Clinical research


Chapter 37

Clinical research



Simon Bomken, Josef Vormoor


Learning objectives


There has been a dramatic improvement in child health outcomes throughout the second half of the last century. This has mainly been driven by improvements in nutrition, housing, child safety, immunization and other public health developments. These important approaches are now being complemented by clinical trials, fuelled by the development of new ‘omics’ technologies, which are uncovering the molecular origins of disease faster than we are able to translate the new information into clinical benefit for patients.


Paediatricians are a critical component in ensuring that our ever improving understanding of fundamental molecular biology is translated into improvements in the health of young people. This requires that paediatricians continue to identify, and seek to answer, key questions relating to childhood development and disease. Identifying clinically relevant problems, framing questions and searching for answers from established research is at the heart of evidence-based medicine (see Chapter 39, Evidence-based paediatrics). However, many questions remain unanswered. Designing studies to address these unanswered questions is the essence of clinical research.


This chapter aims to introduce clinical research, providing a broad understanding of what underpins clinical trial conception and design, the process of obtaining trial approval, recruitment, monitoring and finally reporting of trial findings.



The role of research


Research into the causes of childhood illness underpins much of what we see as standard practice today. However, many of our daily clinical decisions are based on little or no evidence. Children are not small adults, but individuals with specific and ever changing developmental and physiological needs. Despite this, paediatricians are often obliged to extrapolate from adult trials and to prescribe drugs for which there is little clinical trial data from children. Challenges facing the development of research for young people are listed in Box 37.1.



How, then, can child-specific clinical research be driven and what does it offer to the health of young people? Paediatricians involved in caring for children with rare, complex or life-threatening disorders are constantly looking to understand that disease in more detail, to identify high-risk patients and to develop innovative management strategies. For example, molecular characterization of malignant diseases has opened the door to the application of targeted therapies in place of non-selective cytotoxic chemotherapies. Cellular and genetic manipulation of donated stem cells will reduce the risk of rejection or graft-versus-host disease in recipients. Delivery of the wild type CFTR gene will reconstitute normal function, preventing the destructive lung disease seen in cystic fibrosis. However, the majority of child health research seeks to provide evidence relevant to the clinical management of children with more common diseases, forming the evidence base from which we develop our practice, and is the domain of all paediatricians (Box 37.2). Whether as chief investigator, recruiting patients or as someone committed to improving local practice, understanding the principles and practice of clinical research is a key component of paediatrics. All paediatricians have a responsibility to improve children’s healthcare and research is an essential part of this process.



Box 37.2


Landmark study – the use of oral prednisolone in viral-induced wheeze


Framed PICO question: In a pre-school child with wheeze associated with a viral upper respiratory tract infection [patient], is oral steroid (e.g. prednisolone) [intervention] more effective than placebo [comparison] in terms of time to resolution of symptoms, likelihood of admission and deterioration and side effects [outcomes]?


Study design: Randomized, double-blind, intention-to-treat, placebo-controlled trial comparing the role of a short (5-day) course of prednisolone in 700 children aged between 10 months and 60 months. The stated primary outcome measure was duration of hospitalization, with secondary outcome measures assessing symptom severity and salbutamol use.


Results: The study demonstrated that there was no difference in any of the stated outcome measures between children who received prednisolone and those who received placebo. This included a sub-analysis of children at risk of asthma (e.g. previous wheeze, dermatitis or parental asthma).


Discussion: Whilst this trial was conducted in a tertiary paediatric environment, it sought to address a common problem where there was no evidence to inform practice. Its impact comes not from high technological science, but from the importance of the clinical problem across tertiary, secondary and primary care settings. The use of a randomized, blinded and placebo-controlled design was critical in this study as many of the measured endpoints included a degree of subjectivity. This included the primary outcome measure, duration of hospitalization, as the decision to discharge a patient is based on clinician decision and therefore open to bias if the supervising clinician knew the allocated treatment. Equally, secondary outcome measures of degree of respiratory distress, total dose of inhaled β2 agonist administered in hospital and following discharge and mean 7-day symptom score all include an element of subjectivity. The use of a placebo was essential to maintain blinding.


