Normal and Impaired Immunologic Responses to Infection




This chapter provides an overview of immunologic responses to infection and considers host interactions with different classes of pathogens, normal innate and adaptive immune mechanisms, the developing host responses of neonates, specific primary and secondary immunodeficiencies, and approaches to the evaluation of children suspected of having impaired immunity. Human immunodeficiency virus (HIV) and acquired immunodeficiency syndrome (AIDS) are not considered here because they are addressed fully in Chapter 192B . This chapter is intended to supply a basic understanding of mechanisms involved in normal host responses to infection, an appreciation of the underlying basis and clinical presentation of important immunodeficiencies, and familiarity with general principles of evaluation and management of patients with suspected or documented disorders of immunity.


Host-Pathogen Interactions


General Features of Host-Pathogen Interactions


Humans are constantly exposed to a daunting number and diversity of microorganisms that can cause infection. Many organisms that usually coexist harmoniously with the human host on the skin or on mucous membranes of the oral cavity, upper airways, or lower gastrointestinal tract may invade and become pathogens only if the balance of the commensal relationship is disrupted. Other organisms are more virulent, and they overtly challenge the host’s normal surface barriers and internal defense mechanisms. The human host has evolved a complex array of protective mechanisms designed to defend itself against these continuous microbial challenges. To understand the pathogenesis, pathology, and natural history of infectious diseases, familiarity with the features of infectious agents that confer virulence is necessary; these topics are addressed elsewhere in this book. However, it is equally important to understand the elements of the host’s response that contribute to containment, elimination, and protection against subsequent infection with these agents. Furthermore, it is important to recognize that host responses to infections also may contribute to the pathophysiology of infectious diseases and may injure the host in other ways.


The characteristic features of specific infectious diseases are determined by the interactions of structural components and released products of microbial pathogens with host tissue, cells, and their products. Virulence tactics commonly employed by organisms include adherence to host cell surfaces, internalization within or invasion of host cells, production of toxins, elaboration of surface barriers such as bacterial polysaccharide capsules, usurpation of host synthetic mechanisms, and direct inhibition of specific defense mechanisms within host cells. The successful evolution of host strategies to protect against microbial attack has resulted in defenses designed to interfere with or to counteract many of these modes of microbial virulence. In recent decades, some of humanity’s oldest microbial adversaries (e.g., smallpox, poliomyelitis, measles) systematically have been, or are being, eradicated with aggressive implementation of immunization programs. In the meantime, previously unrecognized human pathogens such as human immunodeficiency virus–1 (HIV-1) and Ebola virus have emerged as new adversaries. Moreover, many of our oldest nemeses (e.g., tuberculosis, malaria) continue to elude our efforts to bring them under control, and they remain serious problems worldwide. Continued research at the interface between microbial pathogenesis and immunologic mechanisms is essential for the development of innovative approaches that can support and augment human immune responses to both old and new infectious diseases.


Main Features of Host Responses to Specific Classes of Infectious Agents


Viruses


Viruses are obligate intracellular parasites that consist of genetic material in the form of either DNA or RNA that usually is surrounded by a protein coat and may or may not be bound by a lipid envelope. Diseases caused by viruses are remarkably diverse, ranging from mild and merely inconvenient to rapidly fatal, and from acute or brief to chronic or lifelong. However, certain features are common to the pathogenesis of most viral infections. First, viruses must enter host cells to replicate. Viral entry ordinarily is initiated by attachment of a viral surface protein to a specific receptor molecule on the host cell. The specific viral ligands or their corresponding host cell receptors have been identified for some viruses. For example, rhinovirus has evolved a capsid protein that binds to human intercellular adhesion molecule–1 (ICAM-1) on respiratory epithelium ; the envelope glycoproteins of HIV-1 interact with CD4 on T lymphocytes and distinct chemokine receptors on lymphocytes or macrophages ; and internalization of adenoviruses depends on interaction between a specific peptide sequence in the penton base complex of the viral capsid and α V integrins on host cell surfaces. After the virus has entered the host cell, the cellular synthetic machinery is redirected to the synthesis of viral components. As with many native proteins synthesized by the host cell, a portion of newly synthesized viral protein is processed into peptides and presented on the infected cell surface by major histocompatibility complex (MHC) class I molecules (see later discussion). The host mechanisms most important in defense against the majority of viral pathogens include the production of specific neutralizing antibodies against viral surface proteins, the development of specific CD8 + cytotoxic T-cell responses that eliminate infected cells, and the production by different immune cells of type 1 interferons (IFNs) that disrupt viral replication. Natural killer (NK) cells appear to mediate the destruction of some virus-infected host cells, and antibody-dependent cellular cytotoxicity (ADCC) may ensue after immunoglobulin (Ig)G antibodies bind to viral antigens on the infected cell, permitting subsequent attachment of either NK cells or cytotoxic T cells via IgG Fc receptors. IFNs and other cytokines may enhance NK and ADCC activity, and cytokines such as tumor necrosis factor-α (TNF-α) may exert cytotoxic actions on cells infected with certain viruses. Additionally, opsonic complement components bound to viral surfaces can interfere with cell attachment, and the complement-derived membrane attack complex can lyse enveloped viruses.


Bacteria


The human host is colonized with a large variety of bacteria at skin and mucous membrane surfaces. The integrity of these mechanical barriers ordinarily prevents systemic invasion of local commensal bacteria. The epithelial cells that constitute these barriers, on recognition of an organism as a pathogen, also can release defensins and other microbicidal molecules. In healthy hosts, circulating polymorphonuclear leukocytes (PMNs) help keep the resident flora in check by leaving the bloodstream at the mucosal sites containing the highest bacterial burdens, such as the lower intestine and the gingival crevices of the oral cavity. This phenomenon helps account for the increased risk for local and systemic infection caused by oral and intestinal organisms in patients with severe neutropenia, including those who receive prolonged chemotherapy for malignancies, and in patients with phagocyte migration disorders such as leukocyte adhesion deficiency syndromes. Important host defenses against most bacteria that invade the human host systemically include the complement system, specific antibodies that promote both the opsonic and the bacteriolytic functions of complement, and phagocytes.


Fungi


Host mechanisms critical for defense against fungi are less well understood than those directed at bacteria and viruses, but phagocytes and cell-mediated immunity appear to be most important. The relative importance of these factors appears to depend on the specific organisms involved, as is demonstrated by clinical observations in patients with isolated defects of one or the other. Severe mucosal infections caused by Candida spp. are common in patients with acquired or primary cell-mediated immune deficits, such as HIV infection, thymic aplasia (see later discussion), chronic mucocutaneous candidiasis, and some forms of severe combined immunodeficiency, as well as in patients with disorders of leukocyte migration. In contrast to Candida, Aspergillus infections are not as great a problem for patients with cell-mediated immune defects as they are for patients with defects in phagocytic host defenses, such as neutropenia associated with cancer chemotherapy or stem cell transplantation, or genetic defects in phagocyte killing such as chronic granulomatous disease. Fungi such as Histoplasma and Cryptococcus, like Candida, tend to cause severe infections in patients with defects in cell-mediated immunity, although phagocytes clearly are required for optimal clearance of these organisms. The main role of antibodies and complement in protection from fungi probably is to provide opsonic activity to enhance phagocyte function.


Parasites


Parasites such as protozoa and helminths comprise such a widely varying group of pathogenic organisms that it is difficult to generalize about mechanisms of immunity to these organisms as a group. However, the importance of specific host mechanisms in defense against certain parasites may be appreciated by considering the characteristic host responses mobilized by parasitic infection or infestations. Some helminths induce production by host cells of chemokines that recruit eosinophils and stimulate their production. This suggests a likely role for these cells in antiparasitic defenses, and eosinophils have been shown to be important in protection against helminths such as Strongyloides and other parasites in this group that can invade tissues. IgE, among the immunoglobulins, appears to play a special role, often in concert with eosinophils, in anthelmintic defenses. IgG also may be important based on the susceptibility of individuals with hypogammaglobulinemia to hyperinfection with Strongyloides . Patients with hypogammaglobulinemia also are at risk for chronic or severe infestations with the flagellate intestinal parasite Giardia lamblia , suggesting a role for some degree of antibody-mediated protection in normal hosts. Patients with primary or acquired disorders of cell-mediated immunity are prone to development of serious central nervous system and ocular manifestations of infection with the protozoan Toxoplasma gondii, an obligate intracellular parasite, as well as hyperinfection with Strongyloides .




Features of Normal Immune Function


The immune system can be viewed as consisting of two broad response categories: innate immunity and adaptive immunity. The former encompasses the more rapid and phylogenetically primitive, nonspecific responses to infection, such as surface defenses, cytokine elaboration, complement activation, and phagocytic responses. The latter involves more slowly developing, persistent, and highly evolved antigen-specific responses, such as cell-mediated immunity and antibody production that exhibit extraordinarily diverse ranges of specificities. The various arms of the immune system engage in a wide range of interactions that may enhance or regulate functions of other components of immunity, adding to the already remarkable complexity of the human immune response, and numerous examples of such interactions will be provided.


Innate Immune Responses


Epithelia, Defensins, and Other Antimicrobial Peptides


The epithelium of skin and mucosal tissue functions as a mechanical barrier to the invasion of microbial pathogens. In recent decades, it has become clear that epithelial cells also are a major source of antimicrobial peptides that play important roles in local host defense. Studies of their structure, sources, expression, and actions also have revealed an unexpected range of immunologic activities for these molecules whose functions once were considered mainly antimicrobial in nature.


Epithelial cells of mucous membranes of the airways and intestines, as well as keratinocytes, express the human β-defensins (HBD)-1, HBD-2, HBD-3, and HBD-4. These small cationic peptides are similar to the α-defensins stored in the azurophilic granules of neutrophils, and they display antimicrobial activity against a broad range of bacteria, fungi, chlamydiae, and enveloped viruses. Their production by epithelial cells may be constitutive, as for HBD-1, or inducible as for HBD-2, HBD-3, and HBD-4. For example, recent evidence indicates that epithelial cells of the airway or intestine can produce HBD-2 in response to activation by bacterial products via the Toll-like receptors TLR2 or TLR4 (see later discussion) on the epithelial cells. Stimulation of epithelium by cytokines, including interleukin (IL)-1 or TNF-α also can induce defensin production. Defensins have been reported to exert their antimicrobial action either by the creation of membrane pores or by membrane disruption resulting from electrostatic interaction with the polar head groups of membrane lipids, with more evidence now favoring the latter mechanism. Some microorganisms have evolved mechanisms for evading the action of defensins. For example, bacterial polysaccharide capsules may limit access of microbial peptides to the cell membrane, and an exoprotein of Staphylococcus aureus, staphylokinase, neutralizes the microbicidal action of neutrophil α-defensins.


Several immunoregulatory properties of defensins and related peptides, distinct from their antimicrobial actions, have been documented. Several such peptides have been shown to facilitate posttranslational processing of IL-1β. Some of the β defensins have been shown to function as chemoattractants for neutrophils, memory T cells, and immature dendritic cells by binding to the chemokine receptor CCR-6. Separately, HBD-2 has been shown to act, via a mechanism that requires TLR4, to activate immature dendritic cells and promote their maturation. The β-defensins also act as chemoattractants for mast cells and can induce mast cell degranulation. HBD-2 and several other antimicrobial peptides can interfere with binding between bacterial lipopolysaccharide (LPS) and LPS-binding protein (LBP), a process important in activating inflammatory cells via TLR4 (see later discussion).


Additional antimicrobial peptides of epithelial cells include lysozyme and cathelicidin. Lysozyme, an antimicrobial peptide also found in neutrophil granules, attacks the peptidoglycan cell walls of bacteria and may be released from cells by mechanisms that involve TLR activation. Cathelicidin, or LL37, like lysozyme, is released from both neutrophils and epithelial cells. It exhibits broad antimicrobial activity and can inhibit lentiviral replication. Cathelicidin also exhibits chemotactic activity for neutrophils, monocytes, and T lymphocytes. This activity is mediated via a formyl peptide receptor–like molecule (FPRL-1), rather than the chemokine receptor (CCR)6 bound by β-defensins.


The release of defensins in response to activation of TLRs and the various actions of these peptides, including their direct antimicrobial activities, their chemoattractant actions for a wide range of immune cells, and their activation of dendritic cell maturation, already suggest a highly complex and regulatory role in the development of host defense and immunity. Genomic evidence for the possible existence of many additional human defensins that have not yet been characterized suggests that current knowledge describes but a small sample of the overall contribution of these peptides to immune responses.


