Key Points
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The care of infants and small children with suspected asthma deserves special consideration because of the potential to modulate the disease process early on and alleviate the increased morbidity associated with uncontrolled asthma in this age group.
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After confounders and masqueraders of asthma have been excluded in the evaluation of children with suspected asthma, recurrent wheezing in infants and young children still comprises a heterogeneous group of conditions with different risk factors and prognoses.
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The diagnosis of asthma in infants and small children is often based on clinical grounds and complicated by the lack of clinically available tools that meet the criteria for the definition of asthma used in older children and adults such as airway inflammation, bronchial hyperresponsiveness and airflow limitation.
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Difficulties in the management of asthma include limited effective and convenient delivery devices, complete dependence on the caregivers to carry out the treatment regimen, and an inadequate selection of medications completely devoid of adverse effects.
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A partnership approach with emphasis on education, monitoring and training is key in the effective management of chronic cough or recurrent wheezing illnesses in very young children.
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Clinical trials using as needed treatment interventions have shown favorable efficacy outcomes, aimed at preventing severe exacerbations in young children with recurrent wheezing; however, trials aimed at primary prevention are still lacking.
The prevalence of asthma has increased even in the last decade but a better understanding of the mechanisms of asthma and the availability of more effective treatment may be responsible for the stabilization of the steady increase in asthma morbidity and mortality noted since the 1980s. From data in the recent National Surveillance of Asthma, current asthma was reported in 6% of children between 0 and 4 years old, with at least two thirds having at least one asthma attack in the previous year. The most important reason why asthma in infants and younger children deserves special consideration is the fact that healthcare utilization (ambulatory, emergency department visits and inpatient hospital admissions) for children under the age of 4 years is greater than those of other age groups. In addition, younger children with asthma are also more likely to be readmitted to the hospital for acute exacerbations. In a retrospective analysis of 49 asthmatic children whose mean age was 5.2 years (range 2 months to 16 years) admitted to a community-based pediatric intensive care unit over a 10-year period, as many as 75% were 6 years or younger. The public health consequences of dealing with asthma in children include the number of missed work days parents/guardians incur in order to care for an acutely ill child. Some studies have hinted that pulmonary development in infancy can be adversely affected by asthma, resulting in a decrease in lung function of approximately 20% by adulthood.
Relevant clinical practice guidelines developed in recent years have addressed special challenges in the management of asthma in this age group. Many issues are unique to this age group: identifying very young children with recurrent episodes of cough and wheeze associated with viral illnesses who will develop persistent asthma later in life, presence of confounding factors or disease masqueraders, who needs controller therapy and when to start treatment, what medications to use, how best to deliver the medications and how to monitor the response to treatment.
Predicting Who is Likely to Develop Persistent Asthma
Recurrent wheezing in infants and young children comprises a heterogeneous group of conditions with different risk factors and prognoses. Viral infections (respiratory syncytial virus, rhinovirus, coronavirus, human metapneumovirus, adenovirus, parainfluenza and adenovirus) are common triggers of wheezing in preschool age children, even in those who will not develop persistent asthma later on. Factors or exposures early in life such as prematurity, fetal nutrition, duration of pregnancy, viral lower respiratory tract infections in the first years of life, cigarette smoke exposure, air pollution, postnatal nutrition, breastfeeding, family size, maternal age, socioeconomic status and allergen exposure have been implicated to varying degrees. Observational studies have also demonstrated an increased risk of asthma attributed to acetaminophen exposure during prenatal periods, infancy, childhood and even adulthood. Genetics, atopy and prematurity appear to be the most important host risk factors in the development of asthma.
