition to dosing, prompt central line removal with Candida bloodstream infections is needed for clearance and to improve outcomes. Information on central line removal is often lacking in studies of antifungal efficacy, making it difficult to assess the efficacy of the agents being studied. In the area of pharmacokinetics, premature neonates, full-term neonates, pediatric patients, and adults often have different plasma clearance rates and drug half-lives, which affect dosing decisions as well as drug efficacy, safety, and toxicity for each of those groups. TABLE 56-4 There are three lipid preparations of amphotericin B.110 Liposomal amphotericin B is produced by incorporation of amphotericin B into tiny unilamellar liposomes (<100 nm in diameter). Liposomal amphotericin B is small in size and has a negative charge, which prevents significant uptake with the mononuclear phagocyte system. Its properties lead to high peak plasma levels and a larger area under the concentration-time curve. Tissue concentrations are highest in the liver and spleen and lower in the kidney and lungs. In the amphotericin B lipid complex, the drug is complexed in a 1 : 1 ratio with two lipids in a sheet-like formation (500-5000 nm). Its size facilitates rapid uptake by the mononuclear phagocyte system and sequestration in tissues such as the lung, liver, and spleen. This increased volume of distribution is associated with lower serum levels. Amphotericin B colloidal dispersion is a complex with cholesteryl sulfate in a 1 : 1 ratio with amphotericin B in a disclike structure (100 nm). These lipid complexes remain intact and are rapidly taken up by the macrophage phagocyte system. Lipases at the sites of infection then aid in the release of the drug. Liposomes can also bind to the fungal cell membrane, with fungal phospholipases aiding in its release. It is theorized that there are fewer side adverse effects if there is more targeted release of drug at the sites of infection. Amphotericin B deoxycholate should be started at 1 mg/kg and lipid preparations at 5 mg/kg.88 Serum electrolytes and urine output should be monitored, as additional sodium and potassium supplementation is often required. Fluids and enteral feedings should be adjusted to maintain urine output of 2 mL/kg/hour. Several studies in the past decade have demonstrated no adverse renal or systemic effects of daily amphotericin B deoxycholate at 1 mg/kg. Linder et al. demonstrated that dosing of 1 mg/kg of amphotericin B deoxycholate (N = 34) did not affect renal function.68 Creatinine levels (mg/dL) remained unchanged from the start of treatment (0.8 ± 0.4), at 24 hours after beginning treatment (0.8 ± 0.4), through the end of therapy (0.6 ± 0.2). This is an important difference compared to older children and adults for whom infusion-related reactions and nephrotoxicity are frequent concerns with amphotericin B deoxycholate. Lower “test” dosages of amphotericin B deoxycholate are not needed in neonates, as renal and other adverse effects commonly seen in older patients do not occur in neonates. Moreover, lower dosages in neonates only delay the time to achieve optimal therapy and may contribute to morbidity and mortality by delaying clearance of Candida species. If the initial treatment is ineffective, studies have demonstrated safety with increasing the dosing of amphotericin B deoxycholate to 1.5 mg/kg per day.50 Lipid preparations starting with doses of 5 to 7 mg/kg are effective and safe with an eradication rate of 95%.51 Juster-Reicher et al. reported that eradication was achieved more rapidly when liposomal amphotericin B was started at the target dose of 5 to 7 mg/kg per day. A few retrospective studies have examined whether lipid formulations are better than amphotericin B deoxycholate, but none has shown superiority.5,68 Some studies help guide treatment, whereas other studies may raise questions. Antifungal studies in which the dosing and specific antifungal were known have not found a difference in mortality between lipid preparations of amphotericin B and other antifungals, whereas one study from an administrative database found higher mortality when examining all amphotericin B lipid products grouped together compared with amphotericin B deoxycholate or fluconazole.5,52,68,77 It is probable that the lipid preparations were underdosed in the later study. Without knowing dosing and the specific antifungal used, as well as controlling for line removal, the data are difficult to interpret, as these factors affect mortality. Additionally, the three lipid products may be associated with different outcomes and should not necessarily be combined into one group. Other major differences that still need to be evaluated in prospective studies include risk for phlebitis when given via peripheral IV, and whether amphotericin B deoxycholate has an advantage in treating UTIs and renal abscesses. Animal studies have demonstrated significantly higher renal concentrations of deoxycholate, which has led most experts to recommend preference over lipid formulations for UTIs and renal candidiasis. None of the studies have compared optimal dosing of 1 to 1.5 mg/kg of amphotericin deoxycholate with 5 to 7 mg/kg of lipid preparations of amphotericin B. A rodent study examining 1 mg/kg of both amphotericin B deoxycholate and liposomal amphotericin B found kidney tissue concentrations of 735 ng/gram compared with 298 ng/gram, respectively. With dosing having a linear concentration for liposomal amphotericin B, a fivefold increase would be expected with dosing of 5 mg/kg, and kidney concentrations would be equivalent or even higher.118a Studies examining efficacy for the treatment of UTIs are needed because many treatment studies have focused only on bloodstream infections.
