Long-Term Outcomes After Mechanical Ventilation in Neonates

, Doug F. Hacking2, 3, Colin R. Robertson1, 2, 4 and Lex W. Doyle2, 5, 6  



(1)
Respiratory Medicine, Royal Children’s Hospital, Parkville, VIC, Australia

(2)
Clinical Sciences, Murdoch Children’s Research Institute, Parkville, VIC, Australia

(3)
Newborn Services, Royal Women’s Hospital, Parkville, VIC, Australia

(4)
Department of Paediatrics, University of Melbourne, Parkville, VIC, Australia

(5)
Clinical Research Development, The Royal Women’s Hospital, Parkville, VIC, Australia

(6)
Departments of Paediatrics, and Obstetrics and Gynaecology, University of Melbourne, Parkville, VIC, Australia

 



 

Lex W. Doyle




Abbreviations


BPD

Bronchopulmonary dysplasia

COPD

Chronic obstructive pulmonary disease

IPPV

Intermittent positive pressure ventilation

RDS

Respiratory distress syndrome

RSV

Respiratory syncytial virus

VLBW

Very low birth weight



Educational Goals

To review the literature on long-term outcomes following neonatal mechanical ventilation particularly on:



  • Respiratory function


  • Exercise capacity


  • Other aspects of respiratory health


  • Neurodevelopment


63.1 Introduction


The introduction of assisted ventilation over the past 40 years has been important in improving survival rates of infants suffering from respiratory compromise (Ambalavanan and Carlo 2006; Doyle et al. 1996). Neonates are vulnerable to respiratory failure due to a number of features in their developmental physiology. For instance, they have a high metabolic rate, decreased lung compliance, decreased functional residual capacity and increased airways resistance, and, when preterm or septic, some have reduced levels of surfactant, including surfactant proteins (Clark and Reid 2003). There are important differences in the approach and outcomes during mechanical ventilation of the term and preterm neonates. The mature term neonatal lung is less vulnerable to trauma and damage during mechanical ventilation and exposure to high concentrations of inspired oxygen. Preterm birth is associated with interruption of normal in utero lung development, resulting in a simplified alveolar structure, immature breathing patterns and, in some instances, respiratory failure.

Northway and his colleagues in 1967 first examined the lung damage that occurred in infants with respiratory failure who were mechanically ventilated and coined the term bronchopulmonary dysplasia (BPD) to describe their findings (Northway et al. 1967). Dysplasia indicated the impaired development that occurred after damage and trauma to vulnerable immature lungs. The repeated opening and closing of the alveoli (atelectrauma) at high pressures (barotrauma) and high volumes (volutrauma) in the context of high concentrations of oxygen (chemotrauma) caused cystic and fibrotic changes within the neonatal lung. Coupled with increased risks of infection and inflammation (biotrauma), this led to the development of BPD. BPD had significant short- and long-term implications for respiratory mortality and morbidity (Ambalavanan and Carlo 2006) and occurred in infants of moderate preterm gestation (28 weeks and above) and whose birth weights were in excess of 1,400 g (Mammel and Bing 1996).

The nature of BPD has changed over time. Whereas the ‘old BPD’ was associated with inflammation and severe alveolar septal fibrosis (Husain et al. 1998; Lindroth et al. 1980), the ‘new BPD’ is associated with impaired alveolar growth alongside abnormal vascularisation in addition to interstitial fibrosis of the lungs (Mahut et al. 2007). The risk of improper lung repair in the new BPD is associated with the degree of prematurity, lower birth weight and increasing exposure to supplemental oxygen and mechanical ventilation (Mahut et al. 2007). The change in epidemiology and definition of BPD is attributable to advances in neonatal care and treatment over the past four decades, including the introduction of gentler ventilation techniques (such as permissive hypercapnia), antenatal corticosteroids, exogenous surfactant and changes in attitudes to the viability of very preterm neonates (Mammel and Bing 1996; Allen et al. 2003; de Kleine et al. 1990; De Paepe et al. 2006; Donn and Sinha 2003). Despite improvements in the management of infants with respiratory distress syndrome (RDS) (sometimes also called hyaline membrane disease), BPD is still a major cause of morbidity in mechanically ventilated preterm neonates (Eber and Zach 2001; Hofhuis et al. 2002).

