Multiple pathophysiologic mechanisms can present with pulmonary manifestations in term and preterm infants. The clinical picture is most commonly dominated by respiratory distress, which presents as tachypnea, grunting, flaring, retractions, cyanosis, and hypoxemia. However, apnea and hypoventilation are also common. In preterm infants, these manifestations are commonly associated with respiratory distress syndrome (RDS) as discussed in Chapter 72. Nonpulmonary etiologies of respiratory distress include thermal instability, circulatory problems, cardiac disease, neuromuscular disorders, sepsis, anemia or polycythemia, and methemoglobinemia (Box 74-1). This section presents an overview of the many other respiratory disorders that can affect preterm and term infants. Abnormal lung development varies from mild hypoplasia, which can either be a primary or secondary defect, to agenesis of a single lobe or whole lung. Agenesis of the lung is a rare congenital anomaly defined as the total absence of pulmonary parenchyma, its supporting vasculature, and bronchi after the bifurcation.18,78 Complete agenesis of the lung is usually unilateral (90%), although dysgenesis of the other lung has been reported.32 Pulmonary aplasia can be classified as a subset of pulmonary agenesis defined by the presence of a blind-ending, rudimentary bronchus without associated lung parenchyma or pulmonary vasculature.16 It has been hypothesized that pulmonary agenesis is vascular in origin, most likely resulting from a disruption of the dorsal aortic arch blood flow during the fourth week of gestation. Although lung agenesis can be an isolated finding, it is commonly associated with other congenital malformations, including urogenital, vertebral, cardiac, and gastrointestinal, as well as malformations of the first and second branchial arch derivatives and radial ray defects.18,32 As a result, pulmonary agenesis has been considered a subset of the VACTERL (vertebral, anal atresia; cardiac defect; tracheo-esophageal fistula; renal anomalies; limb anomalies) sequence or Goldenhar syndrome. Malformations of the first and second branchial arches and/or radial ray malformations are the most common malformations associated with pulmonary agenesis, and all cases are ipsilateral to the pulmonary malformation. Those who do not have facial or radial ray anomalies appear to fit the VACTERL association.32 Diagnosis is confirmed on antenatal ultrasound by the presence of mediastinal shift in the absence of a diaphragmatic hernia. Antenatal echocardiogram reveals total absence of the pulmonary artery or one of its branches on the affected side. Magnetic resonance imaging (MRI) examination can confirm the diagnosis, evaluate the size of the remaining lung, and evaluate the presence of other congenital malformations. After delivery, diagnosis of infants with unilateral pulmonary agenesis can be suspected by decreased breath sounds and displacement of the mediastinum to the affected side. Some breath sounds, however, may be audible over the affected side if a portion of normal lung, which usually has undergone compensatory hypertrophy, has herniated across the midline into the affected hemithorax. The radiographic appearance of a radiopaque hemithorax helps confirm the diagnosis, and accompanying vertebral defects are not uncommon (Figure 74-1). Treatment is largely supportive, and the prognosis depends on the presence or absence of other anomalies. Diagnosis of pulmonary hypoplasia is made pathologically by measuring the lung-to-body ratio; however, this truly only captures those with lethal pulmonary hypoplasia. Methods to diagnose pulmonary hypoplasia antenatally in those fetuses at risk for developing pulmonary hypoplasia because of associated findings, have been reported and include the use of prenatal ultrasound techniques, both two- and three-dimensional, as well as fetal MRI. Ultrasound measurement techniques include thoracic circumference (TC) corrected for gestational age or femur length, TC : abdominal circumference ratio, and thoracic : heart area. These techniques, however, measure the thoracic wall rather than lung parenchyma itself. More recently, measurement of lung volume using three-dimensional ultrasound has been reported, but methodologic standards and definitions are not yet ready for this tool to be used for predicting lethality.21 Pathologic examination of the hypoplastic lung can show a low ratio of lung to body weight, low DNA content, or decreased radial alveolar count. Peripheral bronchioles are decreased in number, as are the pulmonary arterioles, which often exhibit hypertrophy of medial smooth muscle, a predisposition to persistent pulmonary hypertension. Secondary pulmonary hypoplasia is most commonly encountered in oligohydramnios and congenital