Several types of ‘wheezers’ in the young age group based on time of onset and outcome (transient or intermittent vs persistent) have been identified from longitudinal studies. The investigators from the Tucson Children’s Respiratory Group enrolled over 1,000 newborns served by a large health maintenance organization to evaluate factors involved in early-onset wheezing in relationship to persistent wheezing at 6 years of life. About half of the children had at least one episode of wheezing by 6 years of age. Nearly one third of the cohort had at least one episode of wheezing by 3 years of age. Only 40% of children who wheezed early had persistent wheezing at age 6 years. Of the total group, 20% had at least one episode of wheezing associated with a respiratory tract infection during the first 3 years of life but had no wheezing at 6 years (‘transient wheezers’), 14% did not wheeze during the first 3 years of life but had wheezing at 6 years (‘late-onset wheezers’), and 15% had wheezing at age 3 and 6 years (‘persistent wheezers’). The ‘transient wheezers’ were more likely to have diminished airway function and a history of maternal smoking and were less likely to be atopic. The ‘late-onset wheezers’ had a similar percentage of atopic children to ‘persistent wheezers’ and were likely to have mothers with asthma. Hence, there seems to be a similar genetic predisposition for the asthma phenotype characterizing both ‘persistent’ and ‘late-onset wheezers’. Essentially all of the current natural history studies have found that allergic disease and evidence of pro-allergic immune development are significant risk factors for persistent asthma.
An asthma predictive index (API) using a combination of clinical and easily obtainable laboratory data to help identify children age ≤3 years with a history of wheezing at risk of developing persistent asthma was developed from the Tucson cohort. Information on parental asthma diagnosis and prenatal maternal smoking status was obtained at enrollment, while the child’s history of asthma and wheezing and physician-diagnosed allergic rhinitis or eczema, along with measurements of blood eosinophil count, were obtained at the follow-up visits. Two indices were used to classify the children. The stringent index required recurrent wheezing in the first 3 years plus one major (parental history of asthma or physician-diagnosed eczema) or two of three minor (eosinophilia, wheezing without colds, allergic rhinitis) risk factors, whereas the loose index required any episode of wheezing in the first 3 years plus one major or two of three minor risk factors. Children with a positive loose index were 2.6 to 5.5 times more likely to have active asthma sometime during the school years. In contrast, risk of asthma increased to 4.3 to 9.8 times when the stringent criteria were used. In addition, at least 90% of young children with a negative ‘loose’ or ‘stringent’ index will not develop ‘active asthma’ in the school age years.
A modified version of the API (mAPI) incorporates inhalant allergen sensitization as an additional major risk factor and food allergen sensitization as an additional minor risk factor to take into account important findings from other longitudinal natural history asthma studies. In the Berlin Multicentre Allergy Study, additional risk factors for asthma and bronchial hyperreactivity at age 7 years included persistent sensitization to foods (i.e. hen’s egg, cow’s milk, wheat and/or soy) and perennial inhalant allergens (i.e. dust mite, cat), especially in early life. In a prospective, randomized, controlled study of food allergen avoidance in infancy evaluating the development of atopy at age 7 years in a high-risk cohort, egg, milk and peanut allergen sensitization were risk factors for asthma. With these additional considerations, an mAPI has been used in an early intervention study for young children with recurrent wheezing. Henceforth, it has been adapted by the NAEPP EPR3 asthma guidelines as a requirement along with a history of four wheezing episodes per year lasting more than 24 hours upon which initiation of controller therapy should be considered.
These wheezing phenotypes derived from epidemiologic and longitudinal data are more helpful for prognostication and usually have limited clinical utility when a medical provider is faced with a child with recurrent wheezing or chronic cough. Hence, other phenotypes may have greater relevance when management decisions have to be made or clinical trials are undertaken. For example, a symptom-based classification, i.e. episodic (wheeze only in discrete time periods, mostly associated with upper respiratory infection) vs multi-trigger (symptom also occurs with activity, laughing, crying or even at night outside of an acute illness), was proposed by the European Task Force in 2008. However its clinical applicability is limited as children can switch between the two categories at different times, and this classification does not consider the frequency, seasonality and severity of the episodes. A preschool child may have exercise-induced wheeze only when he/she is also having an acute episode or shortly after. During the late fall, winter and early spring in most areas in the northern hemisphere, preschool children who are in regular contact with other children can develop back to back viral respiratory illnesses that can each last up to 2 weeks or even longer. A child with a viral illness requiring a hospital admission is in the same classification as a child whose viral-induced wheezing illness is treated with a bronchodilator alone. Lastly, it is not known if there is a unique immunopathologic difference that can affect treatment between the two phenotypes. Therefore, clinical guidelines suggest starting treatment based on frequency of symptoms, severity of episodes and presence of risk factors.