Reference: Panickar J, Lakhanpaul M, Lambert PC, et al. Oral prednisolone for preschool children with acute virus-induced wheezing. New England Journal of Medicine 2009:360;329–38. ISRCTN58363576.



Research methods


Research setting


Medical research is conducted across a number of different settings. Different components flow, in two directions, with clinical problems and observations being investigated at a fundamental level and improved fundamental knowledge being applied to the patient setting. The resultant interplay of ideas, questions, solutions and new questions (Fig. 37.1) is what defines the process of medical research. Whilst the boundaries can merge, broadly the style of research being conducted allows these different settings to be considered separately.



Fundamental (or basic) research seeks to develop our understanding and knowledge of the genetic, molecular, environmental or societal basis of disease. Examples include:



Translational research is a two-way process which provides a bridge between fundamental research and applied clinical research and adheres to the philosophy of ‘bench-to-bedside and back again’. In the forward direction, it aims to generate supportive pre-clinical data prior to investigating the clinical application of:



One of a number of different potential clinical biomarkers (Box 37.3)



Box 37.3


Clinical biomarkers


Prognostic biomarkers – used to stratify patients according to the prognosis of their disease subtype. In childhood acute lymphoblastic leukaemia, cytogenetic analysis identifies patients at a higher risk of treatment failure, e.g. t(9;22) Philadelphia chromosome.


Predictive biomarkers – predict a patient’s response to a particular treatment. Mutations of Kir6.2 causing infant-onset diabetes insipidus predicts sensitivity to sulphonylureas (Box 37.4).



Box 37.4


Interventional cohort studies provide an alternative to RCTs when they are unfeasible or unethical


Scenario: You are a paediatrician working in a tertiary paediatric diabetes service.


Framed PICO research question: In children with diabetes due to mutations within the ATP-sensitive potassium channel [population], is oral sulphonylurea [intervention] as effective as standard insulin replacement [control] in maintaining or reducing HbA1c [primary outcome measure] without additional episodes of hypoglycaemia [secondary outcome]?


Method: This interventional cohort study looked at the management of 49 patients with diabetes due to mutations within the ATP-sensitive potassium channel.


Results: A significant reduction in HbA1c from 8.1% pre-treatment to 6.4% after 12 weeks of treatment (p < 0.001). Forty-four patients were able to stop insulin treatment.


Discussion: This collaborative multinational study demonstrated a safe and more effective way of managing diabetes resulting from this rare group of mutations. The patients in this study, all of whom were established on ‘standard’ insulin therapy, provided their own controls for the primary outcome measure of HbA1c, which can be assessed using a paired Student’s t-test (see Chapter 38, Statistics). Assuming that all patients were stable prior to enrolment, this approach provided the most appropriate trial design. It maximized the opportunity to study the effect of an intervention in a small population of patients with a rare condition. Randomizing patients between ongoing standard care and investigational treatment would have reduced the number in the trial therapy arm, thereby reducing the power of the study. However, a crossover approach would clearly not be appropriate in acute conditions where baseline measurements cannot provide stable data, or in life-threatening conditions where two interventions – usually current standard of care and new intervention – must be directly compared. In that situation, randomization would be most appropriate.


Reference: Pearson ER, Flechtner I, Njølstad PR, et al. Switching from insulin to oral sulfonylureas in patients with diabetes due to Kir6.2 mutations. New England Journal of Medicine 2006:355;467–77.


Response biomarkers – provide a surrogate measure of a patient’s disease status and response to the chosen therapy – fever or C-reactive protein in infection.


Pharmacokinetic biomarkers – used to assess the therapeutic or toxic effects of a drug. Antibiotics such as gentamicin or vancomycin will commonly have drug levels monitored.


Imaging biomarkers – non-invasive imaging, e.g. CT or MRI, may provide prognostic or response biomarker information.