diaphragmatic hernia (CDH). Survival of infants with pulmonary hypoplasia depends on the degree to which lung growth is restricted and the underlying cause of hypoplasia. It is not uncommon for these patients to present with severe respiratory distress associated with bilateral pneumothorax as well as hypoxia from both fixed and reactive pulmonary hypertension. Pulmonary hypoplasia is present in up to 33% of patients with oligohydramnios and can be associated with a high mortality rate (55%-100%) depending on the severity of hypoplasia72 (see Chapter 25). Patients with pulmonary hypoplasia secondary to prolonged premature rupture of membranes (PPROM) starting in the second trimester have been shown to have a better prognosis than initially expected. In a review of 98 deliveries with PPROM starting at 20 weeks’ gestation, survival using modern neonatal therapies was 70%, and medical history was not helpful in predicting survival.42 Both human and animal studies have shown that some of these infants who present with early severe respiratory failure consistent with pulmonary hypoplasia may benefit from inhaled nitric oxide (iNO). Supportive therapy with gentle ventilation is the mainstay of therapy. Congenital diaphragmatic hernia (CDH) results from a developmental defect during the formation of the diaphragm that allows for the herniation of abdominal contents into the thoracic cavity (see Chapter 78). Defects of the diaphragm are classified according to the anatomic region of the diaphragm that is defective. The most common defect involves the posterolateral diaphragm (Bochdalek) and accounts for 70% of diaphragmatic hernias. Anterior diaphragm defects (Morgagni) account for 25% to 30% of diaphragmatic hernias, and central diaphragmatic defects are rare, occurring in 2% to 5%.60 The incidence of CDH is 1 in 2000 to 3000 newborns, and it occurs most commonly on the left side (85%), whereas bilateral hernias are rare (1%) and usually fatal. Congenital diaphragmatic hernia is either an isolated defect or can be associated with other congenital anomalies, including cardiac, urogenital, chromosomal, and musculoskeletal. Most reports estimate that 40% to 60% of patients with CDH have non–hernia-related anomalies.118 In a review of 3062 patients with CDH, the Congenital Diaphragmatic Hernia Study Group reported a 28% incidence of severe malformations (major cardiac, syndromal, and chromosomal disorders) in patients who did not undergo surgical repair secondary to unsalvageable hernia compared with 7% in repaired patients.25 This emphasizes the importance of adequate evaluation of associated malformations in patients with CDH. The underlying pathophysiology of CDH is that of pulmonary insufficiency and persistent pulmonary hypertension of the newborn (PPHN) secondary to pulmonary hypoplasia, lower number of alveoli, and airway and vascular muscular hypertrophy associated with compression by abdominal contents. Pulmonary hypoplasia may also have a primary developmental component, as animal models have confirmed that developmental regulation of the lung and diaphragm are controlled by some of the same genes. The severity of CDH is related mostly to the degree of lung hypoplasia, which depends on the size of the defect, the presence of the liver in the chest, and how early in gestation the abdominal contents were displaced.25 In a review of reports from 13 tertiary centers, 56% of CDH cases were diagnosed antenatally. Antenatal diagnosis is associated with a poor prognosis, and the data suggest that infants with a prenatal diagnosis have a better chance of survival if they are born in a tertiary center.75 Several antenatal parameters have been evaluated for their ability to predict survival and morbidity in cases of isolated CDH. Most of these predictors rely on the indirect assessment of the size of the contralateral lung as a proxy for pulmonary hypoplasia. Methods used include lung area to head circumference ratio (LHR) between 22 and 28 weeks’ gestation, the presence of the liver in the chest (which has been thought to be most predictive), and estimated fetal lung volume by MRI.20,50,54,56,79 Because it has been reported that the LHR increases exponentially with gestational age, some experts have advocated that the LHR should be corrected for gestational age and have used an observed : expected LHR (O/E LHR) based on the LHR in the CDH patient compared with what is considered normal for that gestational age.55 When using the corrected LHR, the CDH registry has quoted the following numbers based on 184 fetuses with isolated left-sided CDH evaluated between 22 and 28 weeks’ gestation:37 • Fetuses with O/E LHR less than 15% have extreme pulmonary hypoplasia, with virtually no survivors. • Fetuses with O/E LHR between 15% and 25% have severe pulmonary