Confounding Factors
The first practical consideration in approaching the wheezing child is to ensure that an alternative diagnosis is not present. In addition, infants and small children have a greater degree of bronchial hyperresponsiveness (BHR), which may predispose them to wheeze.
The differential diagnosis of wheezing in infants and young children includes conditions such as foreign body aspiration, structural airway anomalies, congenital lobar emphysema, abnormalities of the great vessels (e.g. vascular rings), congenital heart disease, cystic fibrosis, recurrent aspiration, immunodeficiency, infections, ciliary dyskinesia and mediastinal masses. Other clinical features, such as neonatal onset of symptoms, associated failure to thrive, diarrhea or vomiting, focal lung or cardiovascular findings, clubbing, constant wheezing, and hypoxemia outside of an acute illness, suggest an alternative diagnosis and require special investigations. Additional factors in addition to age at onset of symptoms that should be taken into consideration include triggers for the respiratory symptoms and aggravating conditions such as nighttime occurrences, environmental exposure, physical exertion, feeding, positioning and infections. Clearly, making the correct diagnosis is essential because the treatment for these conditions can vary substantially. For example, in children with significant gastroesophageal reflux, improvement in asthma symptoms with concomitant reduction in asthma medication use occurred after a prokinetic agent was instituted. A practical approach that can be considered for a young child in whom asthma is strongly suspected is an empiric trial of asthma controller therapy while other evaluations are still being pursued ( Figure 32-1 ).
Diagnostic Tools to Evaluate Asthma in Young Children
Preschool children present some diagnostic challenges inherent to their young age such that a confirmation of a diagnosis can be difficult to make. Infants and young children are too young to reliably perform objective measures of disease activity. Furthermore, they are unable to provide their own history so clinicians must depend on the parents’/caregivers’ report. Werk et al sought to determine the factors primary care pediatricians believe are important in establishing an initial diagnosis of asthma. Questionnaires on asthma diagnosis consisting of 20 factors obtained from the National Heart, Lung, and Blood Institute (NHLBI) National Asthma Education Prevention Program (NAEPP) Expert Panel Report 2 (EPR2) guidelines and an expert local panel of subspecialists were sent to 862 active members of the Massachusetts American Academy of Pediatrics. Over 80% of the respondents rated five factors as necessary or important in establishing the diagnosis of asthma: recurrent wheezing, symptomatic improvement following bronchodilator use, presence of recurrent cough, exclusion of other diagnoses, and suggestive peak expiratory flow rate findings. Of note, 27% of the respondents indicated that a child had to be older than 2 years; 18% indicated that fever must be absent during an exacerbation.
The diagnosis of asthma in young children is based largely on clinical judgment and an assessment of symptoms and physical findings. The following characteristics are suggestive of asthma: wheezing or recurrent or persistent nonproductive cough or difficult breathing that may be worse at night or occurring with exercise, laughing, crying or exposure to tobacco smoke in the absence of a respiratory infection; reduced activity or interest in running or playing compared to other children with easy fatigability during walks; presence of other personal allergic diseases (atopic dermatitis or allergic rhinitis) or family history of asthma in first degree relatives; and response to either therapeutic trial of a corticosteroid or a short-acting bronchodilator as needed. Because lung function measurements in infants and small children are difficult to obtain, a trial of treatment is often a practical way to make a diagnosis of asthma in young children.
At present, for adults and older children, easily performed lung function measures and noninvasive markers of airway inflammation can be used to make the diagnosis of asthma, monitor asthma control or guide therapeutic decisions. The following section will highlight available procedures and techniques with the potential to measure lung function and airway inflammation in the young child.