Perinatal Fungal and Protozoal Infections
Microbiology
Pathogenesis and Pathophysiology
Prematurity
Incidence
Complex Gastrointestinal Disease
Congenital Heart Disease
Extracorporeal Membrane Oxygenation
Outcomes
Neurodevelopmental Impairment
Survival
Candida-Related Mortality
Risk Factors
Immunity
Medications That Facilitate Fungal Growth
Medications That Suppress Immune Defense
Diseases
Conditions
Colonization
Colonization by Site
Odds Ratio
Reference
Endotracheal tube
15.4
Rowen et al., 199496
Colonization in multiple sites
6.2 (3 or more)
3.0 (for each additional site)
Manzoni et al., 200671
Kaufman et al., 200154
Urine
11.6
Manzoni et al., 200671
Colonization of central venous catheter
10.8
Manzoni et al., 200671
Invasive Candida Infections
Skin Invasive Infections
Congenital Cutaneous Candidiasis
Presentation
Extensive Candida Skin Rash
Affected areas
Skin
Umbilical Cord and Placenta
Skin rash
Timing
Congenital Cutaneous Candidiasis
Cutaneous Candidiasis
Evaluation
Congenital Cutaneous Candidiasis
Cutaneous Candidiasis
Diagnosis
Skin Findings and 1 or More of the Following:
Treatment
Bloodstream Infection
Candidemia
Renal Candidiasis
Urinary Tract Infection
Renal Abscess
Central Nervous System Candidiasis
Meningitis
Central Nervous System Abscess
Gastrointestinal Disease
Peritonitis
Respiratory Disease
Pneumonia
End-Organ Dissemination
Endocarditis and Infected Vascular Thrombi
Endophthalmitis and Retinopathy of Prematurity
Evaluation and Diagnosis
Treatment
Treatment
Dose
Interval
Comments
Invasive Candida Infection
Amphotericin B deoxycholate
1.0-1.5 mg/kg
Every 24 hours
Monitor electrolytes
4 mEq/kg/day NaCl recommended
Amphotericin B lipid formulations
5-7 mg/kg
Every 24 hours
Fluconazole
12 mg/kg
Every 24 hours
Monitor liver function tests during therapy. Some experts recommend every 48 hours for infants <29 weeks in the first 7 days of life.
Caspofungin
2.5-3 mg/kg
Every 24 hours
Monitor electrolytes, calcium, phosphorus and liver function tests during therapy
Micafungin
7-10 mg/kg
Every 24 hours
Monitor liver function tests during therapy
Anidulafungin
3 mg/kg, followed by 1.5 mg/kg
Every 24 hours
Monitor liver function tests during therapy. Dosing still being studied.
Invasive Aspergillosis
Voriconazole
6 mg/kg x 2, then 4 mg/kg
Every 12 hours
Monitor levels in neonates if feasible.
Micafungin
10 mg/kg
Every 24 hours
Monitor liver function tests during therapy
Caspofungin
3 mg/kg
Every 24 hours
Monitor liver function tests during therapy
Prevention
Invasive Candida Infection
Fluconazole
3 mg/kg
Twice a week
IV while central or peripheral access present
Nystatin
1 mL (100,000 units)
Every 6-8 hours
Oral and/or enteral (1 mL to stomach OR 0.5 mL to oral mucosa and 0.5 mL to stomach)
Amphotericin B Preparations
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