hypoplasia, with a predicted survival of 20%. (Those with liver completely down in the abdomen fare better than those with liver herniated up into the chest.) • Fetuses with O/E LHR between 26% and 35% and those with O/E LHR between 36% and 45%, but liver in the chest, have moderate pulmonary hypoplasia, with expected survival between 30% and 60%. • Fetuses with O/E LHR between 36% and 45% with liver down and those with an O/E LHR greater than 45% have mild hypoplasia and are likely to survive (>75%). The ability of these parameters to predict survival has not been consistent. This is mostly secondary to the small number of patients in each series, challenges in measurement consistency, absence of standardized measurement and lack of correlation with actual lung volume, inconsistent measures for survival or morbidity, and differences in postnatal management and survival. Nevertheless, these tools give clinicians some data to use when counseling families faced with the diagnosis of CDH. The clinical presentation of patients with CDH can vary from asymptomatic in mild cases to severe respiratory failure at birth. Diagnosis should be suspected in previously undiagnosed patients by the presence of severe respiratory distress, cyanosis, scaphoid abdomen, and failure to improve with ventilation. Physical examination reveals absence of breath sounds on the affected side with displacement of heart sounds to the contralateral side, and occasionally bowel sounds can be heard over the thorax. Once the diagnosis is made or suspected, patients should be immediately intubated and an orogastric tube placed to evacuate the stomach. Aggressive ventilatory strategies should be avoided (see later). Chest radiograph shows the presence of bowel loops in the affected chest cavity with shifting of the heart to the contralateral side (Figure 74-2). If the stomach is included in the hernia, the tip of orogastric tube will be seen within the thorax. The presence of liver in the chest is suspected by deviation of the umbilical venous line. Late presentation of Bochdalek hernia occurs in less than 3% of cases.64 These patients can be asymptomatic at birth and usually present later in life with respiratory or gastrointestinal symptoms. High index of suspicion is needed in these cases to prevent unwarranted and potentially dangerous interventions such as the insertion of a chest tube for suspected pleural effusion or pneumothorax. Diagnosis can be made after nasogastric tube insertion, contrast upper gastrointestinal study, or chest computed tomography (CT) scan. Prognosis for cases with late presentation is excellent once the correct diagnosis is made. Improved survival has been reported using a consistent approach in the management of CDH that can be facilitated by the development of multidisciplinary standardized treatment guidelines, including input from neonatology, pediatric surgery, extracorporeal membrane oxygenation (ECMO) specialists, and respiratory therapy (Box 74-2). Predetermined criteria for the use of ECMO and an underlying “protect the lung” strategy are essential components in the care of these infants and can be as important as the specific medical interventions chosen. Whereas animal studies have suggested lung immaturity and surfactant deficiency in models of CDH, the use of antenatal steroids and surfactant replacement has not been shown to be beneficial.112 A systematic review of strategies associated with improved survival among infants with CDH in 13 centers that cared for at least 20 patients and reported a survival rate of 75% or more has described multiple successful treatment strategies associated with this improved survival.75 Although these centers used different mechanical ventilation strategies, most of these targeted the use of gentle ventilation or permissive hypercapnia. The basic elements of this treatment strategy are: 1. Ventilation of the patient with low peak inspiratory pressures (PIP) to minimize lung injury. The goal of PIP is usually less than 25 cm H2O. 2. Accepting preductal saturations of greater than or equal to 85%, regardless of postductal saturation, and higher Paco2 levels of less than or equal to 65 with a pH of at least 7.25 as long as there is evidence of adequate tissue perfusion and oxygenation. 3. Instituting high-frequency oscillatory ventilation (HFOV) or high-frequency positive pressure ventilation once the preset limit failed to achieve adequate ventilation, although HFOV was used by some as the primary mode of ventilation. 4. Even though iNO might produce short-term benefits, the routine use of iNO is not supported by current data and might actually be associated with a worse outcome. 