Forced Oscillometry
Forced oscillometry is a pulmonary function technique that measures respiratory system resistance (Rrs) and reactance (Xrs) at several frequencies. It involves the application of sine waves through a loudspeaker to the airway opening via a mouthpiece, through which the subject breathes normally for short periods of time. Measurements are carried out during tidal breathing over a 30-second interval with at least three efforts recorded. Given its relative ease of use, it is a reproducible and suitable measure of lung function in younger children. Marotta et al performed pre- and post-bronchodilator spirometry and forced oscillometry in young children at risk for asthma and found no difference in baseline FEV 1 or resistance between children with asthma versus those without; the degree of bronchodilator response differentiated the two groups. Some investigators believe that reactance at low frequencies is a reflection of peripheral airways function.
Using three different lung function measures, Nielsen and Bisgaard evaluated the bronchodilator response of 92 children 2 to 5 years old, 55 of whom had asthma. Children with asthma had diminished lung function compared to nonasthmatic children using any of the following measures: specific airway resistance (sRaw) utilizing whole body plethysmography, or respiratory resistance utilizing either an interrupter technique (Rint) or impulse oscillation technique at 5 Hz (Rrs5). Both asthmatic and nonasthmatic children responded to terbutaline, although children with asthma reversed to a greater extent than the nonasthmatic children. The investigators found that sRaw utilizing body plethysmography best distinguished asthmatics from nonasthmatics based on bronchodilator response. They concluded that assessment of bronchodilator responsiveness using sRaw may help define asthma in young children.
Measurement of Bronchial Reactivity
As with measurements of airflow limitation, procedures to assess BHR in infants and young children have distinctive challenges. Measurement of BHR using cold air (4 minutes of isocapneic hyperventilation) or dry air (6 minutes of eucapneic hyperventilation) challenge with sRaw as an outcome may be useful, practical alternatives to auscultatory pharmacologic or exercise bronchoprovocation challenges which are more difficult to standardize in young children. Using a dry air challenge, magnitude of response was associated with a wheeze phenotype. Persistent wheezers had a larger increase in sRaw following eucapneic hyperventilation challenge compared with never wheezers, but no significant differences between never wheezers, late-onset or transient wheezers were seen.
Measures of Inflammation
Exhaled nitric oxide (eNO) levels are elevated in patients with asthma and correlate positively with eosinophilic airway inflammation. In addition, they rise during acute exacerbations and fall following oral or inhaled corticosteroid (ICS) therapy.
Online and offline eNO measurements can be reliably obtained in very young children. Reference values using an offline tidal breathing method in healthy preschool children have recently been published. Higher mean (±SEM) eNO concentrations (14.1 ± 1.8 ppb) were found in infants and young children (age 7 to 33 months) presenting with an acute wheeze and a history of at least three prior wheezing episodes compared to first-time viral wheezers (age 9 to 14 months) (8.3 ± 1.3 ppb, P < .05) and healthy matched controls (5.6 ± 0.5 ppb, P < .001). No differences in eNO measurements were seen between the last two groups. In addition, eNO levels were reduced by 52% after steroid therapy to a level comparable to those of the healthy controls and first-time wheezers.
Unlike sophisticated measures of lung function and BHR, eNO can be easily and quickly measured. An elevated eNO in preschool age children has been shown to predict asthma in school age.
In one of the few studies designed specifically to address the role of eosinophil cationic protein (ECP) in young children with recurrent wheezing, Carlsen et al found a strong correlation between serum ECP and response to albuterol/salbutamol using the tidal flow volume loop technique in children 0 to 2 years of age. These investigators suggested that ECP may be measuring airway inflammation and may have some prognostic value in diagnosing asthma in infants and toddlers with recurrent wheezing. The major drawback for ECP is its lack of sensitivity and blood sample collection.