Novel therapeutic targets – if the CFTR gene is mutated in cystic fibrosis, is it possible to deliver a functionally normal gene to the airways and does this result in a biological improvement, e.g. in secretions?


In reverse, it aims to identify:





Answer 37.1


E. Response biomarker.


The HbA1c is being used as a surrogate measure of glycaemic control, and thus provides a measure of the effectiveness of the intervention.


Clinical research seeks to take potential diagnostic, monitoring or therapeutic strategies, identified by basic and translational research, into a representative clinical setting. It asks the question, ‘Does this treatment improve the health and well-being of real patients?’ Addressing this question will normally be performed in steps, or phases, with different aims at each phase (Table 37.1). Phase I and II (early phase) trials recruiting small numbers of patients and focusing on determining the safety and appropriate dosing/schedule of a new intervention, may be combined so that patients are initially recruited to a phase I element followed by progression to a phase II element. This is increasingly common in trials of new therapies designed specifically for rare patient or disease/molecular subgroups.



Increasingly, experimental medicine (see Fig. 37.1, and see Personalized medicine, below) seeks to use human trials to generate pre-clinical data. For example, a clinical trial with a primary aim of investigating the effect of a new cytotoxic anti-cancer drug can also be used to assess the pharmacokinetics/pharma­codynamics of that drug and the effect on similar, potentially cross-reactive pathways in normal tissue. These studies cannot be performed in vitro or in healthy human volunteers due to the potential toxicity.



Common trial designs


A number of different quantitative trial designs exist. Whilst the randomized controlled trial is frequently seen as the gold standard approach for investigating a new treatment intervention, each of the designs can be the most appropriate choice for a given clinical setting (Table 37.2).



Question 37.2



Trial design


The following (A–E) is a list of trial designs:



Match the trial designs to each of the studies below:



1. Given current theories on autism and the finding of low-level contamination of drinking water specifically from surface sources with pharmaceuticals including oestrogenic compounds and other pollutants, researchers questioned whether drinking water might be a common source of exposure for numerous potential risk factors for autism spectrum disorders. The study collected secondary data on county-level autism prevalence in the USA and data on the percentage of drinking water derived from surface water sources for each county from publicly available data sources.


2. Mothers were identified during attendance at an antenatal clinic and divided into two groups: those who smoked during pregnancy and those who did not. Following delivery, all children were followed up for five years with yearly questionnaires about a variety of developmental outcomes.


3. Families attending an outpatient clinic were approached and asked to complete a survey regarding the amount of physical exercise undertaken each week. During the same clinic, each child was weighed and their height measured in order to evaluate associations between physical activity and overweight.


4. Following recruitment, children were allocated to receive either the current standard first-line treatment for epilepsy or a new medication under review. Investigators, unaware of which medication each participant was taking, analysed the outcome data with regards to seizure control.


5. To assess and compare the oral health status of pre-school children with and without cerebral palsy (CP), pre-school children with CP were recruited from special child care centres and a gender-matched sample of pre-school children from mainstream pre-schools were recruited as the control group.




Table 37.2


Common trials designs



































Trial design Approach offered Most suitable if Example research question
Randomized controlled trial (RCT) Patients are randomly assigned to receive either standard intervention or the new ‘trial’ intervention

A new treatment is being compared with the current best treatment.


This approach allows comparison of efficacy and toxicity whilst minimizing sources of bias.

PREDNOS trial: In children with new onset nephrotic syndrome [patient], is 16 weeks of prednisolone [intervention] more effective than 8 weeks [control] at reducing relapse rate [outcome]?
Crossover trial (variation of RCT) Individuals provide both control and experimental arm by sequentially receiving multiple/all interventions at different time-points, interspersed with periods for drug ‘wash-out’

The new treatment is for a chronic condition and aims to control symptoms


Is unsuitable/unethical for an acute condition where life-saving treatment is on trial

In adolescents with type 1 diabetes [patient], does pump therapy [intervention] compared to basal-bolus [control] reduce nocturnal hypoglycaemic episodes [outcome]?
Cohort Children and young people in a particular setting are recruited and followed up to determine outcome