5. Using ECMO as rescue therapy with variable indications in different centers, including persistent oxygenation index (OI) greater than 40, persistent hypoxemia, or failure of ventilatory management to support oxygenation, ventilation, or tissue perfusion. 6. Delaying surgical repair until physiologic stabilization and improvement of PPHN. Questions regarding the use of chest tubes, repair on or off ECMO, and benefits of various options for surgical reconstruction of large defects remain to be answered. Postnatal survival rate at tertiary centers has improved with reported rates of 70% to 92%.38,45,46,59,77,83 However, the survival data might underestimate hidden mortality secondary to termination, stillborn, and referral pattern for outborn patients. With improvement in survival, there has been a focus on improving long-term morbidity of survivors. Infants born with CDH have multiple long-term morbidities affecting the pulmonary, gastrointestinal, neurologic, and skeletal systems. Respiratory complications include pulmonary vascular abnormalities presumably causing pulmonary hypertension, a higher incidence of obstructive airway disease, and a restrictive lung function pattern that continues into adulthood.100 Gastroesophageal reflux disease (GERD), sometimes in combination with failure to thrive, is a well-recognized complication in patients with CDH, and several patients require antireflux surgery. It is unknown whether GERD has an effect on pulmonary function in this population. Pulmonary hypoplasia and PPHN predispose children born with CDH to a high risk for hypoxemia, which may result in neurodevelopmental delay. It has been reported that infants with CDH are at higher risk to have neuromotor delay, hypotonia, and delayed language skills.24 There is also a high percentage of these infants with sensorineural hearing loss.33 Chest wall deformities and scoliosis are more common among CDH patients, although deformities are mild and surgery is rarely required.84 These data emphasize the need for a multidisciplinary team approach in the postoperative management and follow-up of all survivors of CDH. The AAP section on surgery has provided a suggested schedule for follow-up for these children.95 Capillary alveolar dysplasia (CAD) is a rare, often fatal pulmonary disease that presents in the newborn period, usually within the first 48 hours of life with severe hypoxemia and PPHN unresponsive to treatment.15 The true incidence of the disease is unknown because the diagnosis is made by pathology, and if there is no autopsy or antemortem lung biopsy, the diagnosis cannot be made; thus, what is reported in the literature likely underestimates the true incidence of the disease. Histologically, CAD is characterized by paucity of capillaries proximal to the alveolar epithelium, anomalous distended pulmonary veins within the bronchovascular bundle rather than within the interlobular septae, and immature alveolar development with medial thickening of small pulmonary arteries and muscularization of the arterioles, and in approximately one third of cases, lymphangiectasis. These characteristic findings are diffuse in 85% of patients and patchy in the remainder. Although the mechanisms underlying the pathogenesis of CAD and its associated pulmonary hypertension are not fully understood, it has been suggested that it is related to a failure of fetal lung vascularization with capillary hypoplasia and discontinuity of these capillaries and pulmonary veins impairing pulmonary blood flow, as well as a component of reactive pulmonary vasoconstriction mediated by hypoxia.31,99 Extrapulmonary findings are present in 50% to 80% of cases, most commonly affecting the gastrointestinal, genitourinary, and cardiovascular systems.11,96 Although the disease is mostly sporadic, reports of multiple affected siblings in subsets of families suggest an autosomal recessive inheritance pattern. Mutations of the FOXF1 gene located on chromosome 16q24.1 have been identified in 40% of a large cohort of patients with CAD. This may allow for prenatal genetic testing of high-risk families; however, it will not identify all cases of CAD.101 Congenital pulmonary lymphangiectasia (CPL) is a pulmonary disorder first described by Virchow in 1856, but to date there are very few cases reported in the literature. Most cases of CPL are sporadic with a predilection for male involvement (2 : 1). However, familial presentations have been described, suggesting an autosomal recessive inheritance pattern. Congenital pulmonary lymphangiectasia is classified as primary or secondary. Primary CPL can present as either a primary pulmonary developmental defect that can be localized or diffuse, or as a part of a more generalized lymphatic developmental defect. Patients with generalized lymphangiectasia tend to have less severe pulmonary involvement. Secondary cases of CPL are often associated with cardiac malformations