Although direct investigation of the airway using bronchoscopy and biopsy is the gold standard for establishing airway inflammation, it has limited clinical applicability, except when other pulmonary abnormalities are being considered. Understanding the underlying pathophysiology of the disease in children is critical in order to identify processes that can be impacted by interventions. Thickening of the bronchial epithelial reticular basement membrane (RBM) and eosinophilic airway inflammation are characteristic pathologic features of asthma found in children as young as 3 years old, but typically occurring between the ages of 6 to 16 years. It is unclear when airway thickening begins since routine biopsy studies are not performed in infants. Studies on bronchoalveolar lavages obtained from wheezing infants and preschool children revealed an overall increase in airway inflammation, though it is rarely eosinophilic. In one study in which bronchial biopsies were performed on symptomatic infants, there was no consistent relationship between RBM thickening and inflammation, clinical symptoms and variable airflow obstruction, similar to findings from biopsy studies in older school aged children with asthma. The use of sensitive, noninvasive physiologic and biologic markers is very limited in the clinical evaluation of young children with asthma and recurrent wheezing.
Management
The goals of asthma management are not different between older children and preschool aged children – to attain good symptom control and allow normal activity levels, reduce exacerbations, optimize lung function and minimize medication side-effects. Available asthma guidelines such as the National Asthma Education Prevention Program Expert Panel Report 3 (NAEPP EPR3) and the Global Initiative for Asthma (GINA) update 2014 report acknowledge the special challenges unique to the management of asthma in preschool children; hence a specific approach and treatment recommendations for preschool children with asthma are presented. Both sets of guidelines emphasize maintenance of asthma control as the goal for asthma management and use of ICS as the preferred therapy for persistent asthma. A comprehensive management is outlined in several components and/or sections and generally includes: establishment of patient/doctor partnership and provision of education to enhance the patient’s/family’s knowledge and skills for self-management (appropriate use of devices and medications); identification and management of risk and precipitating factors and co-morbid conditions that may worsen asthma; adequate assessment and monitoring of disease activity (including symptom monitoring by parent/caregiver); appropriate selection of medications to address the patient’s needs; and management of asthma exacerbations (with provision of a written asthma action plan). The details of each of these elements are discussed in Chapter 29 .
Key differences between the two clinical guidelines are apparent. The approach implemented by the NAEPP EPR3 on starting controller therapy is based on the concept of asthma severity, which is the intrinsic intensity of disease and applicable for patients not receiving controller therapy. The guidelines have a separate set of criteria for various age groups and Table 32-1 summarizes the classification of asthma severity for children 0 to 4 years old. The classification of asthma severity is contingent upon the domains of impairment and risk and the level of severity is based on the most severe impairment or risk component. Impairment includes an assessment of the child’s recent symptom frequency (daytime and nighttime), need for short-acting β 2 -agonists for quick relief, and ability to engage in normal or desired activities. Risk refers to an evaluation of the child’s likelihood of developing asthma exacerbations. Of note, in the absence of frequent symptoms, ‘persistent’ asthma should be considered and therefore long-term controller therapy initiated for infants or children who have risk factors for asthma (i.e. using the mAPI: any of parental history of asthma, physician-diagnosed atopic dermatitis, or sensitization to aeroallergens OR two of the following: wheezing apart from colds, sensitization to foods, or peripheral eosinophilia) AND four or more episodes of wheezing over the past year that lasted longer than 1 day and affected sleep OR two or more exacerbations within 6 months requiring systemic corticosteroids.
