Background
Cesarean delivery rates vary widely across the United States. Health care usage in many other areas of medicine also varies widely across the United States; it is unknown whether the variation in cesarean delivery rates across US communities is correlated with this broader underlying variation in health care usage patterns.
Objective
The purpose of this study was to determine whether the variation in cesarean delivery rates across US communities is correlated with other measures of health care usage in that community.
Study Design
We performed a population-based observational study that combined multiple national data sources, which included 2010 birth certificate data and Medicare claims data. Cesarean delivery rates in each US community, as defined by the Hospital Service Area, Medicare total spending per beneficiary, and hospital days in the last 6 months were calculated. Cesarean delivery and Medicare spending were on different patient populations; the Medicare variables were used to characterize the broader health care usage and spending pattern of that community. We examined the relationship between a community’s cesarean delivery rates and these measures of health care usage using Pearson correlation coefficients. We also stratified by quartile of Medicare spending and hospital use in the last 6 months of life and calculated the cesarean delivery rates per quartile, adjusting for underlying differences in patient characteristics, demographics, hospital structure, and the malpractice environment using a least-squared means method. We compared the amount of variation in cesarean delivery rates across communities that could be explained by differences in health care usage patterns to the amount of variation that was explained by other factors using the R -squared from multivariable models.
Results
Cesarean delivery rates varied from 4-65% across communities in the United States. Cesarean delivery rates were correlated positively with total Medicare spending ( r = 0.48; P < .001) and hospital use in the last 6 months of life ( r = 0.45; P < .001). Similar variation was seen in nulliparous women with a term fetus in vertex presentation (nulliparous, term, singleton, vertex cesarean deliveries), which is a common subset used for analysis of cesarean delivery rates. Communities in the lowest quartile of Medicare spending had the lowest rates of cesarean delivery (29.1% vs 35.7% in the highest quartile; P < .001 for differences across quartiles), which is a difference that persisted after adjustment (29.5% vs 31.8%; P < .001). Similar results were seen for nulliparous, term, singleton, vertex cesarean deliveries and when data were stratified by hospital days in the last 6 months of life. Overall, 28.6% of the total variation in cesarean delivery rates was explained by differences in health care usage patterns, as compared with 16.6% by differences in obstetric procedures, 7.9% by hospital structure, and 2.3% by variations in the malpractice environment. Of the 56.3% of variation that was unexplained by differences in patient characteristics and area demographics, 8.2% could be accounted for by differences in health care usage patterns, as compared with 4.6% by differences in obstetric procedures, 2.1% by hospital structure, and 1.2% by variation in the malpractice environment.
Conclusion
Cesarean delivery rates vary widely across US communities; this variation is correlated broadly with the variation that is seen in other measures of health care usage across US communities.
Cesarean delivery rates in the United States have increased by >50% in the last 2 decades, and cesarean delivery is now the most commonly performed surgery across the nation. There is wide variation in the use of cesarean delivery; some studies document up to a 10-fold variation across hospitals. This large variation, and the generally accepted notion that many of these cesarean deliveries are likely unnecessary (and potentially even harmful), have spurred national initiatives to lower the rate.
To date, the cause for the variation is largely unexplained. Previous studies have examined this variation at the county or hospital-level. County-level analysis has limited application because patients often travel across county lines to receive care. Hospital-level analyses are likely confounded by the fact that higher-risk women may cluster at certain institutions. Although most interhospital variation remains largely unexplained, previous studies have shown that up to 40% of interhospital variation in obstetric outcomes can be explained by underlying differences in patient populations. Therefore, we sought to examine variation at the community-level by using geographic groupings that are validated to capture local markets for primarily hospital-based medical care.
Understanding the amount of variation in cesarean delivery at the community level and what might underlie this variation is critical for the development of meaningful strategies to decrease the national cesarean delivery rate. Thus far, variation in cesarean delivery mainly has been attributed to differences in patient risk profiles, malpractice, and the use of labor induction and operative deliveries. Although each of these factors likely contribute, cesarean delivery variation may also reflect broader health care usage patterns in different communities. The intensity of medical care varies widely across the United States; overall health care spending is nearly twice as high in some communities, even for similar patients; the reason for this is largely unknown. However, this underlying regional variation in overall health care usage and spending may also be driving variations in the usage of cesarean delivery because it is possible that different communities have a different underlying propensity towards medical spending and usage. If so, interventions that have focused more broadly on the overall health care delivery system of a community may be more effective at reducing the cesarean delivery rate in the long run, compared with interventions that have focused more specifically on obstetric patients and providers. Therefore, we sought to examine the amount of variation in cesarean delivery rates across US communities and the extent to which this variation is correlated with and explained by broader health care spending and usage patterns in that community.