with obstructed pulmonary venous return, including obstructed total anomalous pulmonary venous return, hypoplastic left heart syndrome, and cor triatriatum. Congenital pulmonary lymphangiectasia has also been described in multiple syndromes, including Noonan, Down, and Ullrich-Turner. The characteristic pathologic finding of CPL is pulmonary lymphatic dilation in the subpleural, interlobar, perivascular, and peribronchial lymphatics. It may be associated with non–immune hydrops fetalis and congenital chylothorax.14 The etiology of CPL is not clear but is thought to be secondary to a failure of regression of lymphatics that normally occurs between 16 and 20 weeks’ gestation. Multiple genes have been found to be involved in lymphatic development, including FOXC2,110 vascular endothelial growth factor 3,102 and integrin a9b1 genes. Mice homozygous for a null mutation in the integrin a9 subunit gene died of respiratory failure caused by bilateral chylothorax within 6 to 12 days after birth with pathologic features similar to those in CPL.52 Patients with CPL usually present with intractable respiratory failure, cyanosis, and hypoxia associated with bilateral chylothoraces in the first few hours of life, although diagnosis can be delayed for several weeks in cases of unilobar involvement. Nonimmune hydrops is also a well-recognized presentation in patients with CPL. Examination of the pleural fluid shows characteristic findings of chylothorax, including a lymphocytosis and elevated triglycerides, although elevated triglycerides might be absent in non-fed infants (see later). Chest radiograph reveals hyperinflation of the lung with bilateral interstitial infiltrates and bilateral pleural effusions. High-resolution computed tomography demonstrates diffuse thickening of the peribronchovascular interstitium and the septa surrounding the lobules. Definitive diagnosis is made by lung biopsy showing the characteristic features, although differentiation from lymphangiomatosis can be difficult.14 Treatment is mostly supportive. Intubation and mechanical ventilation, drainage of pleural and peritoneal effusions, and correction of hypoxia, acidosis, and shock might be needed in the delivery room for stabilization. Persistent chylothorax might require chest tube placement. Nutritional therapy with medium-chain triglycerides and total parenteral nutrition has been successful in the treatment of CPL. Case reports of using octreotide and antiplasmin to treat CPL as well as intestinal lymphangiectasia have been reported with success.14 Pleurodesis with sclerosing agents has been used to treat persistent chylothoraces associated with the disease. The prognosis appears to depend on the severity of symptoms in the immediate newborn period. Although traditionally thought to be fatal, there are reports of survival in some patients presenting with respiratory failure, chylothorax, and hydrops fetalis in the immediate neonatal period. Later presentation carries a better prognosis with the possibility of spontaneous resolution, although respiratory morbidity might be common. Chylothorax is the accumulation of lymphatic fluid (chyle) in the pleural cavity and is the most common cause of pleural effusion in neonates and can be primary (congenital) or secondary (acquired). It is a rare entity, with a reported incidence of 1 : 10,000 births, and affects males more than females (2 : 1).40 Congenital chylothorax, which accounts for less than 10% of all chylothoraces, may be associated with abnormalities of the lymphatic system, congenital malformations such as congenital heart disease or mediastinal malignancies, or chromosomal abnormalities such as trisomy 21, Noonan syndrome, or Turner syndrome. Secondary chylothoraces are most commonly associated with trauma during thoracic surgery, but can also be the result of increased superior vena caval pressure caused by venous thrombosis. Physical examination is significant for decreased breath sounds on the affected side with shifting of the cardiac apex to the contralateral side. Chest radiograph shows a pleural effusion, compression of the lung on the affected side, and displacement of the heart to the opposite side. Diagnosis is established by analysis of the pleural fluid. In neonates with established feedings, chylothorax appears milky in color; however, in non-fed neonates, it is clear. Buttiker and colleagues have proposed the following criteria for establishing the diagnosis of chylothorax: absolute cell count of greater than 1000/µL with a lymphocyte fraction of greater than 80% and triglyceride levels greater than 1.1 mmol/L.19 Optimal treatment for chylothoraces has not been defined, but is mostly supportive while awaiting resolution of the effusion. Mechanical ventilation and drainage of the chylothorax might