Toll-Like Receptors


Mononuclear phagocytes, including circulating monocytes and tissue macrophages, other phagocytic cells, and many epithelial cells, express a family of receptors that is highly homologous to the Drosophila receptor called Toll. These receptors mediate a phylogenetically primitive, nonclonal mechanism of pathogen recognition based on binding, not to specific antigens, but to structurally conserved pathogen-associated molecular patterns. At least 10 human TLRs with a range of microbial ligands have been identified, such as gram-negative bacterial LPS, bacterial lipoproteins, lipoteichoic acids of gram-positive bacteria, bacterial cell wall peptidoglycans, cell wall components of yeast and mycobacteria, unmethylated CpG dinucleotide motifs in bacterial DNA, some viral particles, and viral RNA. Gram-positive cell wall components bind mainly to TLR2, and TLR2 also can bind components of herpes simplex virus. TLR2 forms dimers with either TLR1 or TLR6 when bound jointly by their ligands. Gram-negative LPS activates TLR4 indirectly by first binding to LBP, which transfers the LPS to the host accessory protein CD14 at the cell surface. The bound CD14 has no transmembrane domain but associates directly with an extracellular domain of TLR4. MD-2, an additional accessory protein associated with TLR4, also plays a role in binding LPS. TLR5 has been identified as the receptor for bacterial flagellin, TLR9 recognizes CpG motifs of bacterial and viral DNA, and TLR3 has been shown to bind synthetic and viral double-stranded RNA. A listing of known human TLRs with their major ligands and cellular distribution is summarized in Table 2.1 .



TABLE 2.1

Human Toll-Like Receptors: Their Ligands and Cellular Distribution










































TLR Ligands Cellular Distribution
TLR1 (+TLR2) Mycobacterial lipoarabinomannans, bacterial lipoproteins, bacterial lipoteichoic acids, bacterial and fungal β-glucans Mo, DC, MC, Eos, Bas, AEC
TLR2 (+TLR6)
TLR3 Viral double-stranded RNA NK cell
TLR4 (+CD14, MD-2) Bacterial lipopolysaccharide MΦ, DC, MC, Eos, AEC
TLR5 Bacterial flagellin AEC, IEC
TLR7 Viral single-stranded RNA PDC, NK, Eos, BL
TLR8 Viral single-stranded RNA NK cell
TLR9 Unmethylated CpG dinucleotides PDC, Eos, BL, Bas (bacteria, herpesvirus)
TLR10 Unknown ligands PDC, Eos, BL, Bas

AEC, Airway epithelial cell; Bas, basophil; BL, B lymphocyte; DC, dendritic cell; Eos, eosinophil; IEC, intestinal epithelial cell; , macrophage; MC, mast cell; Mo, monocyte; NK, natural killer; PDC, plasmacytoid dendritic cell; TLR, Toll-like receptor.


Signaling by TLRs occurs via a well-described pathway in which receptor binding generates a signal via an adaptor molecule, myeloid differentiation factor 88 (MyD88), that leads to intracellular association with IL-1 receptor–associated kinase (IRAK). In turn, this leads to activation of TNF receptor–associated factor–6 (TRAF-6), which results in nuclear translocation of nuclear factor-κB (NF-κB). NF-κB is an important transcription factor that activates the promoters of the genes for a broad range of cytokines and other proinflammatory products, such as TNF-α, IL-1, IL-6, and IL-8. This signaling pathway, based on studies with TLR4, is similar but not identical to the signaling pathways activated by other TLRs. The activation of cytokine production by TLRs plays an important role in recruiting other components of innate host defense against bacterial pathogens. However, with large-scale cytokine release, the deleterious effects of sepsis or other forms of the systemic inflammatory response syndrome demonstrate that these pathways have both beneficial and potentially harmful effects for the host. Genetic polymorphisms in TLRs may play a role in determining the balance of these effects in certain individuals responding to the challenge of systemic infection.


In addition to their “first responder” roles in generating an inflammatory response to invading pathogens, TLRs may network with other components of innate and adaptive immunity. TLR4 function is suppressed by activation of cells via the chemokine receptor CXCR4. Activation of some TLRs also can induce expression of the costimulatory molecule B7 on antigen-presenting cells, which is required for activation of naïve T cells.


Cytokines


A heterogeneous group of soluble small polypeptide or glycoprotein mediators, often collectively called cytokines, forms part of a complex network that helps regulate immune and inflammatory responses. Included in this group of mediators, whose molecular weights range from about 8 to about 45 kDa, are the ILs, IFNs, growth factors, and chemokines (see separate discussions later). Most cells of the immune system and many other host cell types release cytokines, respond to cytokines via specific cytokine receptors, or both. A list of cytokines and related molecules that play a role in immune function, with selected characteristics, is provided in Table 2.2 . Excellent general reviews are available, and the use of cytokines as immunomodulating agents is discussed in Chapter 242 . However, two cytokines, IL-1 and TNF-α, are of such fundamental importance in acute host responses to infection that they warrant specific attention here.



TABLE 2.2

Features of Selected Human Cytokines and Growth Factors
























































































































Cytokines and Growth Factors Main Cellular Sources Biologic Effects
IL-1 Mo, TL, BL, NK, PMN, others Broad range of cellular activation in inflammatory and immune responses
IL-2 TL, BL, NK TL, BL proliferation and activation; enhances TL and NK cytotoxicity
IL-3 TL General stimulation of hematopoiesis
IL-4 TL, BL, Mast, Mo TL, BL proliferation; BL isotype switching; stimulates IgE synthesis; enhances MHC class II expression
IL-5 TL Stimulation of Eos production
IL-6 TL, BL, Mo Broad inflammatory activity; stimulates BL differentiation and megakaryocyte production
IL-7 Marrow and thymus stromal cells TL, BL growth and differentiation
IL-8 Mac, Mo, Endo, Epi, PMN, Eos Activation and chemotaxis of PMN, Eos
IL-9 TL Mast growth and differentiation; growth of activated TL
IL-10 TL, BL, Mast, Mac Broad antiinflammatory actions; inhibits synthesis of several other cytokines (TNF, IL-2, IL-3, IFN-γ)
IL-11 Marrow stromal cells General stimulation of hematopoiesis; BL growth and differentiation
IL-12 BL, Mo Stimulation of TL growth; induction of IFN-γ production; enhancement of TL and NK cytotoxicity
IL-13 TL BL proliferation and isotype switching; enhances MHC class II expression; inhibits production of cytokines by Mac
IL-14 TL, malignant BL Induces BL growth
IL-15 Epi, Endo, Mo, Mac, marrow stromal cells Enhances NK growth, development, function; enhances TL growth and migration
IL-17 TL Enhances TL growth; induces Mac cytokine release
IL-18 Kupffer cells, Epi, spleen, Mac Promotes TL, BL, NK cytokine release; promotes TL, BL cytotoxicity
IL-21 TL Promotes BL, TL proliferation; NK cytoxicity
IL-23 Dendritic cells, Mac Similar to IL-12
IL-25 TL (T H 2), Mast TL, Mac T H 2 cytokine secretion
IL-27 Dendritic cells, Mac TL responsiveness to IL-12
IFN-α Mo, TL Interference with viral replication; increases MHC class I expression
IFN-β Epi, Fibro Similar to IFN-α
IFN-γ TL, NK Similar to IFN-α, IFN-β; stimulates Mac inflammatory functions
TNF-α Mo, Mac, TL, NK Broad inflammatory effects; fever; cachexia; stimulates catabolism; activation of leukocytes and Endo
GM-CSF TL, BL, Mo, PMN, Eos, Fibro, Mast, Endo Growth of PMN, Eos, Mo, and Mac precursors; enhances leukocyte function
G-CSF Mo, Epi, Fibro Enhances production and function of granulocytes
M-CSF Mo, TL, BL, Endo, Fibro Promotes Mo production; stimulates Mo and Mac function

BL, B lymphocyte; Endo, endothelial cell; Eos, eosinophil; Epi, epithelial cell; Fibro, fibroblast; G-CSF, granulocyte colony-stimulating factor; GM-CSF, granulocyte-macrophage colony-stimulating factor; IFN, interferon; IL, interleukin; Mac, macrophage; Mast, mast cell; M-CSF, macrophage colony-stimulating factor; MHC, major histocompatibility complex; Mo, monocyte; NK, natural killer cell; PMN, polymorphonuclear leukocyte; TL, T lymphocyte; TNF, tumor necrosis factor.


IL-1 and TNF-α are small polypeptides, each with a molecular weight of approximately 17 kDa, that exhibit a broad range of effects on immunologic responses, inflammation, metabolism, and hematopoiesis. IL-1 originally was described as “endogenous pyrogen,” referring to its ability to produce fever in experimental animals, and TNF-α, which produces some of the same effects produced by IL-1, was originally named “cachectin” after the wasting syndrome it produced when injected chronically in mice. Many of the physiologic changes associated with gram-negative sepsis can be reproduced by injecting experimental animals with these cytokines, including fever, hypotension, and either neutrophilia or leukopenia. In the development of endotoxic shock resulting from gram-negative sepsis, IL-1 and TNF-α are produced by mononuclear phagocytes in response to activation of TLRs by bacterial LPS. They in turn activate the production of other cytokines and chemokines, lipid mediators such as platelet-activating factor and prostaglandins, and reactive oxygen species. They also induce expression of adhesion molecules of both endothelial cells and leukocytes, stimulating recruitment of leukocytes by inducing release of the chemokine IL-8 and activating neutrophils for phagocytosis, degranulation, and oxidative burst activity. These are all important, usually beneficial host responses to infection. However, at very high levels of activation, pathologic effects of this proinflammatory cascade may occur, including vascular instability, decreased myocardial contractility, capillary leak, tissue hypoperfusion, coagulopathy, and multiple organ failure. For some systemic actions, notably the production of hemodynamic shock, IL-1 and TNF-α are synergistic. Both IL-1 and TNF-α also induce production of IL-6, a somewhat less potent cytokine that exhibits some of the actions of IL-1 and TNF-α. The human host produces several soluble antagonists of IL-1 and TNF-α that can modulate their effects, including IL-1 receptor antagonist (IL-1ra), soluble TNF-α receptor (sTNF-αR), and antiinflammatory cytokines, especially IL-10.


The importance of effects mediated by IL-1 and TNF-α in the pathophysiology of septic shock has prompted much active research aimed at blocking their direct and downstream effects to reduce sepsis morbidity and mortality. To date, despite promise and progress, clinical strategies to interfere with the cytokine-induced cascade that leads to endotoxin shock have continued, overall, to meet with limited success.


Chemokines


A specialized group of small cytokine-like polypeptides, chemokines, which all share the feature of being ligands for G-protein–coupled, seven-transmembrane-segment receptors, play a complex role in the immune response as cellular activators that induce directed cell migration mainly of immune and inflammatory cells. The chemokines and their receptors have been classified into four families based on the motif displayed by the first two cysteine residues of the respective chemokine peptide sequence. Each of at least 16 CXC chemokines binds to one or more of the CXCRs, CXCR1 to -6. Examples of CXC chemokines include IL-8 and Gro-α. Similarly, at least 28 CC chemokines, such as macrophage inflammatory protein (MIP)-1α; regulated and normal T cell expressed and secreted (RANTES); and eotaxin-1, -2, and -3 bind to one or more of the CCRs, CCR1 to -10. The sole CX3C chemokine, fractalkine (neurotaxin), binds to CX3CR1, currently the only receptor in its family. The two XC chemokines, including lymphotaxin, bind to the sole receptor in this family, XCR1. A chemokine nomenclature currently designates each of the chemokines as a numbered ligand for its respective receptor family. In this system, Gro-α is CXC ligand (L)-1 (or CXCL-1), and IL-8 now becomes CXCL-8. Similarly, RANTES becomes CCL-5, fractalkine is CX3CL-1, and lymphotactin is XCL-1. A review of this nomenclature system tabulates the members of each family with their respective ligands and receptors, as well as with the traditional names in both human and murine systems.