Not all infants who receive mechanical ventilation and supplemental oxygen are very preterm or of very low birth weight (VLBW, <1,500 g). Infants born at term or near-term may also develop respiratory failure from other causes, such as pneumonia (and sepsis), lung hypoplasia, aspiration (e.g. meconium aspiration syndrome), persistent pulmonary hypertension of the neonate, congenital diaphragmatic hernia or congenital heart disease (Allen et al. 2003; Eber and Zach 2001; Narang et al. 2008). The ventilation strategies employed for these conditions may be different, but the risk of ventilator-induced lung damage is ever present.


63.2 Short-Term Effects on Respiratory Function


Respiratory morbidity is common in infants who have been treated with mechanical ventilation and oxygen therapy for respiratory failure, especially in those who develop BPD (De Paepe et al. 2006; Bancalari and Claure 2008; Caudri et al. 2007). The infant moves from RDS to BPD as the effects of inflammation, mechanical ventilation-induced volutrauma and oxygen (chemotrauma) lead to chronic lung injury and repair. This pattern of injury and repair will eventually overshadow the effects of prematurity and growth restriction alone (Ambalavanan and Carlo 2006; Cook et al. 1996; Dani et al. 2006; Hutchison and Bignall 2008; Jobe and Ikegami 1998). It is still unclear what relative contribution mechanical ventilation and the underlying disease make to the pattern of lung injury seen in BPD especially since the need for mechanical ventilation is a marker for underlying disease severity (Claure and Bancalari 2008).

When considering short-term outcomes such as hospitalisation, infection, wheezing and the results of lung function tests, it is important to remember that BPD is a broad term whose definition and epidemiology has changed significantly over the past four decades (Eber and Zach 2001). For instance, the use of exogenous surfactant and antenatal corticosteroids alongside improvements in mechanical ventilation and oxygen therapy in the early 1990s has dramatically improved survival rates and reduced lung injury amongst those neonates who are born preterm, at very low birth weights or extremely low birth weights (Allen et al. 2003; Doyle 2008; Gerstmann et al. 1996). Moreover, the complexity of the change in BPD definition over time is added to by the observation that lung function testing not only examines the effects of mechanical ventilation on the lung but also looks at what influence the posthospital environment, which may include repeated respiratory infection and cigarette smoke, will have on lung development (Allen et al. 2003; Eber and Zach 2001).

During the first few years following discharge from hospital, children with BPD may have a prolonged requirement for supplemental oxygen and are more likely to be treated for pneumonia and be readmitted to hospital for respiratory infections, such as respiratory syncytial virus (RSV)-induced bronchiolitis (Allen et al. 2003; de Kleine et al. 1990; Baraldi and Filippone 2007; de Mello et al. 2006; Gross et al. 1998; Hjalmarson and Sandberg 2002; Kitchen et al. 1992; Marlow et al. 2006; Thomas et al. 2004). These young infants are reported to have higher incidences of wheezing, ‘asthma-like’ symptoms, hyperreactivity of their airways and increased levels of inflammatory markers (Baraldi and Filippone 2007; Thomas et al. 2004; Attar and Donn 2002; Hennessy et al. 2008). By the time these infants have reached school age, their risk of hospital admission is comparable to those children without a history of mechanical ventilation or BPD. There are conflicting reports as to whether there is an increased (McLeod et al. 1996; Ng et al. 2000; Siltanen et al. 2004) or the same incidence (Kitchen et al. 1992; Northway et al. 1990) of asthma in ELBW/preterm survivors. Other studies suggest that reduced airway function in the first year of life may lead to transient wheeze but no long-term risk of atopy (Martinez et al. 1995).

Lung function measurements in infants are currently restricted to specialist laboratories. Those researchers who have performed measurement of pulmonary function in infants with BPD have shown reductions in lung volumes, impaired ventilation distribution, reduced dynamic compliance, increased airways resistance, evidence of air trapping and reduced expiratory flows compared with contemporaneous individuals and control subjects (Anand et al. 2003; Doyle et al. 1999, 2006; Hakulinen et al. 1996; Jacob et al. 1998; Kulasekaran et al. 2007). These values, although abnormal on many occasions, do not always fall within clinically significant ranges. This may reflect the differing aetiologies and definitions employed to describe BPD (Chan et al. 1989). There is currently much debate and investigation as to whether these abnormalities track into adolescence and adulthood (Doyle et al. 1999, 2006; Blayney et al. 1991; Filippone et al. 2003; Koumbourlis et al. 1996).