be needed in patients with large effusions, and nutritional support using total parenteral nutrition is essential. When feedings are started, formulas containing a high percentage of medium-chain triglycerides (MCTs) are recommended because lymphatics are not needed for MCT absorption. In most cases, spontaneous resolution occurs within 4 to 6 weeks. Several treatment strategies have been described for cases with persistent chylothorax, including pleurodesis, ligation of the thoracic duct, and pleuroperitoneal shunt.10 Whereas povidone-iodine pleurodesis has been used successfully in persistent chylothorax, it has also been associated with renal failure. There is growing evidence from uncontrolled case studies suggesting a markedly positive effect of somatostatins, particularly octreotide, in the treatment of chylothorax with minimal side effects. In the absence of a controlled trial evaluating safety and efficacy, this therapy should be reserved for persistent and severe cases and not as first line of treatment.92,98 Congenital cystic adenomatoid malformation constitutes multiple different hamartomatous lesions arising from the abnormal branching of the immature bronchial tree. This entity was first described by Chin and Tang in 1949,23 and since then, the term has been evolving as our understanding of the entity improves. For the past 30 years, Stocker has classified the lesions into three types: I, II, and III.106 Stocker has since described two new types, 0 and 4, and has revised his original term, and now refers to this entity of cystic lung lesions as congenital pulmonary airway malformations (CPAM) to reflect the site of suspected development of the malformation in the tracheobronchial tree and that only three types (1, 2, and 3) are adenomatoid, and only types 1, 2, and 4 are cystic.105 However, most of the literature still uses the term CCAM and classifies the lesions as types 0 to 4; thus this is how they are referred to in this textbook. Congenital cystic adenomatoid malformation is the most common congenital cystic lung disease, occurring in 1 in 11,000 to 30,000 live births, and affecting more males.97 Both lungs are affected equally, and the disease is most commonly unilobar with predilection for the lower lung lobes. Unlike BPS, it is connected with the tracheobronchial tree and has a pulmonary blood supply (Table 74-1). Congenital cystic adenomatoid malformation develops during the pseudoglandular phase (7 to 17 weeks’ gestation) of fetal lung development. In addition to the classification system described in the preceding, some have suggested classifying the lesions, at least during the prenatal period, as microcystic versus macrocystic based on the gross anatomy and antenatal ultrasound appearance. Whereas the latter classification has poor correlation with histologic features, it has a much better prognostic value, with microcystic lesions (cysts <5 mm) having a poorer prognosis than macrocystic lesions (>5 mm).5 TABLE 74-1 Characteristics of Congenital Cystic Adenomatoid Malformation Versus Bronchopulmonary Sequestration Type 0 CCAM is the rarest form and arises from the trachea or bronchus and contains multiple small cysts. These infants also have other associated lesions, including cardiovascular anomalies, renal hypoplasia, and focal dermal hypoplasia. The lung itself is hypoplastic, weighing only 30% to 50% of the expected weight. Microscopically, the tissue consists almost entirely of irregular bronchial-like structures lined by pseudostratified ciliated columnar epithelium surrounded by thick cartilage plates and bundles of smooth muscle fibers. Usually all lobes of the lung are involved; thus this diagnosis is usually lethal.105 Type 1 CCAM is the most common form, representing 60% to 70% of all CCAMs.104 These lesions consist of large cysts (1-10 cm) surrounded by multiple small cysts that arise from the distal bronchus or proximal bronchiole and are rarely associated with other congenital malformations. These CCAMs can be large and can have significant mass effect in utero, which can lead to fetal hydrops and pulmonary hypoplasia. However, many of these cysts collapse as pregnancy progresses, allowing normal lung growth of the unaffected lobes. Radiographically, they appear as either a single or multiple air-filled or air/fluid-filled cysts in one or (much less frequently) multiple lobes. Depending on size, there can be flattening of the diaphragm, mediastinal shift and compression of adjacent lung. Overall, these lesions have a good prognosis. However, a number of reports describe the occurrence of a bronchioloalveolar carcinoma, especially when the CCAM is not fully resected, with a malignant transformation risk of 1%.115 Type 2 CCAM accounts for 15% of all CCAMs and is the second most frequent type of