Virtually every cell type of the immune system expresses receptors for one or more of the chemokines. The cells of virtually any inflamed tissue can release a range of chemokines, and tissues infected with different bacteria or viruses release chemokines that recruit characteristic sets of immune cells. For example, whereas rhinoviruses induce the release of chemokines that result mainly in recruitment of neutrophils (early in the course of infection), Epstein-Barr virus induces a set of chemokines that result in recruitment of B cells, NK cells, and both CD4 + and CD8 + T cells. It is of interest that almost mutually exclusive sets of chemokines are induced by cytokines associated with T H 1 (IFN-γ) versus T H 2 (IL-4, IL-13) versus T H 17 (IL-17) immune responses (see later discussion), indicating a tight interplay between cytokines and chemokines in determining the type of immune response to specific infectious challenges generated under differing conditions. The specificity of such responses is strongly influenced by the type of chemokines released by specific tissues, the vascular adhesion molecules expressed in those tissues, the chemokine receptors expressed by different leukocyte populations, and the specific adhesion molecules expressed by leukocytes.


Modulation of chemokine functions may occur by several mechanisms. Chemokines themselves may be potentiated or inactivated by tissue proteases including tissue peptidases and matrix metalloproteases. Heparin sulfate–related proteoglycans on endothelial cell surfaces tether chemokines locally, where they can most efficiently activate circulating leukocytes for adhesion (see later discussion). However, similar proteoglycans free in the extracellular environment may act to bind and sequester chemokines, keeping them from interacting with their cellular receptors. Finally, in addition to the well-described use of chemokine receptors as coreceptors for viral entry by HIV-1, other viruses, especially members of the herpesvirus family, encode soluble decoy receptors that compete with native host receptors for chemokine binding, thereby disrupting normal host responses.


Natural Killer Cells


NK cells are an important cellular component of innate immunity. They are lymphoid cells found in the peripheral circulation, spleen, and bone marrow that do not express clonally distributed receptors, such as T-cell receptors or surface immunoglobulin, for specific antigens. They respond in an antigen-independent manner to aid in the control of malignant tumors and to help contain viral infections, especially those caused by members of the herpesvirus family, before the development of adaptive immune responses. Activated NK cells are an important source of IFN-γ, which limits tumor angiogenesis and promotes the development of specific protective immune responses.


Regulation of NK cell activity involves a complex balance between activating and inhibitory signals. Several cytokines can activate NK cell proliferation, cytotoxicity, or IFN-γ production, including IL-12, IL-15, IL-18, IL-21, and IFN-αβ. Activating signals via other receptors on NK cells, such as NKG2D, may lead either to cytotoxicity or cytokine production or both, depending on the receptor’s association with distinct intracellular adaptor proteins that signal via different kinases. Other molecules on NK cells may act as either costimulatory or adhesion receptors, including CD27, CD28, CD154 (CD40 ligand), and lymphocyte function–associated (LFA)-1 (CD11a/CD18). Additionally, FcγRIII (CD16) can contribute to NK cell–mediated antibody-dependent cell cytotoxicity. NK cells are able to distinguish normal cells of self-origin via receptors that recognize specific MHC class I molecules. Activation of such receptors provides an inhibitory signal that protects healthy host cells from NK cell–mediated lysis. Virus-infected cells and malignant cells may express MHC class I molecules at reduced levels, rendering them more susceptible to attack by NK cells. NK cell inhibitory receptors, some of which have been characterized, appear to contain intracytoplasmic tyrosine-based inhibition motifs and antagonize NK cell activation pathways via protein tyrosine phosphatases.


NK cells kill virus-infected or malignant cells by the release of perforin and granzymes from granular storage compartments and by binding of the death receptors Fas and TRAIL-R on target cells via their respective NK cell ligands. The mechanisms by which perforin and granzymes mediate target cell death are not fully understood. One or more of the granzymes appear to activate intracellular pathways leading to target cell apoptosis via pathways that involve the mitochondria or caspases or both. Separately, binding of the death receptors also activates caspases, causing target cell apoptosis. NK cells engage in several kinds of interactions with other cells of the immune system, including dendritic cells and other antigen-presenting cells. Dendritic cells can influence the proliferation and activation of NK cells both by release of cytokines, including IL-12, and by cell surface interactions, including CD40/CD40L, LFA-1/ICAM-1, and CD27/CD70. In return, NK cells can provide signals that result in either dendritic cell maturation or apoptosis.


Complement System


The complement system consists of more than 30 different free and membrane-bound activation and regulatory proteins. It has multiple key roles in the clearance of invading microbes, including opsonization, recruitment of phagocytic cells, and lytic destruction of pathogens.


Approximately 90% of complement proteins are synthesized in the liver, but some components can be produced locally at sites of infection by tissue mononuclear phagocytes and fibroblasts. In healthy persons the majority of complement is found in the circulation. Circulating complement levels vary over time, particularly in the presence of inflammation. The inflammatory response may lead to increases in levels of those complement components such as C3 that are acute-phase reactants or to decreases in individual components and total complement activity as a result of consumption.


The importance of normal complement component levels and activity in host defense has been well established and is based primarily on the increased susceptibility of patients with specific complement component deficiencies to recurrent or severe bacterial infections. Although the complement response to infection usually is beneficial to the host, it also may be associated with adverse clinical manifestations such as septic shock and acute respiratory distress syndrome.


Complement activation.


Complement proteins are activated in a specific sequence or “cascade” via one or more of three pathways: the classical pathway, the alternative pathway, and the more recently described MBL pathway, as shown in Fig. 2.1 . These pathways converge at C3, and the complement cascade downstream from C3 proceeds identically, irrespective of the pathway by which activation occurs. The C3 convertases, C4b2a for the classical and MBL pathways and C3bBb for the alternative pathway, cleave the C3 molecule at exactly the same location, producing C3b, which binds to the target surface, and C3a, which is released into the fluid phase. Cleavage and activation of C3 lead to a conformational change in C3b that transiently renders its reactive thioester group capable of forming covalent ester or amide bonds with acceptor molecules on the target surface. Surface-bound C3b can act as an opsonin to promote phagocytosis, or it can bind with the classical and alternative pathway C3 convertases to form the C5 convertases C4b2a3b and C3bBb3b, respectively. C5 convertases bind and then cleave C5, with release of the chemoattractant C5a fragment into the fluid phase. The bound C5b fragment then can initiate formation of the membrane attack complex by the sequential incorporation of the remaining terminal components, C6, C7, C8, and multiple molecules of C9. The membrane attack complex can insert into the outer membrane of target cells, such as erythrocytes or gram-negative bacteria, and cause cell lysis and death.




FIG. 2.1


The complement cascade. The initial binding events of the classical, mannan-binding lectin (MBL) and alternative pathways are indicated by a starburst. These pathways intersect at the conversion of C3 to C3b. This is followed by activation of the terminal components, beginning with the binding and cleavage of C5, releasing C5a and leaving bound C5b to initiate assembly of the remaining components to form the membrane attack complex (C5b6789). Enzymatically active proteases of the classical and alternative pathways that cleave and activate subsequent components are, by convention, shown with an overbar. The alternative pathway C3 and C5 convertases are shown associated with properdin (P), which increases their stability. B, Complement factor B; D, complement factor D; MASP, MBL-associated serine proteases.


Classical pathway.


Ordinarily the classical pathway is activated by IgM or IgG bound to microbial antigenic targets or by other kinds of antigen-antibody complexes. IgM activates complement more efficiently than IgG because only one molecule of polymeric IgM is required in contrast to at least two molecules of IgG. Activation typically is initiated when C1q binds directly to an immunoglobulin molecule on the surface of an organism. C1r and C1s are activated and bound to C1q sequentially, forming C1qrs. The enzymatic activity of this complex, which resides in the C1s molecule, can cleave multiple molecules of C4 and C2 into two fragments each. The C4a and C2b fragments are released into the environment, whereas C4b and C2a remain bound to each other on the target surface to form the classical pathway C3 convertase, C4b2a. C4bC2a can cleave and activate C3 and localize C3b binding to nearby sites on the target surface. As noted earlier, some C3b binds with C4b2a to form the classical pathway C5 convertase, C4b2a3b.


Alternative pathway.


Alternative pathway activation of C3 is the principal means by which a nonimmune host can activate the effector functions of complement until a specific antibody response can be mounted.


A spontaneous low level of hydrolysis of the thioester of C3 in the fluid phase results in an activated form of C3, C3(H 2 O). This activated form of C3 can bind factor B, and the latter is then cleaved by factor D to form the fluid phase C3 convertase C3(H 2 O)Bb. The constitutive presence of small amounts of this convertase in the fluid phase ensures that a small amount of C3b always is available to bind to microbial surfaces and initiate the alternative pathway. The alternative pathway protein factor B can bind to surface-bound C3b, after which factor B undergoes proteolytic cleavage by factor D to release a small soluble fragment, Ba, while the larger fragment, Bb, remains associated with C3b. C3bBb, the alternative pathway C3 convertase, is analogous to the classical pathway C3 convertase, C4b2a. Properdin stabilizes the C3 convertase C3bBb, permitting more efficient activation of C3 to form more C3b, creating the C3 amplification loop (see Fig. 2.1 ).


The most important factor in determining whether a specific microbial pathogen will activate the alternative pathway is the biochemical nature of its surface. On surfaces rich in sialic acid, bound C3b is less able to bind factor B because another molecule, factor H, has a strong competitive advantage over factor B under these conditions. When bound by factor H, C3b becomes highly susceptible to further cleavage by factor I (C3b inactivator), resulting in C3bi (or iC3b). Although C3bi is an effective opsonin, it cannot bind factor B. Thus no alternative pathway convertases can be formed, and no amplification loop is established. Organisms whose surfaces do not support activation of the alternative pathway, such as K1 Escherichia coli, groups A and B streptococci, Streptococcus pneumoniae, Neisseria meningitidis, Haemophilus influenzae type b, and some salmonellae are some of the most successful pathogens in infants and young children who lack specific protective antibodies.


Mannan-binding lectin pathway.


The most recently described complement activation pathway is the MBL pathway. It is similar to the classical pathway but does not involve antibodies. MBL is a serum protein of the collectin family that has structural and functional similarities to those of C1q. However, it does not require antigen-antibody complexes to initiate its complement-activating function. MBL binds to mannose-containing carbohydrates on microbial surfaces, leading to its association at the microbial surface with activated MBL-associated serine proteases (MASP-1 and -2). These latter proteases have structural and functional similarities to C1r and C1s, respectively, and result in activation of C4, with sequential binding of C4b and C2a and formation of C4b2a, the C3 convertase of the classical pathway. C3 is activated, and the cascade proceeds as described. A more detailed characterization of the MBL pathway and its role in immune responses to infection may be found in an excellent review.


Effector functions of complement in host defense.


The principal complement effector functions in host defense include opsonization via bound fragments of C3; phagocyte recruitment, especially via release of C5a; lysis of microorganisms, especially gram-negative bacteria, via the membrane attack complex (C5b–C9); and immune regulation via interactions with host cells involved in adaptive immunity. Complement sometimes may be activated and bound to microbial surfaces but unable to carry out these functions if it is bound at a disadvantageous location; for example, C3b bound to a pneumococcal cell wall beneath a thick polysaccharide capsule or C5b–C9 bound to long lipopolysaccharide molecules distant from the gram-negative bacterial outer membrane.


Opsonic activity.


Complement opsonic activity is essential for effective phagocytic removal of organisms from the circulation by macrophages in the liver and spleen and from other sites by local macrophages and neutrophils. Opsonins facilitate recognition, binding, ingestion, and killing of microorganisms by phagocytes. Opsonization particularly is important for protection against gram-positive bacteria and fungi because their thick cell walls prevent them from being killed by the membrane attack complex.


The major complement-derived opsonins are the C3 fragments C3b and iC3b. Surface-bound C3b and iC3b permit microbes to be recognized by circulating and tissue phagocytes by interacting with the phagocyte surface complement receptors CR1 (CD35) and CR3 (CD11b/CD18), respectively. These interactions lead to binding, ingestion, and intracellular killing of the organisms.


Antibodies, especially of the IgG class, are important opsonins in their own right, but they also facilitate more rapid complement activation via the classical pathway and more effective localization of C3b binding to the surface of encapsulated organisms, where it is accessible to phagocyte receptors.


Inflammation.