63.3 Long-Term Effects on Respiratory Function


BPD is a major cause of long-term respiratory morbidity in adolescents and adults who were ventilated as neonates with respiratory failure. There are many cross-sectional studies investigating respiratory outcome in these individuals who have shown increased prevalence of airflow obstruction, air trapping (hyperinflation and/or loss of lung elasticity) and impairments in the gas exchange properties of the lung, as shown in Table 63.1 (Doyle et al. 1999, 2006; Jacob et al. 1998; Kulasekaran et al. 2007; Pelkonen et al. 1998). Other researchers show no significant differences between those who received assisted ventilation and those who did not (Table 63.1) (Anand et al. 2003; Hakulinen et al. 1996).


Table 63.1
Cross-sectional lung function data from studies of mechanically ventilated survivors, including some with BPD


































































Authors (cohort years of birth)

Age (years)

Mechanical ventilation

Controls

Results

Kulasekaran et al. (1989–1990) (2007)

7–10

n = 47

45 PTC

↓ FEF25–75 (70.1 ± 24.5 %c), no significant BD (61.7 % MV versus 47.7 % PTC)

MV: 10 (7–18)a

No significant difference in FEV1(−5.1 %[−10.5 to 0.4 %]e), FVC(−3.5 %[−8.8 to 1.8 %]e), DLCO(−3.4 %[−8.8 to 7.8 %]e) between those MV and not, reduced compared to predicted values (FEV1 82.3 ± 13.9 %c, FVC 88.7 ± 13.5 %c, DLCO 79.2 ± 13.8 %c)

Doyle et al. (1977–1982) (1999, 2006)

8

n = 33 with BPD

114 PTC

Airway obstruction ↓ FEV1 (80.4 ± 15.9 %c), FEF25–75 (65.4 ± 27.2 %c)

MV: 2 (0–6)

Evidence of hyperinflation/loss of lung elasticity↑ RV/TLC (37.3 ± 11.1 %d)

Jacob et al. (1981–1987) (1998)

10.6 (1.7)b

n = 15

15 PTC

Airway obstruction ↓ FEV1 (63.6 ± 20.6 %c), FEF25–75(40.3 ± 24.5 %,c), FEV1/FVC (69.2 % ± 9.0d); evidence of hyperinflation/loss of lung elasticity ↑ RV/TLC (181.8 ± 84.3 %c); DLCO reduced compared with predicted values (83.4 ± 10.5 %c)

MV: 56 (22–77)a

Anand et al. (1980–1981) (2003)

15

n = 83

45 PTC

Normal results, no influence of neonatal mechanical ventilation on lung function outcome (FEV1 94.1 ± 14.9 %c, FEF25–75 % 87.6 ± 26.9 %c)

MV: no details

Northway et al. (1964–1973) (1990)

18.3 (2.7)b

n = 26

26 PTC

Airway obstruction ↓ FEV1 (74.8 ± 2.9 %c, FEF25–75 % 46.5 ± 3.6 %c)

Evidence of airway hyperreactivity; evidence of hyperinflation/loss of lung elasticity ↑ RV/TLC (121.9 ± 7.2 %c)

Doyle et al. (1977–1982) (1999, 2006)

18.9 (1.1)b

n = 33 with BPD

114 PTC

Airway obstruction ↓ FEV1 (81.6 ± 18.7 %c), FEV1/FVC (73.9 ± 12.9 %d), FEF25–75 % (57.5 ± 25.7 %c)

MV: 2 (0–6)


MV mechanically ventilated, PDA patent ductus arteriosus, NBW normal birth weight, NTC normal term controls, PTC preterm controls (no BPD), RFT respiratory function tests, PD 20 methacholine bronchoprovocation test, EIB exercise-induced bronchoconstriction, BD bonchodilation, AHR airway hyperreactivity, PEF peak expiratory flow, FEV 1 forced expiratory volume in 1 s, FVC forced vital capacity, FEF25 %, FEF50 %, FEF75 %, FEF25–75 % (forced expiratory flows at 25, 50, 75 % and from 25 to 75 % of FVC), TLC total lung capacity, RV residual volume, DL CO diffusing capacity of the lung for carbon monoxide

aMedian number of days (interquartile range)

bMean (standard deviation)

cPercent predicted mean ± standard deviation

dMean ± standard deviation

eMean difference (95 % confidence interval)