CCAM. These malformations are of bronchiolar origin and consist of multiple small cysts (0.5-2 cm) and are often (≈50%) associated with other congenital anomalies, including renal agenesis/dysplasia, cardiovascular anomalies, congenital diaphragmatic hernia, and extralobar sequestrations.26,105 Radiographically, they are characterized by multiple small cysts that may not even be visible on chest x-ray. Prognosis is usually related to the severity of the associated anomalies. Type 3 CCAM accounts for 5% to 10% of all CCAMs. These are of bronchiolar/alveolar duct origin and almost exclusively seen in males. These lesions were the original congenital adenomatoid malformation described by Chin and Tang in 1949.23 They consist of multiple smaller cysts (rarely >0.2 cm) and appear as a solid mass that is associated with a significant risk of hydrops and polyhydramnios resulting from caval obstruction and cardiac compression secondary to mediastinal shift. This also leads to pulmonary hypoplasia, because unlike type 1 CCAMs, this lesion does not regress with progression of pregnancy. The extent of the pulmonary hypoplasia is the primary determinant of survival. Finally, type 4 CCAM accounts for approximately 10% of CCAMs, and is of distal acinar origin. The lesion primarily consists of large (up to 10 cm) air-filled, thin-walled cysts usually located at the lung periphery. This lesion can be asymptomatic at birth, and presents from the neonatal period to 4 years of age. Often, this will be an incidental finding on an x-ray that was taken for other reasons, such as acute respiratory distress related to a tension pneumothorax, or pneumonia. This lesion can be confused with pleuropulmonary blastema; therefore, blastemas must be looked for histologically. Surgical resection of the lobe is accompanied by an excellent prognosis.105 With improvement in prenatal imaging, most of these lesions are diagnosed prenatally, but some may not present until the postnatal period either as acute respiratory distress or as an incidental finding on a chest x-ray that was obtained for other reasons. Although the diagnosis of a congenital lung lesion is able to be made on prenatal ultrasound, it is difficult to distinguish CCAM from other cystic lung lesions. Adzick et al. proposed the classification of antenatal cystic lung lesions based on their appearance on ultrasound as either macrocystic (cysts ≥5 mm) or microcystic (cysts <5 mm).5 Our understanding of the natural history of CCAMs continues to evolve. Up to 15% of these lesions appear to “disappear” in the prenatal period, usually after 28 weeks’ gestation when the growth of these lesions tends to plateau; however, in most all cases, postnatal CT scan or fetal MRI will show persistence of the anomaly (Figure 74-3). The unpredictability of the in utero growth of these lesions requires careful follow-up. Midgestation, these lesions can grow quite rapidly, which can cause mediastinal shift, pulmonary hypoplasia, and impaired venous return leading to hydrops. It has been well established that the diagnosis of fetal hydrops associated with CCAM portends a poor prognosis, with mortality near 100%.3,4,114 In 2002, it was hypothesized that the volume of the lesion would predict whether hydrops would develop in the fetus. The CCAM volume ratio (CVR) was developed as a prognostic tool and is calculated by measuring the three dimensions of the lung lesion and dividing by the head circumference. A CVR greater than or equal to 1.6 at initial diagnosis was found to reliably predict a subgroup of fetuses at increased risk for developing fetal hydrops, and is now used to evaluate which infants might benefit from in utero interventions.30 Fetal surgery using thoracoamniotic shunting or cyst aspiration has been successful for macrocystic lesions, with survival rates in hydropic fetuses of 50% and 69%, respectively.22 Microcystic lesions require open fetal surgery in the presence of hydrops with a survival rate of 52%2,30,48,114 (see Chapter 14). Patients who are not suitable for surgery might benefit from antenatal steroids, which have been shown to decrease the size of microcystic CCAMs as well as resolve the hydrops in several case series.87 The EXIT procedure should be considered in patients with significant mediastinal shift and cardiac and lung compression at time of delivery.12,62 Postnatally, all CCAMs should have surgical evaluation. If the infant is symptomatic, surgical excision is indicated. However, there is still some debate over the appropriate management of those lesions that are asymptomatic at birth. All infants with CCAM should have a chest x-ray in the immediate neonatal period and chest CT scan at 4 to 6 weeks of age to evaluate the mass. There are justifications for prophylactic surgery: preventing chest