The cleavage products of several complement proteins contribute to the development of inflammatory responses. C3a stimulates an increase in the number of circulating granulocytes, and C5a serves as a potent stimulus for monocyte, neutrophil, and eosinophil migration toward the source of C5a gradients being produced at infected tissue sites. C5a also upregulates phagocyte expression of CR1 and CR3 and stimulates these cells to release granule contents that also are important mediators of inflammation and microbicidal activity. C5a-induced neutrophil aggregation and stasis in the pulmonary circulation can be an important feature of the respiratory distress syndrome associated with sepsis.


The anaphylatoxins, C4a, C3a, and especially C5a, induce release of histamine from mast cells and basophils, causing increased vascular dilation and permeability, which, in turn, permit local diffusion of other inflammatory mediators. When large quantities of anaphylatoxins are produced rapidly, they can contribute to septic shock.


Microbicidal activity.


As noted earlier, C5b and the terminal complement proteins C6, C7, C8, and C9 form the membrane attack complex, which can lyse gram-negative bacteria by penetrating their outer membranes. The C5b-C8 complex serves as a polymerization site for several molecules of C9, which increases the efficiency of lysis. As has been noted, the membrane attack complex cannot penetrate the thick cell walls of gram-positive bacteria and fungi and therefore cannot kill these organisms directly. The membrane attack complex can lyse some virus-infected host cells and some enveloped viruses themselves.


Immune regulation.


Complement components and fragments can modulate immune responses, both directly by binding to CR1, CR2, and CR3 on the surfaces of T cells, B cells, and other cells involved in antigen recognition and indirectly by stimulating the synthesis and release of cytokines. For example, the C3b cleavage product, C3dg, when covalently bound to antigen, brings the antigen close to B cells by binding to B-cell CR2 (CD21). C3 influences antigenic localization within germinal centers, and it is involved in anamnestic responses and isotype switching. Additionally, C1-, C2-, C4-, and C3-deficient animals have decreased antibody responses that can be restored by providing the missing protein, and C2 deficiency in humans also has been associated with antibody deficiencies.


Phagocytes


PMNs, the most abundant circulating phagocytes in the human host, will serve as a model for discussing phagocyte functions. These cells constitute a major line of defense against invading bacteria and fungi. The proliferation of myeloid marrow progenitors and their differentiation into mature progeny are regulated by specific growth factors and cytokines. The normal half-life of circulating PMNs is approximately 8 to 12 hours. In the absence of active infection, most PMNs leave the circulation via the gingival crevices and the lower gastrointestinal tract, where the resident flora stimulate ongoing local extravasation of PMNs, a process that helps maintain the integrity of these tissues. In response to invasive bacterial infection, circulating PMNs engage in three major functions: (1) migration to the site of infection, (2) recognition and ingestion of invading microorganisms, and (3) killing and digestion of these organisms.


Phagocyte recruitment to infected sites.


Activation of endothelial cells that line the microvessels of acutely infected tissue occurs via locally produced cytokines, eicosanoid compounds, and microbial products. As a result, the endothelial cells rapidly upregulate their surface expression of P-selectin from preformed intracellular storage pools and, subsequently, of E-selectin by new synthesis. These selectins interact with the fucosylated tetrasaccharide moiety sialyl Lewis X, which is presented on constitutively expressed glycoproteins on PMNs including L-selectin and P-selectin glycoprotein ligand–1 (PSGL-1). These early interactions slow the PMNs in this first adhesive phase of leukocyte recruitment, sometimes described as “slow rolling.” Within several hours, newly synthesized ICAM-1 is expressed at the endothelial surface. The slowly rolling PMNs are activated by transient selectin-mediated interactions and locally produced mediators, especially endothelium-derived chemokines such as IL-8. These chemokines are most effective in PMN activation when they are bound by complex proteoglycans at the endothelial cell surface. The activated PMNs then signal the conformational activation of binding function of their surface β 2 integrins LFA-1 and Mac-1, as well as translocating an additional large quantity of Mac-1 from intracellular storage pools to the cell surface. This newly translocated Mac-1 also may undergo conformational activation as the PMN is exposed to increasing concentrations of mediators. These activated β 2 integrins interact with the endothelial cell ICAM-1 in this second, firm adhesion phase, which is necessary for transendothelial migration of the PMNs. Other chemoattractants, such as C5a, N-formyl bacterial oligopeptides, and leukotrienes (e.g., LTB 4 ) that diffuse from the site of infection further activate PMNs and provide a chemotactic gradient for PMN migration into tissue. The receptors for these chemoattractants, like the chemokine receptors, are G-protein coupled and have a seven-transmembrane-domain structure. They constitute important sensory mechanisms of the PMNs for activating adhesion, directional orientation, and the contractile protein-dependent lateral movement of adhesion sites in the PMN membrane necessary for cell locomotion. A scheme for PMN recruitment from the microcirculation into infected tissue is presented in Fig. 2.2 . Although the specific stimuli and adhesion molecules may vary, this general scheme applies to the local recruitment of virtually all circulating cells of the immune system.




FIG. 2.2


Events during leukocyte (polymorphonuclear leukocytes [PMNs]) recruitment to infected sites. Interactions between microorganisms in infected tissue and host cells and proteins result in elaboration of mediators that diffuse to the local microcirculation and stimulate the endothelial cells. This induces new surface expression of P-selectin and E-selectin, release of interleukin-8 and other chemokines, and new surface expression of intercellular adhesion molecule 1 (ICAM-1). The endothelial selectins bind to constitutively expressed carbohydrate ligands on circulating PMNs and slow the passage of the PMNs through the microvessels. As the PMNs slow further, they become activated by interaction with chemokines bound to complex glycopeptides on the endothelial surface. This activation of PMNs increases their expression and binding activity of the β 2 (CD11/CD18) integrins, Mac-1 and lymphocyte function–associated antigen–1 (LFA-1). Interactions between these integrins and ICAM-1 (and ICAM-2 in the case of LFA-1) lead to tight adhesion and spreading on the endothelial surface. These latter adhesive interactions also are used for migration between endothelial cells and through the subjacent extracellular matrix in response to the gradient of chemoattractants, such as C5a, chemokines, and bacterial peptides, released at the infected site. Homophilic interactions between PECAM-1 on the PMNs and endothelial cells (not diagrammed) also appear to contribute to transendothelial migration.

(Courtesy Scott Seo, MD.)


Phagocytosis.


After PMNs reach the site of infection, they must recognize and ingest, or phagocytose, the invading bacteria. Opsonization, especially with IgG and fragments of C3, greatly enhances phagocytosis. Although nonopsonic phagocytosis may occur, only opsonin-mediated phagocytosis is considered here. CR1 and CR3 are the main phagocytic receptors for opsonic C3b and iC3b, respectively. When PMNs are activated by chemoattractants or other stimuli, CR1 and CR3 are rapidly translocated to the cell surface from intracellular storage compartments, thus increasing surface expression up to 10-fold. Note that CR3 is identical to the adhesion-mediating integrin Mac-1. CR1 and CR3 act synergistically with receptors for the Fc portion of antibodies, especially IgG. Phagocytic cells may express up to three different types of IgG Fc receptors, or FcγRs, all of which can mediate phagocytosis. FcγRI (CD64) is a high-affinity receptor that is expressed mainly on mononuclear phagocytes. The two FcγRs ordinarily expressed on circulating PMN are FcγRII (CD32) and FcγRIII (CD16). FcγRII is conventionally anchored in the cell membrane, exhibits polymorphisms that determine preferences for binding of certain IgG subclasses, and can directly activate PMN oxidative burst activity. FcγRIII is expressed on PMNs as a glycolipid-anchored protein, although it is anchored conventionally on NK cells and macrophages. Many phagocytes also express IgA FcRs, which promote phagocytosis and killing of IgA-opsonized bacteria.


The engagement of phagocyte receptors with microbial opsonins on microbes locally activates cytoskeletal contractile elements, leading to engulfment of the microbe within a sealed phagosome. This is followed by fusion of the phagosome with lysosomal compartments containing the phagocyte’s array of microbicidal products.


Phagocyte microbicidal mechanisms.


Intracellular killing by phagocytes, usually within the fused phagolysosome, involves microbicidal weapons that can be categorized as either oxygen-dependent or oxygen-independent. The oxygen-dependent microbicidal mechanisms of phagocytes depend on a complex enzyme, reduced nicotinamide adenine dinucleotide phosphate (NADPH) oxidase, which catalyzes the conversion of molecular oxygen (O 2 ) to superoxide anion (O 2 ), the reaction that is deficient in chronic granulomatous disease (see later discussion). As the name suggests, the reaction catalyzed by this enzyme requires a supply of NADPH, which is supplied in turn by reactions of enzymes of the hexose monophosphate shunt. The NADPH oxidase is assembled at the plasma or phagolysosomal membrane of activated cells from six known components that include a cytochrome (α- and β-subunits, designated gp91 phox and p22 phox , respectively) and at least three cytosolic proteins, p40 phox , p47 phox , and p67 phox (“phox” refers to phagocyte oxidase), along with a Rac-1 GTPase, which assemble with the membrane-associated components to form the active enzyme complex ( Fig. 2.3 ). Each of the main oxidant products derived from this enzyme’s activity exhibits microbicidal activity, including the earliest products, O 2 and H 2 O 2 , and the more potent downstream products hypochlorite (OCl ) and chloramines (NH 3 Cl, RNH 2 Cl), with chloramines being the most stable.




FIG. 2.3


The phagocyte reduced nicotinamide adenine dinucleotide phosphate (NADPH)-oxidase enzyme complex and the major reactions in the evolution of oxygen-dependent PMN microbicidal activity. The diagram depicts the six main components of the NADPH oxidase complex: the 91-kDa and 22-kDa subunits of the membrane-bound cytochrome; the 40-kDa, 47-kDa, and 67-kDa cytosolic components; and a Rac-1 signaling molecule. After assembly at the plasma or phagolysosome membrane, the enzyme catalyzes the conversion of molecular oxygen (O 2 ) to superoxide anion (O 2 ), the initial step in the sequence of production of oxidant antimicrobial products. This reaction requires a supply of NADPH, most of which is derived from activity of enzymes of the hexose monophosphate shunt (not shown). Shown in sequence are subsequent reactions for the spontaneous formation of hydrogen peroxide (H 2 O 2 ), the myeloperoxidase-catalyzed formation of hypochlorite (OCl ), and formation of chloramines (RNH 2 Cl).


The oxygen-independent microbicidal activity of PMNs resides mainly in a group of proteins and peptides stored within their primary (azurophilic) granules and, to a lesser extent, in their secondary (specific) granules. Lysozyme is contained in both the primary and the secondary (specific) granules of PMN. It cleaves important linkages in the peptidoglycan of bacterial cell walls and is most effective when it can act in concert with the complement MAC. The primary granules contain several cationic proteins with important microbicidal activity. A 59-kDa protein, bactericidal/permeability-increasing protein, is active against only gram-negative bacteria. Smaller arginine- and cysteine-rich peptides, the α-defensins, similar to the β-defensins of epithelial cells, are active against a range of bacteria, fungi, chlamydiae, and enveloped viruses; other related molecules include cathelicidin and a group of peptides called p15s. Some of these PMN proteins and peptides interact with each other synergistically to enhance overall antimicrobial activity.


Important Interactions Among Innate Immune Mechanisms


A schematic overview of many of the main features of innate immunity discussed earlier, along with some of their important interactions, is diagrammed in Fig. 2.4 . Several levels of interactions are depicted, from initial host-pathogen contact, through a variety of activating signals, to the attack by host effector mechanisms on their respective pathogenic targets.




FIG. 2.4


Innate immunity: first contact, intermediate signals, and effector mechanisms. Diagrammed are important host responses to infection that are independent of specific cell-mediated immunity or antibodies. Initial contact between the host and microbes or their products may result in viral infection of cells, activation of Toll-like receptors (TLR) on macrophages (MΦ) and epithelial cells, and activation of the alternative pathway (AP) or mannose-binding lectin pathway (MBLP) of complement. The resulting activation signals, including cytokines (e.g., interleukin [IL]-12, tumor necrosis factor α [TNF-α], IL-1), chemokines, and products of the complement cascade mobilize both cellular (natural killer [NK] cells, phagocytes) and humoral (antimicrobial peptides, membrane attack complex [MAC]) effectors that attack their respective microbial targets.

(From Tosi MF. Innate immune responses to infection. J Allergy Clin Immunol 2005;116:241–9.)