The effect of an exposure or predisposition to a condition is being investigated


May be used, especially in early phase trials, where controlling with a placebo is unfeasible or unethical (Box 37.4)

In infants [population], does supine sleeping [cohort 1] compared to prone sleeping [cohort 2] lead to a high frequency of sudden infant death [outcome]? (See Box 37.4.)
Case-control Children and young people with a condition are compared with a control group without that condition. Controls must be matched for a number of characteristics, such as age, gender, socio-economic group Predisposing/risk factors are being investigated. By comparing well-matched cases and controls, the differences between the groups can identify such risk factors. In infants with pyloric stenosis [case group] compared with a matched group [control group], is there higher exposure to erythromycin?
Ecological Data generated from a geographically (usually) defined population to identify risk-modifying factors on health outcomes Able to identify available information about the population Map of skin cancer deaths and sun exposure


image



Qualitative research


Whilst most clinical research revolves around the quantitative analysis of clinical criteria, the interrogation of qualitative information can also play an important role, both in informing quantitative clinical trial design and in influencing clinical service design and provision.


Qualitative research (Box 37.5) aims to develop understanding of a defined area by collecting information, analysing it and using the output to generate new ideas or hypotheses which may or may not then be suitable for quantitative analysis. Information collecting may involve:




Box 37.5


Qualitative study



Non-compliance amongst adolescents with asthma


Scenario: A 14-year-old boy is admitted to your ward. He has ‘brittle’ asthma. It is the fourth time he has been admitted this year. GP records demonstrate that he is not collecting his prescriptions. You have a large number of similar adolescent patients and want to investigate compliance in adolescent patients.


Research question: ‘To understand better the reasons for non-compliance in adolescents with asthma.’


Research study: In-depth interviews with a sample of 49 adolescents, aged between 14 and 20 years. All adolescents were diagnosed as asthmatic more than a year previously and were attending a hospital asthma clinic. The interviews focused around the adolescents’ feelings about their illness and their illness-related behaviour, including self-management.


Key results: Reasons given for non-compliance with prescribed medication in the past or at present were: forgetfulness, belief that the medication is ineffective, denial that one is asthmatic, difficulty using inhalers, inconvenience, fear of side effects, embarrassment and laziness.


Research implementation: The results are implemented by improved education, including a peer education initiative.


Reference: Buston KM, Wood SF. Non-compliance amongst adolescents with asthma: listening to what they tell us about self-management. Family Practice 2000;17(2):134–8.


Whilst outcome measures are not restricted in qualitative studies, the study aim, methodology and analysis are no less rigorously defined and validated than in quantitative approaches. Commonly a number of validated methods will be used independently by more than one researcher and the results triangulated to identify areas of agreement, providing a high degree of validity.



Question 37.3



Clinical research/clinical trial settings


The following (A–J) is a list of research settings:



Choose the most appropriate research setting to address each of the problems below:





Designing a clinical trial


Introduction – identifying a clinical need


The origins of all clinical trials should be an identifiable clinical need. This is one of the key contributions to be made by translational researchers. The process of identifying a need, investigating potential solutions and then validating them is key to framing the clinical research question (Fig. 37.2). Whilst basic scientists may follow lines of investigation which appear interesting in the hope of further defining fundamental elements of biology, a greater expectation must be placed on the question underpinning a clinical trial. Asking a child and their family to consent to novel intervention or additional investigations can only be ethically justified if the benefit outweighs the risk. There must therefore be a reasonable expectation of patient benefit, identified as a clinical need. It may not, for example, be justified to randomize children between two established therapies with an equivalent, well-documented success rate, simply to demonstrate equivalence in a formal setting. If, however, there was a rationale for one treatment being more effective or less toxic than the other, then this would need to be investigated in a randomized clinical trial. The research question becomes:


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Jun 15, 2016 | Posted by in PEDIATRICS | Comments Off on Clinical research

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