infections and sepsis; preventing malignancy; early rather than delayed surgery may encourage compensatory lung growth; reduction in postoperative complications (compared with emergency surgery).65 The majority opinion seems to favor elective resection at 2 to 6 months of age. Following successful resection, the long-term functional outcome of children with CCAM is excellent with no physical limitations or increased risk for infection, although RSV immunoglobulin prophylaxis is advised in these patients.12 Bronchopulmonary sequestrations (BPSs) are microscopic cystic masses of nonfunctioning lung tissue thought to arise from the primitive foregut. Usually, these structures are not connected to the main airway, and their blood supply arises from the systemic circulation. Two forms are recognized: intralobar sequestration (ILS) and extralobar sequestration (ELS). Intralobar sequestration occurs when the accessory bud arises before the establishment of the pleura and is contained within the normal lung. If the accessory lung bud arises after the pleura are established, it has its own pleural covering and is completely separated from the normal lung and is classified as an ELS. Extralobar sequestrations are usually located supradiaphragmatic; however, a small portion (<10%) are located infradiaphragmatic.43,69 This is dependent on the level of the foregut at which they arise. On antenatal ultrasound, sequestrations appear as well-defined, solid, echogenic masses very similar to type 3 CCAM. A distinguishing feature of BPS is the documentation of systemic blood supply by color Doppler. If unclear, ultrafast MRI can establish the blood supply, define the lesion, and identify other associated malformations. It is difficult to distinguish ELS from ILS on prenatal ultrasound unless it is surrounded by a pleural effusion or is located below the diaphragm, which can only be features of an extralobar sequestration. Intra-abdominal ELS appears as a suprarenal solid mass and should be differentiated from other suprarenal masses, including neuroblastoma and mesoblastic nephroma.97 Antenatal or postnatal echocardiography can show associated cardiac malformation. Bronchopulmonary sequestration appears on chest radiograph as a posterior thoracic mass mostly on the left. Chest CT scan or even MRI might be needed to further delineate systemic blood supply. Like CCAMs, sequestrations, extralobar more so than intralobar, can be associated with multiple congenital malformations, including congenital diaphragmatic hernia, congenital heart disease, and vertebral anomalies. A feature unique to BPS is high output cardiac failure owing to the sequestration’s redundant circulation and occasionally massive left-to-left shunt. Like a CCAM, BPS can also cause fetal hydrops, either from the mass effect or from a tension hydrothorax that is the result of either fluid or lymph secretion from the BPS or from high output cardiac failure. If there is significant in utero compromise of the fetus, fetal intervention may be necessary in the form of a thoracoamniotic shunt for decompression of pleural effusion, surgical excision, or EXIT procedure.2,28,35 The natural history of BPS is still being learned. Most BPSs (68%) dramatically decrease in size as pregnancy progresses.2 Thus most sequestrations are usually asymptomatic in the neonatal period. If the sequestration is large, it can act as a space-occupying lesion and present as respiratory insufficiency either from pulmonary hypoplasia or lung compression and may require emergent surgical repair. If asymptomatic in the neonatal period, sequestrations can present later with recurrent pneumonia, atelectasis, bleeding, or high-output congestive heart failure. It is felt that asymptomatic patients should undergo elective resection to prevent complications of malignancy or infection.28 While discussing CCAMs and BPSs, it should be noted that there are some lesions, called hybrid lesions, that exhibit features of both entities.43,69
Neonatal Respiratory Disorders
Developmental Diseases
Pulmonary Underdevelopment: Pulmonary Agenesis, Aplasia, and Hypoplasia
Congenital Diaphragmatic Hernia
Capillary Alveolar Dysplasia
Congenital Pulmonary Lymphangiectasia
Chylothorax
Congenital Cystic Pulmonary Malformations
Congenital Cystic Adenomatoid Malformation
Congenital Cystic Adenomatoid Malformation
Bronchopulmonary Sequestration
Classification
Types 0-4, microcystic and macrocystic
Intralobar and extralobar
Connection to tracheobronchial tree
Yes
No
Systemic blood supply
No
Yes
Associated malformation
Common
Less common
Location
Either lower lobe
Left lower lobe
Malignant transformation
Yes
Yes
Spontaneous regression of antenatally diagnosed cases
15%
75%
Bronchopulmonary Sequestration
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