Few studies report findings from the same individuals who were mechanically ventilated as a neonate and developed BPD through to late adolescence or adulthood. Those studies that do report three significant findings: Firstly, airflow obstruction is a consistent feature of respiratory function in survivors of BPD. For instance, mean forced expiratory volume in one second (FEV1) has been reported to be reduced at 2 years of age whilst forced mid-flow values (FEF25–75 %) were less than predicted at 2, 7, 8 and 10 years of age (Blayney et al. 1991; Filippone et al. 2003). Moreover, reduced maximal flows at functional residual capacity in children at 2 years of age were predictive of reduced FEF25–75 % at 8 years of age (Filippone et al. 2003). Secondly, airflow obstruction appeared to improve in some cases over time. Blayney reported that 59 % of the patients with an FEV1 below 80 % predicted at 7 years of age had increased FEV1% predicted at 10 years (Blayney et al. 1991), although this improvement may have just reflected regression towards the mean, rather than true improvement. In another study Doyle and colleagues reported an increase in FEV1 and FEF25–75 % between the ages of 8 and 14 years in a cohort of infants of birth weight <1,501 g (Doyle et al. 1999). Moreover, a number of groups have reported an improvement in the ratio of residual volume (Hakulinen et al. 1996) to total lung capacity (TLC) suggesting that air trapping and/or lung elasticity improves in the teenage years (Doyle et al. 1999; Koumbourlis et al. 1996). There is a suggestion that airway hyperreactivity may contribute to chronic airflow obstruction in those individuals who received mechanical ventilation and developed BPD (Koumbourlis et al. 1996). Of those who had assisted ventilation, a high percentage had reduced FEV1 (mean 87.9 % SD 18.3 % predicted) and FEF25–75 % (mean 62.3 %, SD 29.0 % predicted) that responded to bronchodilator therapy, and a further half of these cases responded to a histamine airway challenge (Koumbourlis et al. 1996). Thirdly, despite the improvement in lung function over the teenage years, some respiratory impairment persists in adults who had previously had BPD as an infant. For instance, 19-year-olds who had previously had BPD were found to have a mean difference in FEV1 of −11.3 % predicted (−16.9 to −5.7 %, p < 0.001) compared with controls who had not received assisted ventilation and did not develop BPD (Doyle et al. 2006). Moreover, Doyle and colleagues found that individuals who received mechanical ventilation and developed BPD may have lung function, as measured by the ratio of FEV1 to forced vital capacity (FVC), that is declining at a faster rate compared with a control group who had received less mechanical ventilation and did not develop BPD (Doyle et al. 2006).

A number of neonatal variables have been associated with abnormal respiratory function later in life. Early gestational age at birth has been associated with worse airflow as measured by the FEV1 (r = 0.788, p < 0.01) and the FEF25–75 % (r = 0.745, p < 0.01) (Bader et al. 1987). Moreover, the total duration of ventilation was negatively associated with abnormal air flow as measured by the FEV1 (r = −0.763, p < 0.01), FVC, FEF50 % and FEF25–75 % (Bader et al. 1987; Pelkonen et al. 1997). However, neither birth weight nor duration of oxygen supplementation correlated with resting lung function and none of these variables was associated with exercise performance as measured by peak oxygen consumption, even though exercise performance does not correlate with resting pulmonary function, as discussed later.