Materials and Methods
Data
Data were pooled from multiple sources, including birth certificate data from the Centers for Disease Control and Prevention (CDC), hospital data from the American Hospital Association (AHA) survey, and spending and usage data from the Dartmouth Atlas. The Dartmouth Atlas uses Hospital Service Areas (HSAs) to define local markets for hospital-based medical care and as a way to measure the variation in primarily hospital-based services (such as cesarean deliveries) across US communities. All analyses were done at the HSA-level (ie, with each HSA as the unit of observation). We used individual birth certificate data from the CDC with the county of birth identified. These individual level data were aggregated to the HSA-level; county-level data were converted to zip code–level (weighted by percent of population in the zip code in each county, which was available from the US postal service), then zip code-level data were aggregated to the HSA-level (weighted by the number of each births that occurred in each zip code within that HSA). Data on area demographics were obtained from the Health Resources and Services Administration 2010 Area Resource File, which provide data at the county-level on basic demographics, such as physician density and median income, which was converted similarly to HSA-level data, as mentioned earlier. Hospital data were obtained from the 2010 AHA survey. The AHA survey provides basic information about hospitals, such as bed number and teaching status, which was aggregated to the HSA-level (the hospital HSA was available in the AHA survey). Area obesity rates were obtained from the 2010 National Health and Nutrition Examination Survey at the state-level and converted to the HSA-level. Similarly, state-level malpractice data from the 2010 National Practitioner Database were used. Medicare total spending amount and hospital days in the last 6 months of life were obtained at the HSA-level from the Dartmouth Atlas of Health Care, which derives this information from Medicare claims data.
Variables of Interest
Our primary outcome was variation in HSA-level total cesarean delivery rates. Because nulliparous, term, singleton, vertex (NTSV) cesarean delivery rates are a commonly defined subset to analyze cesarean delivery variation and are supported as a quality metric by the American College of Obstetricians and Gynecologists, we also looked at variation in this cohort. Our primary predictors were total spending per Medicare beneficiary and number of hospital days in the last 6 months of life per Medicare decedent that were chosen a priori as ways to measure broader health care spending and usage patterns of the HSA. We used 2010 Medicare total spending data (age, sex, and price-adjusted) and the last available year of end-of-life care data (2007).
In terms of covariates, we included birth certificate variables that were coded reliably and sufficiently prevalent in the population (at least 5%). Pregestational and gestational disease states for diabetes mellitus and hypertension were combined into larger categories of any diabetes mellitus or hypertension. Minor and major teaching hospital admissions were combined into a larger category of “any teaching” hospital. All malpractice claims across all specialties were used.
Analysis
First, we examined the overall variation in both total and NTSV cesarean delivery rates across HSAs. Then, we divided HSAs into those with low cesarean delivery rates (less than the median) and high cesarean delivery rates (more than the median) and examined differences in covariates between these HSAs. We calculated the correlation between HSA-level cesarean delivery rates and total Medicare spending per beneficiary as well as the correlation between hospital days in the last 6 months of life. For both of these correlations, we used Pearson coefficients, weighted by the number of births per HSA. We also performed a sensitivity analysis for these correlations by excluding outliers (HSAs <5th percentile or >95th percentile). Next, we divided HSAs into quartiles of Medicare spending and end-of-life care. We examined the unadjusted and adjusted rates of total and NTSV cesarean deliveries across these quartiles. For the adjusted rates, we used the least-squares means methods. All missing variables were input. We adjusted for maternal and birth characteristics (age, race, parity, gestational age, marital status, education, birthweight, multiple gestations, smoking, diabetes mellitus, hypertension, and breech presentation), area demographics (obesity, region in the United States, birth rate, and median income), hospital-level factors (teaching status, bed size, profit status), and malpractice (total claims and claims >$1 million). Obstetric practice variables (induction rate, forceps/vacuum rate, deliveries in the hospital, and provider type and density) were not adjusted for because they were believed potentially to be on the “causal pathway” for cesarean delivery. A sensitivity analysis was performed when the obstetric practice variables were included in the adjustment. Unadjusted and adjusted rates were compared across quartiles with analysis of variance testing. All analyses were weighted by the total number of deliveries per HSA.
To analyze the degree to which broader health care spending and usage measures explained the variation in cesarean delivery rates, we created separate linear regression models. Each model had HSA-level total or NTSV cesarean delivery as the outcome and different predictors for inputs. The R -squared value of that model was used to quantify the amount of variation in the HSA-level cesarean delivery rates that was explained by that variable or variable group. We adjusted for baseline differences in maternal and birth characteristics and area demographics using a partial R -squared model; the partial R -squared value represents the percent of the remaining variation (after accounting for baseline differences) that was explained by that variable or variable group.
For all analyses, SAS statistical software (version 9.3; SAS Institute Inc, Cary, NC) was used, and a probability value of <.05 was considered statistically significant. Our data were all deidentified and exempt from Institutional Review Board approval.
Results
There were 4,007,105 births with birth certificates in the United States in 2010. After converting from county-level to HSA-level, our dataset included 99.98% of these births. We included 3169 of the predefined 3436 HSAs that had at least 1 delivery in 2010. There were 1,319,230 NTSV deliveries in 2956 HSAs. The total cesarean delivery rate was 32.8% and 27.6% in the NTSV cohort. Among HSAs with at least 100 deliveries, the rate of total cesarean delivery varied from 4-65%. Among only the largest HSAs (the 868 HSAs with at least 1000 deliveries), the rate of total cesarean deliveries still varied from 21-50%. Similarly, in HSAs with at least 100 NTSV deliveries, the rate of NTSV cesarean delivery varied from 4-56% ( Figure 1 ). Among only the 290 largest HSA with at least 1000 NTSV deliveries, the rate of cesarean delivery varied from 16-48%. When HSA outliers (less than the 5 th percentile or greater than 95th percentile) were excluded, total cesarean delivery rates varied from 24-42%, and NTSV cesarean delivery rates varied from 19-38%.