Adaptive Immune Responses


Adaptive immunity involves the host’s antigen-specific responses to infectious challenges that can provide specific protection against subsequent challenges by the same infectious agent. The major steps in the development of adaptive immunity include the processing and presentation of specific antigens to T lymphocytes (T cells) by antigen-presenting cells (APCs); the activation and differentiation of T cells for specific cytotoxic T-cell activity, T-cell cytokine production, and T-cell help in activating antigen-specific B cells; and the differentiation of activated B cells into plasma cells for the production of specific antibodies. Whereas the innate immune responses described earlier often occur in a matter of minutes to hours and may activate early cellular responses that are essential for the development of adaptive immunity, the full development of most adaptive immune responses requires days to weeks. Once developed, however, the latter often can provide durable protection. A summary of the major events in the adaptive immune response to infection is diagrammed in Fig. 2.5 .




FIG. 2.5


A simplified scheme of major events in the development of adaptive immune responses. When antigen-presenting cells (APCs) such as dendritic cells (DCs) encounter and internalize microbes or their protein antigens in peripheral tissues, they process the microbial proteins and present the resulting antigenic peptides on either class I or class II MHC molecules. The activated APCs migrate to lymphoid tissue, where they undergo maturation. When mature dendritic cells encounter CD4 + or CD8 + T cells expressing T-cell receptors specific for the peptides presented in the appropriate major histocompatibility complex (MHC) context (CD4/MHC-II; CD8/MHC-I), binding between the cells occurs via TCR-peptide, MHC-CD4/8, and other pairs of accessory molecules, all necessary for stimulating the T cells to become effector cells. Cytotoxic effector CD8 + T cells migrate into the periphery and kill virus-infected cells that present viral peptides via MHC class I. Effector CD4 + cells either migrate to the periphery where they produce cytokines and otherwise regulate immune responses or remain in the lymphoid tissue to provide help to antigen-specific B cells, promoting their proliferation, differentiation, and eventual production by their progeny plasma cells of specific antibodies that can neutralize viruses, prevent microbial attachment, opsonize microorganisms, or activate complement.


Antigen Presentation and Specific Cell-Mediated Immunity


Specific cell-mediated immunity provides T-cell help for antibody production by B cells, cytokine production for the stimulation and regulation of a range of immune responses, and cytotoxic T-cell activity against host cells infected with viruses. The development of cell-mediated immunity requires complex interactions between T cells and APCs via several types of surface molecules on the respective cell surfaces. These include binding of an antigen-specific T-cell receptor on the T lymphocyte to a peptide antigen presented on the class I or II MHC by the APCs, with concurrent binding of the class I or class II MHC by CD8 or CD4, respectively, as represented in Fig. 2.6 . Other respective pairs of cell-surface molecules that enhance interactions between T cells and APCs include CD40 ligand/CD40, LFA-1/ICAM-1, and CD28/B7. An additional molecule, cytotoxic T lymphocyte antigen–4 (CTLA-4), expressed on activated T cells, also can bind to B7 molecules on APCs to generate a suppressive signal that may terminate T-cell activation. The sustained physical interface between T cells and APCs at which these molecular interactions take place has been characterized as the “immunologic synapse.”




FIG. 2.6


Principal cell surface interactions between CD8 and CD4 T lymphocytes and peptide antigens complexed with major histocompatibility complex (MHC) class I and class II molecules, respectively. CD3 (composed of six subunits, ζ, ζ, ε, δ, γ, ε) is associated closely with the T-cell receptor (TCR), which recognizes a specific peptide presented on MHC molecules. Class I and class II MHC determinants are recognized by CD8 and CD4, respectively. Additional or accessory interactions are discussed in the text. APC , Antigen-presenting cell.

(Modified from Lewis DB, Wilson CB. Developmental immunology and role of host defenses in neonatal susceptibility to infection. In: Remington JS, Klein JO, editors. Infectious Diseases of the Fetus and Newborn Infant . 6th ed. Philadelphia: WB Saunders; 2006:92.)


Class I major histocompatibility complex.


Virtually all human cells except neurons express class I MHC. The class I MHC molecule presents antigenic peptides to CD8 + cytotoxic T lymphocytes. It consists of a heavy chain that contains both the peptide-binding domain and a transmembrane domain and a smaller extracellular subunit, β 2 -microglobulin. The three major types of class I MHC heavy chains in humans, human leukocyte antigen (HLA)-A, HLA-B, and HLA-C, have at least 22, 31, and 12 different alleles, respectively. This polymorphism permits a great diversity in the peptide-binding repertoire in individuals and within populations. A restricted degree of MHC genetic polymorphism has been invoked as a possible explanation for the predisposition of certain populations to develop infections. Class I MHC molecules within the cell ordinarily bind peptides derived from recently synthesized proteins, either of self-origin or of infecting viruses. A portion of newly synthesized proteins is processed into peptides at a cytoplasmic site, the proteasome. These peptides are actively transported into the endoplasmic reticulum, where they are bound in the peptide-binding cleft of MHC class I. Suitable peptides usually are restricted to 8 to 10 amino acids in length, and they must contain certain amino acids at specific “anchor” positions on the peptide to bind. Allelic variants of MHC class I may require different amino acids at these anchor positions. The other amino acids of the peptide constitute the specific antigenic determinant. After trafficking of the MHC-peptide complex to the cell surface, the peptide antigen is recognized and bound by a specific T-cell receptor on CD8 + cytotoxic T cells, which concurrently bind the heavy chain of MHC class I via CD8.


Class II major histocompatibility complex.


Mononuclear phagocytes, B lymphocytes, and dendritic cells, including specialized tissue-specific dendritic cells, such as the Langerhans cells of the skin, serve the immune system as “professional” APCs. Dendritic cells, the most efficient APCs for primary activation of naïve T cells, are macrophage-like cells of a distinct lineage that take up and process antigens in tissues and migrate to local lymph nodes or to the spleen, where they are likely to encounter T cells specific for the presented antigens. A defining feature of these professional APCs is their expression of class II MHC molecules in addition to class I MHC. Class II MHC molecules consist of an α and a β chain, which together form a peptide-binding cleft. Class II MHC molecules present peptides, 13 to 17 amino acids in length, derived from proteins that are internalized by endocytosis or during phagocytosis of microorganisms. The three major types of class II MHC α and β chains are HLA-DR, HLA-DP, and HLA-DQ, each exhibiting a high degree of polymorphism. MHC class II, bound to a separate smaller molecule known as the “invariant chain,” traffics via the Golgi to endosomal/lysosomal compartments, where it must dissociate from the invariant chain to bind antigenic peptides derived from internalized proteins. The class II MHC–peptide complexes then move to the cell surface, where the peptide antigens are bound by specific T-cell receptors of CD4 + T cells, which concurrently bind class II MHC via CD4.


Fig. 2.7 depicts the essential features of the conventional antigen presentation pathways that involve class I and class II MHC molecules, as described earlier. Alternative mechanisms have been documented by which class I MHC can present peptides derived from internalized exogenous proteins, and class II MHC may present peptides derived from newly synthesized proteins. The importance of these unconventional pathways of antigen presentation in the immune response is not fully understood, but evidence indicates that such “cross-presentation” may be important for generation of CD8 + cytotoxic T-cell response against some viruses or fungi taken up via endocytosis by antigen-presenting cells.




FIG. 2.7


Conventional pathways for peptide antigen presentation by class I and class II major histocompatibility complex (MHC) molecules. In the antigen-presenting cell, a proportion of newly synthesized proteins, whether of viral or host origin, undergo proteolysis into peptides by enzymes that constitute the “proteasome.” The peptides are transported actively into the endoplasmic reticulum (ER), where those with the appropriate length and sequence bind to MHC class I molecules. MHC class II cannot bind peptides in the ER because of interference by the associated “invariant (inv.) chain.” The class I MHC/peptide complex is transported via the Golgi to the cell surface, where it may be recognized by CD8 + lymphocytes. Class II MHC molecules pass via the Golgi to a lysosomal compartment, where conditions favor the release of the invariant chain. This permits class II MHC to bind peptides derived from internalized proteins that have entered the lysosomal compartment via fusion of endosomes or phagosomes with the lysosome. The lysosome translocates to the cell surface, where the class II MHC/peptide complex may be recognized by CD4 + lymphocytes.


CD1 family of antigen-presenting molecules.


The CD1 family includes proteins with significant homology and structural similarity to that of the MHC class I heavy chain but that present lipid and glycolipid antigens. All mammalian species express one or more members of the CD1 family, principally on professional antigen-presenting cells. Four human CD1 proteins, CD1a, CD1b, CD1c, and CD1d, have been identified, each tightly associated with a β 2 -microglobulin subunit. Mycolic acid, lipoarabinomannans, and other related components of mycobacteria are the best-documented foreign antigens presented by CD1 molecules, and both internalized antigens and antigens synthesized within the antigen-presenting cells by ingested mycobacteria may be presented via distinct trafficking patterns of the CD1-antigen complexes. Antigens presented on antigen-presenting cells by CD1 molecules are recognized by a specialized subset of CD1-restricted T cells that usually lack CD4 and CD8; these are known as NK T cells. These cells share characteristics of both NK cells and T cells and exhibit a limited range of T-cell receptor specificity. Greater detail regarding the structure, function, phylogeny, trafficking, expression, and T-cell interactions for members of the CD1 family may be found in a recent review.


Plasmacytoid dendritic cells.


A specialized class of dendritic cells known as “plasmacytoid” dendritic cells plays a multifactorial role in both innate and adaptive immune responses. These cells are early responders to viral infections by virtue of their expression of TLR7/9 and their ability to produce large amounts of type 1 interferons that disrupt viral replication. Additionally they can play an auxiliary role in the adaptive immune response by providing help to conventional dendritic cells during antigen presentation, apparently by helping to sustain IL-12 production by the latter in response to IFN-γ released by interacting T cells.


T Lymphocytes


The development of T lymphocytes, or T cells, begins when prothymocytes leave the marrow and enter the subcapsular region of the thymus. By mechanisms that are poorly understood, the thymic environment induces the rearrangement of T-cell receptor V (variable), D (diversity), and J (joining) gene segments with the eventual expression of mature α-β T-cell receptors complexed with CD3. The T cells, now coexpressing CD4 and CD8, migrate to the thymic cortex, where they undergo screening for T-cell receptor specificity both to optimize the repertoire for distinguishing self from nonself and to eliminate T-cell receptor rearrangements that result in undesirably high self-reactivity. Thymocytes that do not pass this dual screening procedure receive signals that induce programmed cell death (apoptosis). Only about 5% of the original thymocytes pass this screening, after which they express either CD4 or CD8 but not both. Mature thymocytes are released into the periphery, where the CD4 + cells serve as the main source of IL-2 and provide help for B-cell antibody production, and the CD8 + cells engage in specific cytotoxic activity. This discussion of T cells and T-cell receptors specifically relates to T cells that express T-cell receptors composed of α and β chains, or α-β T cells. T cells of a distinct type, γ-δ T cells, are far less numerous in most tissues (intestinal epithelium is a notable exception), exhibit much less T-cell receptor diversity than do α-β T cells, may not require an intact thymus for development, and play a role in host responses to certain intracellular bacterial pathogens, including Listeria and mycobacteria.


Antigen specificity of α-β T cells resides in their T-cell receptors, which are integral membrane proteins that exhibit structural homology with immunoglobulins. T-cell receptor diversity results from a rearrangement of V, (D), and J segments. There are up to 100 different V segments, one (D) segment, and as many as 100 different J segments in the complete germline configuration of the T-cell receptor genes. Rearrangement of these gene segments into a mature VDJ sequence occurs by the action of a recombinase enzyme complex formed by two proteins, RAG-1 and RAG-2. T-cell receptor diversity is generated by several factors, including the range of possible combinations of V, (D), and J segments; the imprecise action of the recombinase complex; the variability in the number of nucleotides deleted during rearrangement; and the action of another enzyme, terminal deoxytransferase, which appears to add nucleotides at random to extend segments during rearrangement. The actions of Artemis and DNA ligase IV, two enzymes critical for the processing and joining of DNA ends, introduce additional sources of variability. It has been estimated that as many as 10 15 different T-cell receptor specificities theoretically could result from the preceding mechanisms.