63.4 Long-Term Effects on Exercise Capacity


The prevalence of exercise-related morbidity such as cough, dyspnoea and wheeze is significantly higher in individuals who were mechanically ventilated as neonates and developed BPD (Doyle 2008; Gross et al. 1998; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006). These cardiopulmonary limitations may not be evident at rest using standard respiratory function measurements but only become apparent when the respiratory and cardiac systems are put under stress during an exercise test (Doyle 2008; Gross et al. 1998; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006; Narang et al. 2006). Many of the studies investigating these cardiopulmonary outcomes have used different methods of exercise testing, incorporating different protocols and work intensities, and have therefore displayed conflicting data (Doyle 2008; Gross et al. 1998; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006; Narang et al. 2006; Baraldi et al. 1991; Jacob et al. 1997; Kilbride et al. 2003; Pianosi and Fisk 2000; Santuz et al. 1995). However, most studies describe ventilatory limitation of varying degrees. Some neonatal survivors with BPD demonstrate compensatory alterations in the ventilation strategy to achieve peak oxygen consumption close to predicted (Table 63.2) (Doyle 2008; Gross et al. 1998; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006; Narang et al. 2006; Baraldi et al. 1991; Jacob et al. 1997; Kilbride et al. 2003; Pianosi and Fisk 2000; Santuz et al. 1995). The maximum rate of oxygen consumption during peak exercise in the mechanically ventilated BPD survivors is reduced on many occasions when compared with control groups, but does not often fall into clinically significant ranges (Table 63.2) (Doyle 2008; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006; Narang et al. 2006; Baraldi et al. 1991; Jacob et al. 1997; Kilbride et al. 2003; Pianosi and Fisk 2000; Santuz et al. 1995). When investigating airway hyperreactivity or exercise-induced bronchoconstriction, many of the researchers have found a higher incidence in preterm survivors who received mechanical ventilation and oxygen supplementation for respiratory failure as neonates; see Table 63.2 (Doyle 2008; Gross et al. 1998; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006; Narang et al. 2006; Baraldi et al. 1991; Jacob et al. 1997; Kilbride et al. 2003; Pianosi and Fisk 2000; Santuz et al. 1995). However, since the aetiology of mechanical ventilation-induced airway hyperreactivity and bronchoconstriction is poorly understood, it is difficult to gauge the degree to which genetic and immunological factors play a part (Doyle 2008; Gross et al. 1998; Bader et al. 1987; Kriemler et al. 2005; Vrijlandt et al. 2006; Narang et al. 2006; Baraldi et al. 1991; Jacob et al. 1997; Kilbride et al. 2003; Pianosi and Fisk 2000; Santuz et al. 1995).


Table 63.2
Cross-sectional exercise test data from studies of mechanically ventilated survivors, including some with BPD


































































Authors (cohort years of birth)

Age (years)

MV

Controls

Ergometer

Results

Gross et al. (1985–1986) (1998)

7

n = 43

53 PTC

Treadmill

No difference in VO2peak (41.1 ± 7.5 versus NBW 43.2 ± 8.6 mL/min/kgb), HRpeak (192 ± 14 versus 199 ± 10 beats/min),↑ EIB (FEV1 <80 % postexercise in 54 % versus 17 % of NBWb)

MV: median 34 days

108 NBW

Pianosi et al. (1986–1987) (2000)

8–9

n = 32

15 NBW

Cycle

↑ RR (p = 0.005), no increase in VT (p = 0.2), ↓ VO2peak (41 ± 8 versus NBW 46 ± 8 mL/min/kg, p < 0.05)

MV: 19 (3–120)a

Bader et al. (1973–1979) (1987)

10.4 (0.6)c

n = 10

8 NBW

Treadmill

No difference in VO2peak(39.1 ± 3.7 versus 43.0 ± 3.8 mL/min/kgc), ↓ VE (p < 0.02), ↓ SpO2 (p < 0.05), ↑ transcutaneous carbon dioxide (p < 0.05), ↑ EIB (50 % versus 0 % NBW)

MV or O2: ≥ 30 days

Jacob et al. (1981–1987) (1997)

10.6 (1.7)b

n = 30

13 NBW

Cycle

No difference in VO2peak (36.1 ± 7 versus NBW 37.9 ± 5.3 mL/min/kgb), less respiratory reserve (↑ VE/MVV, 96.5 ± 15 versus NBW 65.2 ± 14.5 % of predicted)

MV: 56 (21–77)a

Santuz et al. (1981–1987) (1995)

6–12

n = 12

16 NBW

Treadmill

↓ VO2peak (25.2 ± 10.3 versus NBW 37.1 ± 10.4 mL/min/kgb, p < 0.01), ↓ VE (20.8 ± 9.8 versus NBW 30.7 ± 7.9 L/minb, p < 0.01), ↑ RR (p < 0.001), ↑ EIB (FEV1 postexercise −8 ± 6 % versus −2 ± 1 % NBW, p < 0.01)

MV: 20 ± 15 (7–60)a

Kilbride et al. (1983–1989) (2003)

Only gold members can continue reading. Log In or Register to continue

Stay updated, free articles. Join our Telegram channel

Sep 26, 2016 | Posted by in PEDIATRICS | Comments Off on Long-Term Outcomes After Mechanical Ventilation in Neonates

Full access? Get Clinical Tree

Get Clinical Tree app for offline access