Components of Severity | Classification of Asthma Severity (0–4 yr) | ||||
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Intermittent | Persistent | ||||
Mild | Moderate | Severe | |||
Impairment | Daytime symptoms | ≤2 d/wk | >2 d/wk but not daily | Daily | Throughout the day |
Nighttime awakenings | 0 | 1–2×/mo | 3–4×/mo | >1×/wk | |
SABA use for symptoms (not EIB pretreatment | ≤2 d/wk | >2 d/wk but not daily and not more than once on any day | Daily | Several times per day | |
Interference with normal activity | None | Minor limitation | Some limitation | Extremely limited | |
Risk | Exacerbations requiring systemic corticosteroids | 0–1/yr | ≥2 exacerbations in 6 months requiring systemic corticosteroids, or ≥4 wheezing episodes/1yr lasting >1 day and risk factors for persistent asthma | ||
Consider severity and interval since last exacerbation Frequency and severity may fluctuate over time Exacerbations of any severity may occur in patients in any severity category | |||||
Recommended step for initiating therapy | Step 1 | Step 2 | Step 3 and consider short course of oral systemic corticosteroids | ||
In 2–6 weeks, depending on severity, evaluate level of asthma control that is achieved. If no clear benefit is observed within 4–6 weeks, consider adjusting therapy or alternative diagnoses |
In the most recent iteration of the GINA global strategy, much emphasis is devoted to a ‘shared-care approach’ using an effective patient-healthcare provider partnership that has been shown to improve outcomes, and the process of ‘assess, adjust treatment, and review response’. Eliciting specific goals of treatment from caregivers and providing education are key elements in this partnership. The process of assessing (diagnosis, symptom control, risk factors, inhaler technique, adherence and parent preference), adjusting treatment (medications, nonpharmacological strategies and treatment of modifiable risk factors), and reviewing response (medication effectiveness and side-effects) is recommended on an ongoing basis.
Controller Therapy for Small Children with Persistent Asthma
Based on the NAEPP EPR3 guidelines, upon establishing a diagnosis of asthma in young children, initiation of controller therapy is warranted for persistent asthma. The most important determinant of dosing is the clinician’s judgment of the patient’s presenting degree of severity. Initiation of long-term controller therapy should also be considered for infants and younger children who have risk factors for asthma (i.e. modified asthma predictive index: parental history of asthma, physician-diagnosed atopic dermatitis or sensitization to aeroallergens or two of the following: wheezing apart from colds, sensitization to foods or peripheral eosinophilia) and four or more episodes of wheezing over the past year that lasted longer than 1 day and affected sleep or two or more exacerbations in 6 months requiring systemic corticosteroids.
Medication dose adjustment is appropriate based on levels of asthma control, although dose-response relationships are not well studied. For preschool children already on a controller medication, management is tailored based on the child’s level of control. As with the classification of asthma severity, assessment of asthma control is based on both impairment and risk ( Table 32-2 ). The three levels of asthma control are ‘well controlled’, ‘not well controlled’ and ‘very poorly controlled’. Children whose asthma is not well controlled have daytime symptoms or need for rescue albuterol >2 days/week, nighttime symptoms more than once a month but not more than once a week, ‘some limitation’ with normal activity, had two to three exacerbations in the past year, and an FEV 1 of 60–80% of predicted (or FEV 1 /FVC ratio 75–80%) for children 5 years of age or older. Children with very poorly controlled asthma have symptoms ‘throughout the day’, nocturnal symptoms more than once weekly, need for rescue albuterol several times per day, ‘extreme limitations’ with normal activity, had ≥3 exacerbations in the past year, and for children at least aged 5 years, an FEV 1 of <60% of predicted or FEV 1 /FVC ratio <75%. Using a validated questionnaire to monitor quality of life for older children is recommended and perhaps the TRACK questionnaire discussed in a subsequent section may now be applied in younger children.