Stimulation of naïve CD4 + or CD8 + T cells occurs as they circulate through peripheral lymphoid tissue and encounter dendritic cells and other professional APCs. Localized T-cell migration is highly regulated by specific chemokines and adhesive interactions with local endothelium and involves mechanisms similar to those discussed earlier for circulating phagocytes. When T cells engage APCs presenting specific peptide antigens on the appropriate MHC molecules, they are activated via their T-cell receptor and several costimulatory molecules, especially CD28, to produce IL-2 and proliferate and differentiate into effector T cells.


Effector CD4 + T cells may be of the T H 1 or T H 2 type, and this type is influenced by several factors, including the specific cytokines elicited by a particular microbial pathogen. Naïve T cells activated in the presence of IL-12 and IFN-γ are likely to develop into T H 1 cells, whereas IL-4 and IL-6 tend to drive development in the direction of T H 2 cells. Preferential development of T H 1 effector cells leads mainly to macrophage activation and cell-mediated immunity, whereas T H 2 effector cells help drive certain aspects of humoral immunity, including immunoglobulin class switching to IgE in allergic responses. Until recently, before the identification of the T FH subset (see later discussion), T H 2 cells were thought to be the principal cell in providing T-cell help for B-cell antibody production.


A third major subset of effector CD4 T cells are T H 17 cells, whose main function appears to involve protection against extracellular bacteria and fungi by stimulating phagocytic cell responses to these pathogens. Their development is favored by the presence of IL-6 and TGF-β and by the absence of IL-4 and IL-12. They are distinguished by their ability to produce IL-17 cytokines, which in turn stimulate local tissues to produce chemokines, such as IL-8, that recruit neutrophils and other phagocytic cells to tissue sites. Development of T H 17 cells involves production of IL-21, which acts in an autocrine fashion to activate signal transducer and activator of transcription 3 (STAT3), a transcription factor that drives T H 17 cell development.


In contrast to T H 1, T H 2, and T H 17 CD4 T cells, which exert their main effector functions in the periphery, a fourth T-cell subset, T follicular helper cells, or T FH cells, appears to account for most of the CD4 T cells that provide help to B cells in the lymphoid follicles for antibody production. T FH cells are characterized by their location in lymphoid follicles, expression of the CXCR5 chemokine receptor, and their ability to secrete cytokines typical of both T H 1 and T H 2 cells. The developmental origins of these cells in humans and their relationships and interactions with the other T-cell subsets are subjects of current research.


Activation of naïve CD8 + T cells by antigen binding, costimulation by accessory binding molecules on antigen-presenting cells, and exposure to cytokines, including IL-2, all lead to clonal proliferation of specific CD8 + cells and their differentiation into cytotoxic effector cells. Effector CD4 + T cells bound in common to an APC may play a role in activating naïve CD8 + T cells, either by releasing IL-2 or by activating the antigen-presenting cell to provide greater costimulation to the CD8 + T cell to make its own IL-2. Antigenically experienced effector CD8 + T cells respond to specific antigenic peptides and costimulatory molecules on infected host cells by activating cytotoxic mechanisms similar to those described earlier for NK cells, including the release of both perforin and granzymes and the generation of receptor-mediated signals for target cell apoptosis.


Regulatory T cells.


The existence of T suppressor cells was long a subject of debate among immunologists. Within the past decade solid evidence has been developed to support the existence of suppressor T cells, now referred to as regulatory T cells, or T-regs. These cells were discovered when thymectomized mice were noted to develop autoimmune disease. Transfer of T cells that expressed CD25, the α chain of the IL-2 receptor, from normal adult mice to thymectomized mice prevented autoimmune disease. This population of CD4 + CD25 + T-regs can suppress the activity of other immune cells and has been shown to prevent graft-versus-host disease and allograft rejection. The mechanism of suppression by T-regs is uncertain but may involve direct contact with other cells or secretion of inhibitory cytokines, including IL-10. These inhibitory cytokines can interfere with T-cell proliferation and inhibit the ability of antigen-presenting dendritic cells to promote T-cell activation. The role of T-regs in immunity to infection is only beginning to be studied, but some current evidence suggests that the action of T-regs with specificity for microbial antigens may suppress protective immune responses to some infections but may also suppress excessive or injurious host responses.


T-cell memory.


Some proportion of activated CD4 + and CD8 + T cells become endowed with the capacity for long-term antigenic memory and can rapidly become effectors on re-exposure to specific antigen. Whether these cells develop directly from naïve T cells or previously have been effector cells, or both, is uncertain, and the mechanisms by which they become memory T cells are poorly understood. Among the features of memory T cells are high-level expression of CD45RO, the ability to suppress activation of naïve T cells of the same specificity, and a homeostatic level of ongoing proliferation in bone marrow and peripheral lymphoid organs.


T-cell activation by superantigens.


The term superantigen describes a class of proteins, mainly microbial exotoxins, including most staphylococcal enterotoxins, staphylococcal toxic shock syndrome toxin–1 (TSST-1), and related streptococcal TSST-1–like toxins. These bacterial toxins are potent pyrogens, can induce a potentially lethal toxic shock syndrome, and contain binding domains for both T-cell receptor V regions and MHC class II molecules. Superantigens bypass normal antigen-processing and presentation pathways by binding directly to class II MHC molecules on antigen-presenting cells and to specific variable regions on the β-chain of the T-cell antigen receptor. Through these interactions, superantigens induce a polyclonal activation of T cells at orders of magnitude above levels induced by antigen-specific activation, resulting in massive release of cytokines from T cells and antigen-presenting cells, including TNF-α and TNF-β, IL-1, IL-2, and IFN-γ, that are believed to be responsible for the most severe features of toxic shock syndromes.


B Lymphocytes and Immunoglobulins


B lymphocytes.


B lymphocytes (B cells) are the source of humoral immunity in the form of specific immunoglobulin. The earliest recognizable marrow precursors of B cells are pro-B cells whose surfaces bear the pan-B marker CD19. Further differentiation produces pre-B cells and then mature B cells, the latter expressing cell-surface immunoglobulin by which they recognize and bind antigen. B lymphocytes constitute approximately 20% of the lymphocytes in the circulation and peripheral lymphoid tissues, including the lymph nodes, spleen, bone marrow, tonsils, and intestines, and they are identified by the presence of surface immunoglobulin and the pan-B differentiation markers CD19 and CD20.


B-cell activation is initiated by recognition and binding of specific antigens to B-cell surface immunoglobulins. Early activation leads to increased expression of receptors that either bind cytokines (e.g., IL-2, IL-4, and IL-6) or interact with T cells, leading in turn to clonal proliferation and differentiation into memory B cells and plasma cells in the germinal centers of peripheral lymphoid tissue. Some data suggest that B-cell differentiation into memory B cells is favored by exposure to the CD40 ligand on dendritic cells in lymphoid organs, whereas differentiation into plasma cells is favored by exposure to CD23, IL-1α, IL-6, and IL-10. The plasma cells, later found in bone marrow and liver as well as peripheral lymphoid tissue, are responsible for most free immunoglobulin production.


The B-cell response to protein antigens depends on T-cell help. B cells can process and present antigen to CD4 + T FH cells they encounter in the lymph nodes and spleen. In the typical sequence of events, B-cell surface immunoglobulin binds to a protein antigen, which is internalized, processed, and presented to the T cell via class II MHC molecules. B cell–mediated activation of T cells during antigen presentation is much more effective for memory T cells, whereas naïve T cells are more likely to be turned off or rendered tolerant. T-cell help is provided for B-cell proliferation and production of antibody against the specific protein antigen. This is mediated by signaling via CD40-ligand interactions with CD40 on the B cell and by the release of cytokines, which also can induce isotype switching. Most B-lymphocyte responses to polysaccharide antigens proceed largely without formal T-cell help, although antibody responses to some such antigens may be enhanced in the presence of T cells.


Immunoglobulin.


Immunoglobulin molecules may be bound at the surface of B cells or free in the circulation, mucosal secretions, or tissues. Free immunoglobulins function in host defense against infection by binding to microbial surfaces to prevent microbial attachment, activating complement via the classical pathway, neutralizing viruses and toxins, and participating in the formation of immune complexes.


Ig molecules are composed of two identical heavy and two identical light chains, as diagrammed in Fig. 2.8 . The carboxyl terminus of the immunoglobulin molecule is the heavy chain constant, or Fc, region. The amino acid sequence of this region determines the immunoglobulin isotype. The heavy chain is encoded by V, (D), J, and constant (C) regions on chromosome 14. Each immunoglobulin molecule has a pair of either κ or λ light chains, defined by distinct constant regions. The variable region of the immunoglobulin molecule contains the antigen-binding site. Like the T-cell receptor, the Fab region consists of two identical heavy and light chain pairs; similarly, broadly diverse antigen specificity results from the variable nature of recombinase-mediated DNA rearrangements of the three hypervariable, or complementarity-determining, regions (CDR1, CDR2, and CDR3) and the four framework regions during B-cell development. The imprecision inherent in this rearrangement, involving mechanisms similar to those described for the T-cell receptor, leads to the generation of more than 10 12 potential antigenic specificities. Somatic hypermutation of variable regions after gene rearrangement adds to the repertoire, and further diversity results from differences in approximation of the three CDRs in relation to each other, affecting the three-dimensional structure of the antigen recognition site. Thus unlike most T-cell receptors, which recognize specific peptide sequences, the antigen-binding domain of an immunoglobulin molecule recognizes the three-dimensional structure of its respective antigen.




FIG. 2.8


Structure of an immunoglobulin molecule. The schematic structure of immunoglobulin G (IgG) is shown, depicting the variable (V) and constant (C) regions of both the heavy (H) and light (L) chains, the disulfide bonds that link the two heavy chains at the hinge region and the CL region with CH 1 , and the antigen-binding sites formed by the complementarity-determining regions of VH and VL.


All immunoglobulin is derived from B cells expressing surface IgM. B cells may change immunoglobulin isotype when they differentiate into plasma cells, which produce only one class or subclass of immunoglobulin each. Isotypes other than IgM are the result of isotype switching by replacing a part of the constant region of the immunoglobulin heavy chain with another isotype-specific segment. As already noted, isotype switching primarily depends on specific B-cell interactions with cytokines and T cells. The variable region remains unchanged during isotype switching; thus there is no change in antigen specificity. However, important features of immunoglobulins, including half-life, localization in tissues, ability to activate complement, and interactions with cellular IgG receptors, are directly determined by isotype.


In addition to isotype switching, immunoglobulins undergo the process of “affinity maturation.” As B cells proliferate in lymphoid tissue in response to persistent or repeated antigen exposure and T-cell help, they undergo V-region somatic hypermutation. When this mutation results in a reduced or absent affinity for antigen, B cells are less able to become activated and elicit T-cell help. Such B cells die by apoptosis, removing lower affinity immunoglobulin from the repertoire. Alternatively, B cells that undergo a mutation resulting in increased affinity for antigen are better able to bind antigen, present antigenic peptides to T cells, receive T-cell help, and survive to give rise to plasma cells, which in turn will produce immunoglobulin with higher affinity. This is a process that occurs as a result of booster doses of vaccines or during persistent infections, as with cytomegalovirus, for example.


Immunoglobulin isotypes.


IgG accounts for about 80% of circulating immunoglobulin and includes the subclasses IgG1, IgG2, IgG3, and IgG4. The half-life of IgG ordinarily is about 21 days (7 days for IgG3). Initial exposure to most microbial protein antigens first induces IgM and then an IgG response consisting of IgG1 and IgG3. IgG2 and IgG4 usually are produced during the secondary immune response. IgG1 usually is made in response to protein antigens. In adults, the main antibody response to polysaccharides is IgG2, whereas in infants IgG1 predominates. The functions of IgG in host defense include blocking microbial attachment, opsonization, complement activation, toxin and virus neutralization, and promoting antibody-dependent cell cytotoxicity. IgG1, IgG2, and IgG3, but not IgG4, can trigger complement activation via the classical pathway by binding to C1q.


Free IgM usually exists as an immunoglobulin pentamer that has a molecular weight of approximately 950,000 and is stabilized by a single J chain. Present mainly in the circulation, its half-life is approximately 8 to 10 days. The IgM response is the earliest of the isotype responses, appearing within the first few days of infection, but it is transient. The formation of an IgM response in the absence of an IgG response to infection is not associated with the formation of memory B cells. The main direct action of IgM in host defense is the activation of complement via the classical pathway.


