Neuropsychological Outcomes in Pediatric Brain Tumor Survivors



Fig. 24.1
Predictors of neuropsychological outcome in PBTS





Neuropsychological Outcomes


There is considerable heterogeneity in individual neuropsychological outcomes for PBTS given the variety of tumor types and/or treatments and associated time and individual factors. As a result, no single neuropsychological phenotype exists. The severity of neuropsychological difficulties experienced by PBTS may range from mild learning or attention difficulties that can be easily accommodated to severe limitations in intelligence and adaptive functioning which restrict independent living. Early research on neuropsychological outcomes of PBTS focused on general measures of intelligence because they were commonly measured in clinical practice, widely understood, and predictive of academic success. Indeed, certain subgroups of PBTS, such as children with medulloblastoma treated with cranial radiation, almost uniformly display intellectual deficits [4]. Likewise, academic achievement is frequently measured because of the significant educational needs of PBTS and the presumed ecological validity of academic performance measures [5].

However, intelligence scores represent a composite of multiple cognitive processes and sole reliance on such broad measures obfuscates more detailed analysis of brain/behavior relations. Similarly, academic performance is multifactorial and may be impacted by behavior, mood, fatigue, and school absences, in addition to cognition [5]. Core cognitive functions, on the other hand, are considered to be “purer” measures of neurocognition in PBTS. These functions, which include attention, processing speed, working memory, psychomotor skills, and new learning, underlie the ability to learn efficiently and retain information [6]. Across all brain tumor patients, core cognitive functions have been shown to be more adversely affected than global intelligence [7, 8], irrespective of treatment. Further, deficits in core cognitive functions have been shown to underlie failure make age-appropriate gains in intelligence and academic achievement [9].

In the largest published meta-analysis of studies of long-term neuropsychological effects in PTBS across all tumor types and locations, Robinson and colleagues [7] analyzed 39 empirical studies and found that relative to normative data, PBTS showed significant and pervasive deficits across a range of specific and general cognitive variables. The largest effect sizes were found for psychomotor skill, attention, visual-spatial skill, verbal memory, and language. Effect sizes for general intelligence and academic achievement were somewhat smaller in magnitude. In terms of their level of performance, PBTS performed almost a full standard deviation below normative level in overall intellectual ability.

Meta-analysis of neuropsychological outcomes in children with tumors of the posterior fossa, collapsing across tumor types and treatments, produced similar findings [8]. Data from 38 individual studies were analyzed and the magnitude of effects across all of the domains ranged from medium to large in size. Again, the largest effect sizes were found for the specific cognitive functions, including attention, psychomotor skill, executive function, and language. Effect sizes for general intelligence and academic achievement were in the moderate range. Age at diagnosis was a significant predictor of outcome; survivors diagnosed younger than 7 years of age showed significantly larger deficits than survivors diagnosed at an older age in the areas of overall cognitive ability, verbal intelligence, and nonverbal intelligence. With respect to their level of performance, children treated for posterior fossa tumors performed near or over a full standard deviation lower than age-matched peers on the specific and general cognitive domains assessed. Thus, the research to date demonstrates that PBTS, particularly those with posterior fossa tumors who were treated with radiation, show deficits across multiple cognitive domains. Irrespective of the treatment type, core cognitive functions appear to be more vulnerable to disruption in PBTS and, in turn, these specific difficulties lead to declines in general intellectual and academic functioning.


Tumor, Treatments, and Time



Tumor Characteristics


The types and location of brain tumors that arise in childhood differ from those seen in adulthood. Specifically, children are more likely than adults to have primitive neuroectodermal tumors (PNETS), including medulloblastoma and pineoblastoma, choroid plexus tumors, and chiasmatic-hypothalamic gliomas. While supratentorial tumors predominate in adults, children are more likely to have infratentorial tumors. Although there have been conflicting findings, children with supratentorial and infratentorial tumors do not generally differ in overall intelligence, but the pattern of cognitive deficits differs. One study reported that across varying tumor types and with equivalent radiation dose, children with infratentorial tumors performed more poorly on selected measures of core cognitive functions, such as attention and working memory, and were more likely to be diagnosed with a learning disorder relative to survivors of supratentorial tumors, even when controlling for age at diagnosis [10]. As would be predicted based on the functional organization of the brain, tumors in the left hemisphere are associated with greater deficits in verbal and language domains, while midline tumors in the hypothalamic and pineal regions tend to be associated with deficits in declarative memory.

Midline tumors often block cerebrospinal fluid (CSF) flow, resulting in obstructive hydrocephalus which requires neurosurgical intervention. Hydrocephalus has been shown to be a strong predictor of long-term neuropsychological deficits. Specifically, increased severity of hydrocephalus at the time of diagnosis was related to lower intelligence in children with localized infratentorial ependymoma who were assessed prior to or during radiation therapy [11]. While treatment of hydrocephalus by shunting is associated with improved intellectual functioning in the short term, the presence of hydrocephalus severe enough to require shunting (pre- or posttreatment) is associated with poorer long-term intellectual outcomes in patients, regardless of tumor type [12].