Components of Control | Classification of Asthma Control (0–4 yr) | |||
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Well Controlled | Not Well Controlled | Very Poorly Controlled | ||
Impairment | Daytime symptoms | ≤2 d/wk but not more than once on each day | >2 d/wk | Throughout the day |
Nighttime awakenings | ≤1×/mo | >1×/mo | >1×/wk | |
SABA use for symptoms (not EIB pretreatment) | ≤2 d/wk | >2 d/wk | Several times per day | |
Interference or limitations with normal activity | None | Some limitation | Extremely limited | |
Risk | Exacerbations requiring oral systemic corticosteroids | 0–1/yr | 2–3/yr | >3 yr |
Treatment-related adverse effects | Medication side-effects can vary in intensity from none to very troublesome and worrisome. The level of intensity does not correlate to specific levels of control but should be considered in the overall assessment of risk | |||
Recommended action for treatment per NAEPP guidelines | Maintain current treatment Regular follow-up every 1–6 months Consider step down if well controlled for at least 3 months | Step up (1 step) and reevaluate in 2–6 weeks If no clear benefit in 4–6 weeks, consider alternative diagnoses or adjusting therapy For side-effects, consider alternative treatment options | Consider short course of oral systemic corticosteroids Step up (1–2 steps), and reevaluate in 2 weeks If no clear benefit in 4–6 weeks, consider alternative diagnoses or adjusting therapy For side-effects, consider alternative treatment options |
The NAEPP EPR3 provides an expanded stepwise treatment approach ( Figure 32-2 ) even for young children. The choice of initial therapy is based on assessment of asthma severity. For patients who are already on controller therapy, modification of treatment is based on assessment of asthma control and responsiveness to therapy. A major objective of this approach is to identify and treat all ‘persistent’ and uncontrolled asthma with antiinflammatory controller medication. Management of intermittent asthma is short-acting inhaled β-agonist as needed for symptoms and for pre-treatment for those with exercise-induced bronchospasm (Step 1). The type(s) and amount(s) of daily controller medications to be used are determined by the asthma severity and control rating. Even for young children, the preferred treatment for ‘persistent asthma’ is daily ICS therapy, with or without an additional medication. Alternative medications for Step 2 include a leukotriene receptor antagonist (montelukast) or a nonsteroidal antiinflammatory agent (cromolyn). For young children (≤4 years of age) with moderate and severe persistent asthma, medium-dose ICS monotherapy is recommended and combination therapy of medium-dose ICS plus either a long-acting β-agonist (LABA) or montelukast is to be initiated only as a Step 4 treatment for uncontrolled asthma. Children with severe persistent asthma (Treatment Steps 5 and 6) should receive high-dose ICS, a LABA or montelukast, and an oral corticosteroid, if required. A rescue course of systemic corticosteroids may be necessary at any step.
The ‘step-up, step-down’ approach initially introduced in the earlier versions of the NAEPP guidelines and slightly modified in the current iteration is discussed in further detail in Chapter 29 . The NAEPP guidelines emphasize initiating higher-level controller therapy at the outset to establish prompt control, with measures to ‘step down’ therapy once good asthma control is achieved. Initially, airflow limitation and the pathology of asthma may limit the delivery and efficacy of ICS such that stepping up to higher doses and/or combination therapy may be needed to gain asthma control. Asthma therapy can be stepped down after good asthma control has been achieved and ICS has had time to achieve optimal efficacy, by determining the least number or dose of daily controller medications that can maintain good control, thereby reducing the potential for medication adverse effects. If step-up therapy is being considered at any point, it is important to check delivery device technique and adherence, implement environmental control measures and identify and treat co-morbid conditions.
The GINA 2014 global strategy also now offers a stepwise approach in the long-term management of asthma in very young children. However, if control is still inadequate despite 3 months of controller therapy, the following should be addressed before any step-up treatment is offered: that any other possible alternative or confounding condition is entertained; assessment of inhaler technique; adherence is acceptable; and exposure to allergens or tobacco smoke is avoided. The criteria for ‘well controlled’, ‘partly controlled’ and ‘uncontrolled’ asthma according to the GINA global strategy are summarized in Table 32-3 , based on a 4-week recall. ‘Well-controlled’ asthma is characterized by at most daytime symptoms once a week, rescue/reliever treatment less than 2 times a week, absence of any activity limitation due to asthma, and no nocturnal cough or awakenings. ‘Partly controlled’ asthma has one to two of the following: ≥2 daytime symptoms a week, ≥2 rescue bronchodilator use, any nocturnal cough/awakenings, or limitations of activities. Lastly, ‘uncontrolled’ asthma is defined as presence of three or all features characteristic of ‘partly controlled’ asthma present in any week or exacerbation occurring once in any week.