IgA exists in monomeric circulating and polymeric secretory forms and has a half-life of about 7 days. Both forms are produced mainly by plasma cells that have migrated to mucosal sites. Secretory IgA is made up of two or three IgA molecules joined by a stabilizing J segment that is secreted by plasma cells and a secretory component produced by mucosal epithelial cells. The secretory component permits delivery of IgA to mucosal surfaces. There are two subclasses, IgA1 and IgA2, that differ in the composition of their heavy chains. Most IgA in the circulation is IgA1, whereas most IgA in secretions is IgA2. IgA1 may be cleaved at mucosal sites by bacterial proteases. IgA neutralizes viruses at mucosal sites, may block bacterial adhesion, and can act directly as an opsonin to promote phagocytosis and via Fcα receptors.


The IgE molecule has a molecular weight of 200,000 and a half-life of only 2.3 days. Most IgE is produced by plasma cells in lymphoid tissue near gastrointestinal and respiratory mucosal surfaces and released into the circulation. IgE acts via Fcε receptors to trigger activation and degranulation of mast cells and basophils, leading to immediate hypersensitivity reactions. Persons with intestinal metazoan parasites often have elevated serum levels of IgE, and IgE may have a role in protecting against parasitic disease by stimulating mediator release from mast cells that can recruit eosinophils and cause intestinal smooth muscle contraction and expulsion of parasites.


IgD has a molecular weight of approximately 180,000 and a half-life of 3 days. It is expressed along with IgM on surfaces of naïve B cells but is present in normal adult serum and secretions in very low concentrations. Some antigenic specificity for IgD has been demonstrated, and although its function in host defense is unclear, it may serve as a secondary antigen receptor on B cells, where it may regulate the development of B-cell antibody responses.




Clinical Conditions Associated With Deficient Host Responses to Infection


Immature Host Responses of the Newborn Infant


It is well recognized that newborn infants are much more susceptible to serious infections from many types of organisms than are older children and adults. This predisposition to infection is even more profound in infants born prematurely. The basis for this special vulnerability of the neonate is complex and encompasses all arms of the immune system.


Cell-Mediated Immunity


Antigen presentation per se, via the mechanisms discussed earlier, appears to be relatively intact in the newborn infant. Expression of class I and II MHC molecules has been documented in a broad range of fetal tissues by 12 weeks’ gestation, and levels of expression are sufficient to mediate normal MHC class II–restricted antigen presentation by neonatal monocytes to maternal or paternal CD4 + T cells, as well as to induce vigorous rejection of allogeneic fetal tissue by CD8 + cytotoxic T cells.


By about 20 weeks’ gestation, the fetal repertoire of diversity of T-cell receptors has developed fully. At the time of birth, although most basic functions of cell-mediated immunity are present, a high proportion of immature T cells are in the peripheral circulation, which can be identified by their coexpression of CD4 and CD8. This phenotype typifies type II thymocytes, which usually are not found in the periphery in older persons.


Neonatal T cells appear to be relatively deficient in most of their major functions, including CD8 + T cell–mediated cytotoxicity, delayed hypersensitivity, T-cell help for B-cell differentiation, and diminished cytokine production. Lack of prior antigenic exposure largely explains these defects because memory T cells are much more efficient in all of these functions.


B Cells and Antibody


B cells.


Pre-B cells are found in the fetal liver and omentum by 8 weeks’ gestation and in the fetal bone marrow by 13 weeks’ gestation. Pre-B cells with surface IgM have been detected as early as 10 weeks’ gestation. After 30 weeks’ gestation and delivery, pre-B cells are seen only in the bone marrow. Mature B cells are present in the circulation by the eleventh week and have reached adult levels in the bone marrow, blood, and spleen by the twenty-second week of gestation.


Fetal B cells express only IgM, whereas most adult B cells express both IgM and IgD. Neonatal B cells may express three immunoglobulin isotypes (e.g., different combinations of IgG, IgA, IgM, and IgD) on their surfaces.


Although germinal centers are not present in lymphoid tissue at birth, they begin to develop in the first few months of life concomitant with the infant’s exposure to antigens. Despite conflicting in vitro data, neonatal T-cell help for B cells probably is comparable to that of adult T cells, as is reflected by the excellent T-dependent antibody response of the newborn to immunization with protein antigens. In contrast to B cells of older individuals, B cells of neonates and young infants cannot respond to pure polysaccharide antigens. The recruitment of T-cell help to enhance this immature response to polysaccharides has been achieved with the advent of protein-polysaccharide conjugate vaccines. Such vaccines elicit help from T cells specific for peptides derived from the protein component as presented by polysaccharide-specific B cells that have internalized the protein-polysaccharide complex, allowing peptide-specific T cells to activate polysaccharide-specific B cells.


Antibody.


Maternal IgG accounts for the great majority of the newborn’s circulating immunoglobulin because almost none is made by the healthy fetus and IgG is the only isotype of maternal immunoglobulin that crosses the placenta. Maternal transport of IgG can be detected as early as 8 weeks’ gestation, and the newborn’s IgG level is directly proportional to gestational age, reaching 100 mg/dL by 17 to 20 weeks’ gestation and 50% of the maternal level by 30 weeks’ gestation ( Fig. 2.9 ). Maternal IgG is transported both passively and actively via trophoblast Fc receptors. Trophoblast Fc receptors have higher affinity for IgG1 and IgG3 than for IgG2 and IgG4, and thus more of those subclasses are transported from the mother.




FIG. 2.9


Immunoglobulin (IgG, IgM, and IgA) levels in the fetus and infant in the first year of life. The IgG of the fetus and newborn infant solely is of maternal origin. The maternal IgG disappears by 9 months of age, by which time endogenous synthesis of IgG by the infant is well established. The IgM and IgA of the neonate are synthesized entirely endogenously because maternal IgM and IgA do not cross the placenta.

(From Braun J, Stiehm ER. The B-lymphocyte system. In: Stiehm ER, editor. Immunologic Disorders in Infants and Children. 4th ed. Philadelphia: WB Saunders; 1996:67.)


The concept of passive transfer of protective IgG is the basis for development of vaccines for maternal immunization before or during pregnancy so that passive transfer of vaccine-induced antibody will result in protection during the neonatal period. Examples of organisms for which such strategies have been investigated include group B streptococcus, H. influenzae type b, meningococcus, pneumococcus, rotavirus, and respiratory syncytial virus.


By about 2 months of chronologic age, approximately half of the term infant’s quantitative IgG is of maternal and half is of infant origin. The physiologic nadir of IgG in all infants is about 3 to 4 months of age and ranges from less than 100 mg/dL in preterm infants with very-low-birth weight to about 400 mg/dL in term infants (see Fig. 2.9 ). Maternal IgG usually has waned completely by about 12 months of age, at which time infant levels are approximately 60% of adult levels. Production of IgG1 and IgG3 matures more rapidly than that of IgG2 and IgG4, reaching adult levels by approximately 8 years of age, versus 10 and 12 years of age, respectively.


Little IgM, IgA, IgE, or IgD normally is produced by the fetus, and none is transported from the mother. The presence of total IgM levels greater than 20 mg/dL at birth suggests an intrauterine infection, and documentation at birth of specific serum IgM or IgA against relevant organisms, such as T. gondii and others, would be diagnostic. Serum IgA levels at birth in both preterm and term infants usually are less than 5 mg/dL and consist of both IgA1 and IgA2. Secretory IgA is not detectable until after birth but usually is present within the first few weeks of life. IgM and IgA reach approximately 60% and 20% of adult levels by 1 year of age, respectively (see Fig. 2.9 ). Secretory IgA reaches adult levels by 6 to 8 years of age.


It has been documented that the fetus can respond to antigenic stimulation in the form of maternal immunization with tetanus toxoid vaccine and be primed for a secondary antibody response to repeat immunization after birth. The amount of fetal antibody produced in response to intrauterine antigenic stimulation is proportional to gestational age.


Maternal antibody inhibits the infants’ ability to respond to live-virus vaccines against certain organisms, such as measles, but it does not prevent them from mounting protective immune responses to most childhood vaccine antigens, such as tetanus, diphtheria, polio, hepatitis B, and protein-conjugated polysaccharide vaccines. In general, neonates have protective responses to T-dependent antigens even though they may produce less antibody to some antigens than do older infants and adults.


The newborn infant’s response to T-independent antigens, such as polysaccharides, is poor. The antibody response to most such antigens, including the polysaccharide capsules of group B streptococci, pneumococci, and H. influenzae type b, is not mature until 18 to 24 months of age. In contrast, in the first few weeks of life, infants mount excellent antibody responses to T-independent polysaccharide antigens that have been rendered T-dependent by covalent conjugation of the polysaccharide to a protein carrier, as noted earlier.


The response of premature infants to most routine childhood vaccines by 2 months of age, including diphtheria, tetanus, pertussis, and oral and inactivated polio, is comparable to that of 2-month-old term infants. However, premature infants may not respond as well to hepatitis B vaccine for reasons that are unclear.


Complement


Complement proteins do not cross the placenta, but there is evidence for fetal synthesis of complement beginning as early as 5.5 weeks’ gestation, and most complement proteins are present by 10 weeks’ gestation. Levels of complement activity and of individual complement components vary significantly among infants, but, in general, classical pathway hemolytic activity of term neonates ranges from 60% to 90% of normal adult values. Alternative pathway hemolytic activity is decreased to approximately 50% to 70% of normal adult values at term. Complement activity usually is lower in premature than term infants.


Hemolytic activity of both the classical and alternative pathways rises rapidly and reaches adult levels by 3 to 6 months of age and by approximately 6 to 18 months of age, respectively. In addition to hemolytic activity, complement-mediated opsonic and bactericidal activity is decreased in newborn sera and generally correlates with C3 and factor B levels. Studies of opsonic and bactericidal activity of newborn sera have been reviewed in detail elsewhere. Levels of individual complement proteins do not always correlate with their functional activity. Zach and Hostetter reported not only that total C3 levels in neonates were decreased but also that C3 thioester reactivity was decreased and that it correlated with gestational age.


Phagocytes


The newborn infant exhibits both quantitative and qualitative deficits in phagocytic defenses. Although the number of circulating PMNs usually does not differ greatly from that in older children and adults, under conditions of stress, including systemic infection, the availability of marrow reserves of PMNs is impaired markedly. Whereas the ratio of marrow neutrophil reserves to circulating cells in older persons is nearly 15 : 1, in the newborn infant this ratio is more often between 2 : 1 and 3 : 1. Thus, neutropenia is more likely during severe systemic infections in the newborn than in older children and adults. Distinct from this quantitative deficiency in marrow reserves of PMNs, functional impairments of PMNs also are important in understanding neonatal phagocytic defenses.


The most important and best-documented functional impairments of neonatal PMNs are related to defective adhesion and migration. Specific structural, functional, and biochemical abnormalities have been documented, any or all of which may contribute to the overall impairment in adhesion and migration of these cells. Impaired adhesion of neonatal PMNs to endothelial cells and other biologic substrates has been linked with deficiencies in the expression or function of the β 2 integrins Mac-1 (CD11b/CD18) and LFA-1 (CD11a/CD18). Perhaps the best documented of these is the diminished level of surface expression of Mac-1 on activated neonatal PMNs, although expression on resting PMNs is similar to that of adults. The total cell content of Mac-1 in PMN at the time of birth is related directly to gestational age, and cell lysates of PMNs from very early premature infants (less than 30 weeks’ gestation) have been found to contain less than 20% of the Mac-1 content of an equal number of adult PMNs, increasing to about 60% by term. The PMN content of LFA-1, which is normal at term, appears to be reduced in infants born before 35 weeks’ gestation. In addition to reduced integrin expression, reduced adhesive function of the β 2 integrin molecules themselves at the surface of activated PMN has been documented. Several other defects of neonatal relative to adult PMNs that might influence chemotaxis have been documented. These include defective redistribution of surface adhesion sites, impaired uropod formation during stimulated shape change, reduced cell deformability, impaired microtubule assembly, deficient F-actin polymerization, reduced lactoferrin content and release, reduced ability to effect membrane depolarization and intracellular calcium ion flux, and impaired uptake of glucose during stimulation by chemoattractants.


