© Springer-Verlag Berlin Heidelberg 2015
Peter C. Rimensberger (ed.)Pediatric and Neonatal Mechanical Ventilation10.1007/978-3-642-01219-8_5858. Weaning from Mechanical Ventilator Support in Neonates
(1)
Division of Asthma, Allergy and Lung Biology, MRC Centre for Allergic Mechanisms for Asthma, King’s College London, London, UK
(2)
Newborn Unit, Neonatal Intensive Care Centre, King’s College London School of Medicine, King’s College Hospital, 4th Floor Golden Jubilee Wing, Denmark Hill, London, SE5 8RS, UK
Educational Aims
To describe efficacious respiratory support strategies pre and post extubation
To facilitate an understanding of the physiology underlying predictors of weaning/extubation
To highlight efficacious adjunctive therapies to hasten weaning and facilitate extubation
Bronchopulmonary dysplasia (BPD) has a multifactorial aetiology which includes prolonged use of mechanical ventilation. It is, therefore, desirable to wean, particularly prematurely born, infants from the ventilator as soon as possible. It is, however, equally important to neither undertake inappropriate weaning as this can result in an increased work of breathing nor extubate too early as this may result in an acute deterioration and need for reintubation. In this section, the evidence for respiratory strategies pre and post extubation is reviewed and the efficacy of predictors of weaning and extubation success and adjunctive therapies discussed.
58.1 Ventilation Modes During Weaning from Mechanical Ventilation
58.1.1 Patient-Triggered Ventilation
Meta-analysis of randomised trials demonstrated that patient-triggered ventilation, delivered either as assist control ventilation (ACV) or synchronised intermittent mandatory ventilation (SIMV), compared to intermittent positive pressure ventilation was associated with a shorter duration of ventilation in infants recovering from respiratory distress (Greenough et al. 2012). In randomised trials, ACV compared to SIMV was associated with a shorter duration of weaning when the SIMV rate was reduced below 20 bpm (Dimitriou et al. 1995), likely reflecting that reducing the number of spontaneous breaths supported by mechanical breaths below a critical level increases the work of breathing. Indeed, the transdiaphragmatic pressure time product, which reflects the energy expenditure of the diaphragm muscle during isometric and non-isometric contractions, was significantly lower when prematurely born infants who were being weaned from the ventilator received pressure support and SIMV (i.e. all spontaneous breaths were supported) rather than SIMV alone (when only a proportion of the spontaneous breaths were supported) (Patel et al. 2009). Those results (Dimitriou et al. 1995; Patel et al. 2009) suggest that weaning is best achieved when all of the infant’s spontaneous breaths are supported by positive pressure inflations.
58.1.2 Volume-Targeted Ventilation
During volume-targeted ventilation (VTV), a preset tidal volume is delivered despite changes in the infant’s lung mechanics. Meta-analysis of the results of four randomised trials (McCallion et al. 2010) demonstrated VTV was associated with a significant reduction in the duration of ventilation. The trials, however, were of small sample size, including in total only 178 infants. In addition, different ventilator types were used which deliver different airway pressure waveforms during VTV (Sharma et al. 2007). Subsequent randomised trials have not demonstrated advantages of VTV with regard to facilitating extubation (Singh et al. 2006; Cheema et al. 2007).
58.1.3 Low Rate Intermittent Positive Airway Pressure
Infants may be extubated from low rate intermittent positive airway pressure versus extubation from a trial of endotracheal CPAP in intubated preterm infants (Davis and Henderson-Smart 2001). Three trials were identified but when RCTs only were considered, direct extubation from low rate ventilation rather than period of endotracheal CPAP was associated with a significantly greater extubation success (RR 0.10, 95 % CI 0.001, 0.78) (P). Twelve randomised studies have been included in a meta-analysis (Wheeler et al. 2010) and VTV modes were associated with a reduction in days of ventilation (–2.36 95 % CI –3.9 to –0.8) as well as reductions in death or BPD, pneumothorax and PVL or grade 3–4 IVH.