The differences in characteristics of the low cesarean delivery HSAs (less than the HSA median of 30.8%) and high cesarean delivery HSAs (greater than the median) are shown in Table 1 . High cesarean HSAs tended to have higher-risk patients (eg, greater average maternal age, higher rates of multiples). Higher cesarean delivery HSAs were more likely to be in the Northeast (20% of high cesarean delivery HSAs vs 7.2% of the low cesarean HSAs; P < .001) or South (51.7% of high cesarean HSAs vs 36.8% of low cesarean HSAs; P < .001). Higher cesarean delivery HSAs also had more malpractice claims (an average of 28.3 annual claims vs 15.3 annual claims in low cesarean delivery HSAs; P < .001).
Variable | Cesarean delivery rate | P value | |
---|---|---|---|
Low: below the median (n = 1584) | High: above the median (n = 1585) | ||
Maternal/birth characteristics | |||
Maternal age, y a | 27.4 | 27.8 | < .001 |
Race/ethnicity, % | |||
Hispanic | 20.1 | 25.6 | < .001 |
Non-Hispanic white | 60.7 | 50.2 | < .001 |
Non-Hispanic black | 9.8 | 17.1 | < .001 |
Asian | 5.8 | 5.9 | .620 |
Other | 2.6 | 1.2 | < .001 |
Initiated care in 1st trimester, % | 76.0 | 75.6 | .286 |
Married, % | 61.3 | 58.1 | < .001 |
Education less than high school, % | 18.3 | 19.2 | .004 |
Gestational age, wk | 38.7 | 38.5 | < .001 |
Birthweight, g | 3296 | 3255 | < .001 |
Nulliparous, % | 39.4 | 40.8 | < .001 |
Multiple gestation, % | 3.1 | 3.6 | < .001 |
Smoker, % | 10.8 | 8.2 | < .001 |
Diabetes mellitus, % | 5.2 | 5.0 | < .001 |
Hypertension, % | 5.9 | 6.0 | .206 |
Breech, % | 5.2 | 6.0 | < .001 |
Hospital characteristics | |||
Teaching hospital admissions, % | 45.2 | 53.6 | < .001 |
Average number of beds, n | 291 | 400 | < .001 |
For-Profit hospital admissions, % | 12.2 | 19.1 | < .001 |
Obstetric practice | |||
Delivered by physician, % | 81.9 | 87.0 | < .001 |
Birth in hospital, % | 98.2 | 99.1 | < .001 |
Obstetricians per 1000 deliveries, n | 8.2 | 9.6 | < .001 |
Induction of labor, % | 23.8 | 23.1 | .021 |
Forceps delivery, % | 0.8 | 0.6 | < .001 |
Vacuum delivery, % | 3.3 | 2.8 | < .001 |
Area demographics | |||
Region, % | |||
Northeast | 7.2 | 20.0 | < .001 |
Midwest | 15.7 | 11.5 | < .001 |
South | 36.8 | 51.7 | < .001 |
West | 40.3 | 16.7 | < .001 |
Obesity, % | 27.1 | 28.3 | < .001 |
Total deliveries, n | 7,084 | 10,772 | < .001 |
Median per capita income, $ | 39,015 | 42,810 | < .001 |
Malpractice environment | |||
Annual malpractice claims | 15.3 | 28.3 | < .001 |
Annual claims >$1 million | 1.1 | 1.8 | < .001 |
a Mean presented for all categories, unless otherwise specified.
We found a correlation between Medicare total spending and hospital days in the last 6 months of life and the cesarean delivery rate of an HSA ( Figure 2 ). Correlations were weighted by the total number of deliveries in the HSA. Both total Medicare spending ( r = 0.48; P < .001) and hospital days in the last 6 months of life ( r = 0.45; P < .001) were correlated with total cesarean delivery. Excluding the outliers attenuated, but did not change, the overall magnitude of the correlations ( r = 0.37; P < .001 and r = 0.40; P < .001). The results were also similar when we included only the largest HSAs with at least 1000 deliveries; total cesarean delivery was correlated with total Medicare spending ( r = 0.50; P < .001) and hospital days in the last 6 months of life ( r = 0.47l; P < .001) in this subset. Similarly, total Medicare spending ( r = 0.39; P < .001) and hospital days in the last 6 months of life ( r = 0.41; P < .001) were correlated with NTSV cesarean delivery rates, which did not change after the exclusion of the outliers ( r = 0.29; P < .001 and r = 0.31; P < .001) nor after the limiting of the analysis to HSAs with at least 1000 deliveries ( r = 0.45; P < .001 and r = 0.38; P < .001).