Treatments



Surgery and Surgical Complications


While certain tumors, including many low-grade gliomas, require only neurosurgical intervention, this treatment is not necessarily neuropsychologically “benign.” Mild intellectual and attention deficits are measurable after neurosurgical intervention but prior to adjuvant therapies [13]. Children with low-grade cerebellar astrocytomas treated only with neurosurgical resection displayed below normative-level performance on measures of general intelligence and academic and adaptive functioning at a mean of 103 days following surgery [14]. Similar results were reported for children who had surgical resections of midline or hemispheric low-grade gliomas; they displayed mild cognitive dysfunction relative to population norms when assessed an average of 111 days after surgery [15]. Cognitive dysfunction was greater in patients with left-hemisphere tumors relative to those with right-hemisphere tumors. Longitudinal studies are needed, however, to determine if there is natural recovery of function for PBTS treated with neurosurgical interventions alone or whether the deficits observed in the initial months following surgery persist.

Perioperative complications confer additional risks to neuropsychological functioning and tend to be more common in very young patients who are already more likely to experience long-term deficits. For example, cerebellar mutism syndrome (CMS) is a postsurgical complication that is seen in approximately 25 % of patients with posterior fossa tumors. The syndrome is characterized by diminished or absent speech, dysarthria, and linguistic difficulties. CMS is often accompanied by ataxia, hypotonia, and emotional lability. Children who develop CMS are more likely to be left handed and have unilateral, localized damage within the cerebello-thalamo-cerebral pathway at the level of the right cerebellum [16]. Disruption of this pathway is thought to interfere with communication between the posterior fossa and left frontal cortical regions that underlie language production [16]. CMS is also associated with increased long-term cognitive deficits compared to those without this complication. Children who develop CMS demonstrate significantly lower performance on measures of processing speed, attention, working memory, executive processes, cognitive efficiency, and academic performance in reading, spelling, and mathematics at one year post diagnosis relative to patients without CMS [17]. Other postoperative complications and infections, difficult-to-control seizures, and antiseizure medication also contribute to neuropsychological morbidity in PBTS.


Radiation


Radiation therapy is generally considered the most significant risk factor for long-term neuropsychological deficits; higher dose and volume of radiation are associated with poorer outcomes, particularly in young children. Children with posterior fossa tumors have been shown to display a 2- to 4-point decline per year in intelligence which is evident at 1 year posttreatment with rapid decline initially following treatment and more gradual decline thereafter [18]. Although there is individual variability in intellectual decline, losses of 25–30 full-scale IQ points are not uncommon and the majority of children treated with cranial radiation prior to 7 years of age require special education. However, much of the research on long-term radiation effects was done with children who received higher doses of radiation than are currently used (5,400 or 3,600 vs. 2,400 cGy craniospinal), and current radiation doses and delivery techniques may be less neurotoxic. Intellectual outcome has been reported to be less impacted in those patients treated with 2,400 cGy dose to the brain and spine [19]; however, this effect has not been observed consistently, leading to questions concerning other patient factors that may influence sensitivity to radiation.

Stereotactic conformal radiotherapy administered directly to the tumor and a margin of surrounding brain protects normal brain tissue and appears to reduce overall cognitive morbidity. Children with low-grade glioma or craniopharyngioma who were treated with conformal radiation therapy showed no decline in learning performance when assessed at a mean of 4–5 years following treatment [20]. Jalali and colleagues showed that conformal radiation administered to pediatric brain tumor patients was associated with clinically significant intelligence declines in one third of the overall sample [13]. In their sample, clinically significant decline in intelligence was associated with younger age at time of treatment and higher radiation dose to the left temporal lobe. Thus, relative to conventional radiation therapy, conformal radiation appears to result in cognitive sparing. However, there continues to be a need for long-term data on specific radiation doses to various brain regions and their associated cognitive outcomes.


Chemotherapy


Understanding the contribution of chemotherapy agents to long-term neuropsychological outcomes in PBTS is complicated as single chemotherapy agents are rarely given in isolation. There is vast literature detailing the neuropsychological effects of methotrexate, much of it in pediatric acute lymphoblastic leukemia (ALL) patients. Methotrexate depletes folate within the central nervous system (CNS) and neuropsychological impairments are related to both individual and cumulative methotrexate doses. For medulloblastoma patients, intrathecal methotrexate, in addition to a standard radiation therapy and chemotherapy protocol, was associated with increased neuropsychological deficits, particularly in those under 10 years of age [21]. Radiation therapy and intrathecal methotrexate seem to have a synergistic effect when combined, and it has been hypothesized that radiation therapy increases the permeability of the blood–brain barrier to neurotoxic chemotherapy.