58.2 Assessing Readiness for Extubation
Interpretation of the literature is complicated by use of various definitions of extubation success which include remaining extubated at 24 h (Belani et al. 1980; Wilson et al. 1998), 48 h (Dimitriou et al. 2002; Fox et al. 1993; Kavvadia et al. 2000; Smith et al. 1999; Szymankiewicz et al. 2005; Vento et al. 2004) or 72 h (Dimitriou et al. 1999; Fox et al. 1981; Kamlin et al. 2008, 2006; Veness-Meehan et al. 1990). In addition, although most studies define extubation failure as the need for reintubation (Wilson et al. 1998; Dimitriou et al. 2002; Fox et al. 1993; Kavvadia et al. 2000; Szymankiewicz et al. 2005; Vento et al. 2004; Fox et al. 1981; Kamlin et al. 2008, 2006; Shoults et al. 1979; Balsan et al. 1990; Gillespie et al. 2003), others include a requirement for nasal continuous positive airways pressure (Belani et al. 1980; Veness-Meehan et al. 1990). Approximately 30 % of infants fail extubation when extubation readiness is determined by clinical criteria (Sinha and Donn 2000). Successful weaning and extubation are dependent on the balance between the magnitude of the respiratory load, the effective respiratory drive and adequate respiratory muscle strength. Assessment of the individual components has yielded variable success, including measures of compliance (Dimitriou et al. 2002; Kavvadia et al. 2000; Smith et al. 1999; Szymankiewicz et al. 2005; Veness-Meehan et al. 1990; Balsan et al. 1990) and resistance (Fox et al. 1981; Veness-Meehan et al. 1990). Lung volume assessment was shown to be significantly associated with extubation failure (Dimitriou et al. 1996) but post rather than pre-extubation and measurement of functional residual capacity using a helium gas dilution technique requires considerable expertise. A more generalisable technique is computer-assisted analysis of the chest radiograph lung area. A low post extubation lung area was demonstrated to be predictive of extubation failure but, although had a 100 % positive predictive value, had only 57 % sensitivity (Dimitriou and Greenough 2000). Respiratory drive has been assessed by the ventilatory response to added dead space (tube breathing) but successful extubation was predicted with only 71 % sensitivity and 75 % specificity (Fox et al. 1993). Respiratory muscle strength has usually been determined by assessment of the maximum pressure generated during an occlusion (Pimax). Although in some studies (Belani et al. 1980; Shoults et al. 1979) Pimax has been found to differ significantly between those in whom extubation failed and succeeded, differences in one study (Dimitriou et al. 2002) disappeared once Pimax was corrected for birthweight.
As a consequence, it seems likely that a better approach would be to determine the balance between the magnitude of the respiratory load, respiratory drive and respiratory muscle strength. This can be determined by the effectiveness of respiratory efforts, for example, the magnitude of minute volume. In one trial (Gillespie et al. 2003), infants randomised to extubation decided by a minute ventilation test rather than clinical judgement, were extubated significantly sooner (8 versus 36 h), but there were no significant differences in the extubation failure rate between the two groups. An alternative approach has been to measure the tension time index of the diaphragm (TTdi), which is calculated as the product of mean transdiaphragmatic pressure (Pdi) and maximal Pdi (Pdimax) and the ratio of inspiratory time (TI) to the total respiratory cycle time (TTOT) that is TTdi = (Pdi/Pdimax) × (TI/TTOT). Healthy human volunteers could not sustain a set breathing task for longer than 45 min when the TTdi was greater than 0.15 (Bellemare and Grassino 1982a, b). In addition, in patients with chronic obstructive airways disease, those failing weaning had a mean TTdi of 0.17 compared to 0.09 in those who were successfully weaned (Purro et al. 2000). In a paediatric intensive care population, a TTdi of greater than 0.15 was demonstrated to be 100 % sensitive and 100 % specific of extubation failure (Harikumar et al. 2006), retrospective analysis of neonatal data showed similar results (Currie et al. 2011). It is now important to prospectively investigate TTTdi and TTmus (a non invasive assessment of the force produced by the respiratory muscles) in a neonatal population.