A. Level of Symptom Control | |||
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In the past 4 weeks, has the child had: | Yes | No | |
Daytime asthma symptoms for more than a few minutes? | |||
Any night waking or coughing due to asthma? | |||
Reliever medication needed more than once a week (excludes reliever taken before exercise)? | |||
Any activity limitation due to asthma? (Runs/plays less than other children, tires easily during walks/playing?) | |||
Controlled (none of the above) | |||
Partly controlled (1–2 of these) | |||
Uncontrolled (3–4 of these) | |||
B. Future Risk for Poor Asthma Outcomes | |||
Risk factors for asthma exacerbations
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Risk factors for fixed airflow limitation
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Risk factors for medication side-effects
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The stepwise approach in the GINA 2014 global strategy has important differences from the NAEPP EPR3 ( Table 32-4 ). For Step 1 which recommends as needed short-acting β-agonist as the preferred controller choice for children with infrequent viral wheezing, with few or no interval symptoms, intermittent inhaled corticosteroid therapy is an alternative option if short-acting β-agonist treatment is not enough. Intermittent high-dose ICS therapy given at the onset of a respiratory illness is further demonstrated to be as beneficial as maintenance therapy with ICS in children with recurrent wheezing and with risk factors for persistent asthma. Because it has the potential to cause side-effects if given quite often during the year at higher doses, this should be considered for families who are able to use this intervention responsibly. Step 2 treatment is recommended for young children with symptom pattern consistent with asthma and not well controlled or with 3 or more exacerbations per year or with frequent wheezing episodes occurring every 6 to 8 weeks. Similar to the NAEPP EPR3 recommendation are the preferred medication using daily low-dose ICS (for at least 3 months trial) and the alternative option using a leukotriene receptor antagonist, but GINA 2014 global strategy now also includes intermittent ICS for Step 2 as an alternate option. The National Institute of Health sponsored AsthmaNet is currently undertaking a clinical trial comparing these three treatments in young children with persistent asthma. Preferred Step 3 treatment is double ‘low-dose’ ICS, indicated for children with established asthma not well controlled on low-dose ICS. The alternative option is low-dose ICS with a leukotriene receptor antagonist. The highest step (Step 4) basically proposes a referral to a specialist for expert advice. Additional options include adding a leukotriene receptor antagonist, theophylline or a low-dose oral corticosteroid (for a few weeks only) until control improves, increasing the dose or frequency of ICS delivery or adding intermittent ICS to regular daily ICS, particularly if exacerbations are the main concern. Through all these, the process of assessing, adjusting treatment and reviewing response should be actively enforced. Regular assessment of symptom control and risk of exacerbations, inhaler technique, adherence and parents’ understanding and preference should be undertaken. The need for controller therapy should be evaluated and treatment should be adjusted as symptoms in this age group may remit at certain times of the year or even over time. Once therapy is discontinued, a close follow-up within 3 to 6 weeks is ideal, and caregivers should be provided with a written asthma action plan that incorporates early warning signs of worsening asthma control and what to do or who to contact when the child’s condition deteriorates.
Step 1 | Step 2 | Step 3 | Step 4 | |
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PREFERRED CONTROLLER CHOICE | Daily low-dose ICS | Double ‘low-dose’ ICS | Continue controller and refer for specialist assessment | |
Other controller options | LTRA Intermittent ICS | Low-dose ICS + LTRA | Add LTRA Increase ICS frequency Add intermittent ICS | |
RELIEVER | As needed short-acting β 2 -agonist | |||
CONSIDER THIS STEP FOR CHILDREN WITH | Infrequent viral wheezing and no or few interval symptoms | Symptom pattern consistent with asthma and asthma symptoms not well controlled, or ≥3 exacerbations per year Symptom pattern not consistent with asthma but wheezing episodes occur frequently, e.g. every 6–8 weeks Give diagnostic trial for 3 months | Asthma diagnosis, and not well controlled on low-dose ICS | Not well controlled on double ICS |
First check diagnosis, inhaler skills, adherence, exposures | ||||
KEY ISSUES | ALL CHILDREN
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