More recently, methotrexate has been used with brain tumor patients under 3 years of age in an effort to avoid or delay radiation, with positive neuropsychological outcomes. For example, Rutkowski and colleagues reported on intellectual outcomes for 14 children with medulloblastoma diagnosed prior to age 3 years who were treated with chemotherapy-only protocol including intravenous chemotherapy and intraventricular methotrexate [22]. Average IQ at a mean of 5 years post diagnosis was significantly lower than healthy age-matched controls, but higher than historical medulloblastoma controls who received radiation therapy.

The Head Start II protocol utilized postsurgical high-dose chemotherapy followed by autologous hematopoietic cell transplantation to avoid or delay craniospinal radiation, and radiotherapy was required for a minority of patients (33 %). Patients less than 10 years of age at the time of diagnosis demonstrated low average intelligence and visual-motor integration at baseline (following completion of induction therapy, but prior transplant or radiation) [23]. Follow-up testing at a mean of 2.8 years later showed stable cognitive performance with average social-emotional and behavioral functioning. Increased time from diagnosis was associated with lower intelligence, poorer reading, and delayed verbal memory compared to patients more recently diagnosed. Because the full neuropsychological effects of this treatment may not have fully manifested, continued monitoring of this cohort is warranted. Nevertheless, chemotherapy-based protocols that attempt to avoid or delay radiation, particularly in young children, appear to be beneficial to preserving cognitive development.

Glucocorticoid steroids (e.g., prednisone and dexamethasone) are directly associated with acute neurobehavioral difficulties in children and longer-term memory difficulties. Other chemotherapy agents indirectly impact cognitive development and academic performance. Platinum-based chemotherapeutic agents such as cisplatin are ototoxic at higher doses and may induce irreversible, bilateral hearing loss. Neuropsychological deficits, specifically in the language domains, are thought to be at least partially associated with hearing loss at an early age. Another example is vincristine-related neuropathy which may impact writing and other fine motor functions.


Mechanisms of Treatment-Related Neurotoxicity


Radiation therapy disrupts the protracted process of myelination within the brain, which normally begins prenatally and continues through childhood and adolescence. The resulting white-matter damage is directly related to the nature and severity of neuropsychological impairment. White matter is composed of glial cells that provide structural and physiological support within the CNS and insulate axons (myelin). The functional integrity of white matter is essential for cognitive efficiency as it facilitates the transmission of electrical signals along axons. Thus, glial cells play an important role in neural transmission and are also involved in neurogenesis. These cells are sensitive to treatment-related damage because they are rapidly proliferating.

Observed changes in brain tissue following radiation therapy involve glial atrophy, demyelination, white-matter-specific necrosis, and decline in normal-appearing white-matter volume [24]. Neuroimaging measures of white-matter tissue damage, particularly in prefrontal and frontal regions, predict poor attention [25] and intellectual functioning [26] following cranial radiation. Cranial radiation also has a detrimental impact on the growth of new neurons in the hippocampus [27] with decreased hippocampal volume related to deficits in declarative memory [28].


Time Since Treatment


Regardless of the treatment used, neuropsychological effects appear to be cumulative. The cognitive effects of radiation therapy are measureable as early as one year after treatment and there is continual decline until late adolescence, at which time anticipated age-related gains in cognition begin to plateau. While previously acquired skills and knowledge are retained, there is a slowing in the rate of new skill acquisition, resulting in a steadily increasing gap in performance between PBTS and age-matched peers. Based on a meta-analysis of 29 studies of intellectual and attentional functioning of PBTS across a range of tumor types, locations, and treatments, De Ruiter and colleagues reported that longer time since diagnosis was more highly predictive of overall IQ than either radiation or chemotherapy, accounting for 41 % of the total variance [29].


Moderators: Individual, Genetic, and Environmental Variables


Individual characteristics of the child and the environment may moderate relationships between disease- and treatment-related variables and neuropsychological outcomes. Age at the time of diagnosis is a well-established predictor; children diagnosed at a young age have historically shown poor neuropsychological outcomes. More recently, innovative treatment strategies have been introduced to delay or avoid the use of conventional cranial radiation in very young children (<3 years), resulting in improved neuropsychological outcomes [22]. For reasons not well understood, girls tend to display greater treatment-related neuropsychological impairment than boys, which may be associated with age-related sex differences in brain maturation.

The child’s pre-morbid level of functioning is another important moderator of long-term outcomes. Children with above-average cognitive abilities at baseline (e.g., assessment within weeks of diagnosis) tend to show greater declines in standardized scores over time relative to children with lower baseline performance, presumably because they have “more to lose” [30]. Although the IQ point per year decline is typically higher in children with above-average baseline performance than those with lower performance, frank impairment in intellectual functioning in later years is less likely.

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Oct 31, 2016 | Posted by in PEDIATRICS | Comments Off on Neuropsychological Outcomes in Pediatric Brain Tumor Survivors

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