58.3 Interventions That Might Facilitate Weaning from the Ventilator
58.3.1 Continuous Positive Airway Pressure and Nasally Delivered Ventilation Modes
Meta-analysis of eight trials demonstrated that nasal CPAP, when applied to infants being extubated following mechanical ventilation, significantly reduced (relative risk 0.62, 95 % CI 0.49, 0.77) the incidence of adverse clinical incidents (apnoea, respiratory acidosis and increased oxygen requirements) which indicated the need for additional respiratory support (Davis and Henderson-Smart 2009b). The efficacy of nasal CPAP, however, may depend on the delivery technique. Post extubation, in a randomised trial of 162 extremely low birthweight (ELBW) infants, CPAP delivered by the infant flow device rather than via a ventilator and nasal prongs was associated with a shorter requirement for supplementary oxygen, although not significantly greater extubation success (Stefanescu et al. 2003). There have, however, been concerns that use of dual nasal prongs may result in an increased risk of nasal trauma (Robertson et al. 1996), but subsequently similar incidences of trauma have been demonstrated regardless of CPAP mode delivery (Buettiker et al. 2004; Yong et al. 2005). The duration of CPAP, however, was noted to be significantly related to the occurrence of trauma (Yong et al. 2005). Hence, it is important to wean infants from CPAP as soon as possible. CPAP may be weaned by reducing pressure or by reducing the time spent on CPAP each day. In a randomised trial, weaning by pressure was shown to be associated with significantly more weaning success (Soe 2007).
Meta-analysis of randomised trials demonstrated that three nasal intermittent positive pressure ventilation (NIPPV) compared to CPAP increased successful extubation (relative risk 0.21, 95 % confidence intervals 0.10–0.45) (Davis et al. 2001). The studies, however, were of small sample size, and thus it is not possible to confidently conclude that nasal ventilatory modes do not increase gastrointestinal problems, as reported in earlier studies.
58.3.2 Pharmacological Interventions
58.3.2.1 Methylxanthines
Meta-analysis of six randomised trials demonstrated that methylxanthine treatment resulted in a significant reduction in failure of extubation within 1 week (relative risk 0.47); the number needed to treat to prevent one case of failed extubation was 3.7 (Henderson-Smart and Davis 2010). Methylxanthines were found to be most efficacious in infants with a birthweight of less than 1,000 g and a postnatal age of less than 7 days in age (Henderson-Smart and Davis 2010). Dosage may also be important. In 234 infants born at less than 30 weeks of gestation, high-dose (20 mg/kg) compared to low (5 mg/kg)-dose caffeine was associated with significantly less failure to extubate (15 % versus 30 %, <0.01) (Steer et al. 2004). There were no significant differences in major adverse effects, mortality or neurodisability at 1 year between the two groups, but those receiving the higher dose took a longer time to regain their birthweight (14.8 versus 12.9 days, <0.01) (Steer et al. 2004). In a large multicentre trial investigating caffeine therapy for apnoea (Schmidt et al. 2006) including infants of birthweight between 500 and 1,250 g, CPAP was discontinued 1 week earlier (p < 0.001) in those randomised in the first 10 days to caffeine rather than placebo; the “caffeine” infants also had a significantly lower incidence of BPD (36 % versus 47 %) and the only short-term adverse effect was a lower weight gain (p < 0.001). At 18–21 months of corrected age, fewer caffeine treated infants had survived with neurodevelopmental impairment (Schmidt et al. 2007). Seven studies have been included in the most recent meta-analysis of prophylactic methylxanthines for endotracheal extubation in prematurely born infants (Henderson-Smart and Davis 2010). Methlyxanthine treatment resulted in reduction of failure of extubation with one week (RR 0.48 95 % CI 0.32 to 0.71).