Evidence suggests that the number and binding efficiencies of neonatal PMN receptors for chemoattractants are normal. In some studies in which assay conditions are designed to expose a potential defect (e.g., limiting concentrations of opsonins and high bacterial inocula), defects in phagocytosis and killing have been demonstrated.


Primary and Heritable Immunologic Deficiencies


The infant or toddler who experiences even six to eight presumed viral upper respiratory tract infections during the course of a winter season, without other complications, ordinarily would not be considered likely to have an immunodeficiency. In contrast, a child who had experienced several episodes of acute otitis media in the previous 4 months, perhaps some accompanied by sinusitis or pneumonia, has displayed reasonable cause to suspect a humoral immunodeficiency. For certain organisms, infection in the healthy host is so decidedly uncommon that even a single episode should prompt a high suspicion of impaired host defenses. Pneumocystis jiroveci pneumonia strongly suggests a severe defect of T-cell number or function. Similarly, lymphadenitis or osteomyelitis caused by gram-negative enteric bacilli suggests a defect of phagocytic killing, such as chronic granulomatous disease.


The International Union of Immunological Societies, through an expert committee on primary immunodeficiency diseases, periodically publishes an updated classification of all known primary immunodeficiency disorders based on phenotypic features. The following discussion of specific immunologic defects, their genetic basis (if known), and their infectious consequences focuses on well-characterized prototypic disorders within most major classes of defects but also will address other related disorders.


Antibody Deficiencies


Humoral immunity is provided by specific antibody and plays an important role in host defense against most pathogens, as is illustrated by the finding that patients with significant antibody deficiencies develop recurrent and sometimes life-threatening infections. They characteristically are prone to recurrent otitis media, sinusitis, pneumonia, and, less often, sepsis and meningitis.


X-linked agammaglobulinemia.


X-linked agammaglobulinemia (XLA), first described by Bruton, is a primary immunodeficiency disorder of the B-cell lineage and is the most serious disorder of humoral immunity. It is characterized by absent or severely decreased numbers of circulating B lymphocytes and absent or extremely low levels of all classes of circulating immunoglobulins. It is caused by several different mutations in the gene encoding for a B-cell–specific tyrosine kinase, Btk, which maps to the long arm of the X chromosome at Xq22. This abnormality in kinase activity results in an arrest in the development of B cells, usually at the pre-B stage, and thus few B cells or their progeny (e.g., plasma cells) are in the circulation or lymphoid tissues.


Most persons with XLA develop chronic or recurrent pyogenic bacterial respiratory or gastrointestinal tract infections, and some may have recurrent skin infections. Sepsis and serious focal infections resulting from bacteremia do not occur as frequently but are more common and more severe than in normal hosts. The causative agents of most of these infections are Streptococcus pneumoniae, Haemophilus influenzae, and Moraxella catarrhalis , but Staphylococcus aureus and Pseudomonas aeruginosa, as well as other gram-negative organisms, may be implicated. The most troublesome gastrointestinal tract infections in XLA are caused by Salmonella, Campylobacter, and chronic infestation with G. lamblia. These patients have been found to have unusually severe or chronic enterovirus infections that can be manifested by chronic arthritis, meningoencephalitis, dermatomyositis, hepatitis, or a combination thereof, and several patients with XLA have developed vaccine-related paralytic poliomyelitis after receiving the live oral polio vaccine.


The only typical abnormality on physical examination in XLA that is not related directly to infections is the absence or a paucity of normal B-cell–containing lymphoid tissues, such as tonsils, adenoids, and peripheral lymph nodes.


The diagnosis of XLA can be confirmed by studying lymphocyte markers and demonstrating a lack of circulating cells that stain for surface immunoglobulin or with B-cell–specific monoclonal antibodies against CD19, CD20, or both. The number and function of T lymphocytes are normal in XLA. It may be difficult to establish the diagnosis based on immunoglobulin levels in the newborn period because of the presence of maternally derived IgG. However, if suspected, the diagnosis can be made in the newborn period by documenting a paucity of circulating B cells by flow cytometry.


Although individuals with XLA ordinarily are thought of as having a “pure” B-cell disorder, recent evidence reveals that the absence of B cells in XLA is associated with a contracted T-cell receptor repertoire and that mice that lack B cells are unable to prime CD4 + T cells for their effector function in clearing Pneumocystis infection, findings that are consistent with the important role of B cells in presenting antigen to CD4 + T cells.


In contrast to carriers of some other X-linked diseases examined later (see discussion of chronic granulomatous disease), circulating B lymphocytes of XLA carriers express only one population of B cells, those with the normal allele on the X chromosome, presumably because B cells with the mutant allele are at a selective disadvantage and do not develop. Advances in genetic techniques have enabled detection of maternal carriers of XLA. Prenatal diagnosis can be made by genetic studies of amniotic fluid cells or quantitation of fetal circulating B cells.


The prognosis for patients with XLA has improved markedly with earlier diagnosis, high-dose intravenous immunoglobulin (IVIG) therapy, and aggressive use of antibiotics. Before the availability of IVIG, most patients who survived to the third decade of life had chronic lung disease from recurrent pulmonary infections and hearing loss from recurrent otitis media.


IgG subclass deficiency.


Persons with IgG subclass deficiencies have levels of one or more IgG subclass that are more than two standard deviations below normal for age, normal to slightly decreased total IgG, normal levels of other immunoglobulin isotypes, and, often, a poor antibody response to certain antigens. *


* References .

Patients with IgG subclass deficiency who also have IgM and IgA deficiency may have another immunodeficiency disorder such as common variable immunodeficiency (CVID).


The most common kinds of infections in patients with any clinically significant IgG subclass deficiency include otitis media, sinusitis, and pneumonia. Ordinarily, these patients do not have life-threatening systemic infections.


Deficiency of IgG1 is likely to be associated with subnormal levels of total IgG because this subclass accounts for about 60% of total IgG, and it often is associated with other subclass deficiencies.


IgG2 deficiency usually is associated with normal total serum IgG levels and is more likely to be clinically significant if accompanied by IgG4 or IgA deficiency. Patients with IgG2 deficiency typically have poor antibody responses to polysaccharide antigens but normal responses to protein antigens. Like most patients with deficiencies of humoral immunity, their infections primarily are due to encapsulated bacteria and are localized to the respiratory tract.


IgG3 deficiency has been associated with low total levels of serum IgG and recurrent respiratory infections, which also may lead to chronic pulmonary disease.


IgG4 deficiency is difficult to diagnose because many normal persons have low serum levels of IgG4, and most normal infants have no detectable IgG4. IgG4 deficiency appears to be of clinical significance, however, if it is associated with IgG2 and IgA deficiency.


The treatment for children with IgG subclass deficiency typically is individualized according to the frequency and severity of symptoms. Noninvasive infections usually can be treated successfully with appropriate antibiotics. Patients with more severe presentations may benefit from regular IVIG therapy, but those who also are completely IgA-deficient should be treated only with IgA-depleted IVIG preparations.


IgA deficiency.


IgA deficiency is the most common immunodeficiency, occurring as frequently as 1/400. This disorder appears to occur sporadically, but familial cases have been described. Most of the functions of serum IgA can be performed by IgG and IgM. Thus, although deficiencies of secretory IgA may lead to recurrent respiratory or gastrointestinal tract infections, deficiency of serum IgA alone usually is not associated with increased susceptibility to systemic infections. IgA deficiency has been associated with many other conditions, including recurrent infections, IgG2 deficiency, autoimmune disorders, and malignancy. Recurrent infections are most likely to occur in the subset of IgA-deficient patients who also have IgG2 deficiency. The infections usually are relatively mild and involve the upper respiratory and gastrointestinal tracts. Chronic gastrointestinal tract disease in these patients can be caused by G. lamblia infestations, nodular lymphoid hyperplasia, lactose intolerance, malabsorption, or inflammatory bowel disease. Other autoimmune diseases associated with IgA deficiency include rheumatoid arthritis, systemic lupus erythematosus, thyroiditis, myasthenia gravis, and vitiligo. About 20% of IgA-deficient patients have allergy, and many have elevated levels of IgE. Food allergy is common and may be the result of abnormal processing of antigen at mucosal surfaces.


Rare patients with serum IgA levels less than 5 mg/dL who receive transfusions may make antibody against donor IgA and have severe reactions when transfused again. IVIG reactions also may occur because IVIG preparations contain varying amounts of IgA. IgA-depleted preparations are available and usually are well tolerated.


Transient hypogammaglobulinemia of infancy.


The syndrome of transient hypogammaglobulinemia of infancy can be differentiated from the physiologic hypogammaglobulinemia in infants because immunoglobulin levels of normal infants begin to rise by about 6 months of age, whereas those of infants with transient hypogammaglobulinemia of infancy do not begin to increase until between 18 and 36 months of age. Infants suspected of having this syndrome should be evaluated for XLA and CVID (see later discussion) and followed closely until their immunoglobulin levels normalize for age.


Antibody deficiency with normal or elevated levels of immunoglobulins.


Some persons with normal levels of all circulating immunoglobulin isotypes are at increased risk for infections similar to those seen in specific deficiencies of immunoglobulin levels described earlier. As in other forms of humoral immunodeficiency, the most common infections in these patients are recurrent bacterial respiratory tract infections, although a few patients have developed pneumococcal sepsis. Such persons can be identified by their inability to make antibody in response to stimulation with specific antigens. A good way to test for this disorder is to immunize with protein antigens, such as tetanus and diphtheria toxoids, and with polysaccharide antigens, such as pneumococcal and H. influenzae type b capsular polysaccharide vaccines. Patients who can respond to protein but not to polysaccharide antigens usually will respond to protein-polysaccharide conjugates. Treatment with IVIG may help prevent recurrent infections in these patients, although their normal overall levels of immunoglobulin can pose difficulties in determining the appropriate doses of IVIG and intervals between infusions.


Defects of Cell-Mediated Immunity: DiGeorge Syndrome


The prototypic pure T-cell defect, DiGeorge syndrome, is characterized clinically by congenital heart disease (usually involving the aortic arch), hypocalcemic tetany, unusual facial features, and recurrent infections. The classical, or complete, form of this disorder has absence or hypoplasia of the thymus and parathyroid glands, cardiac or aortic arch deformities, and a stereotypical constellation of abnormal facial features, most notably micrognathia and hypertelorism, all associated with malformation of the 4th and 5th branchial arches during embryogenesis. Although the condition usually is considered to be associated with immunodeficiency because of the thymic hypoplasia, only about 25% of patients actually exhibit an immunologic defect. The term partial DiGeorge syndrome sometimes has been used to describe patients with the typical constellation of anatomic findings but without immunodeficiency or similar patients with mild immunologic impairment. Some sources designate this disorder as an “anomaly” or “sequence” rather than a syndrome because of confusion about its relationship to 22q11 deletion syndrome (del22q11) or the more recently defined microdeletion, del22p11.2, a deletion also associated with velocardiofacial syndrome. Robin and Shprintzen hold that the findings in DiGeorge sequence, although often associated with del22q11.2, are etiologically heterogeneous and have been associated with other chromosomal deletions such as del10p and del17p or del10q13. Moreover, some individuals with del22p11.2 exhibit abnormalities quite distinct from those of the DiGeorge sequence. One candidate gene, TBX1, encoding a T-box transcription factor and located in 22q.11.2, has been a recent focus of research into the underlying genetic defect in DiGeorge syndrome. Although mice with mutations in TBX1 exhibit some features consistent with DiGeorge syndrome, data remain insufficient to confirm the precise role of TBX1 in human patients with this disorder.


Because of the serious nature of the cardiovascular defect, many patients with DiGeorge syndrome in earlier decades have not survived long enough for the immune defect to become a clinical problem. However, with improvements in surgical treatment of the heart defects, more of these infants now survive long enough to display manifestations of the immunodeficiency that results in an increased frequency or severity of viral and fungal infections, as well as Pneumocystis pneumonia. In such patients, management often has included prophylaxis against Pneumocystis, avoidance of live virus vaccines, and, because antibody production is poor as a result of lack of T-cell help, periodic IVIG infusions. HLA-matched bone marrow transplantation has been successful in some cases. Earlier work with transplantation of fetal or postnatal thymic tissue provided some long-term success in correcting the immunologic defect. Recently, a highly promising large series of cases of transplantation with postnatal cultured thymic tissue in patients with complete DiGeorge syndrome yielded immune reconstitution with 73% survival at 2 years.


Combined Defects of Cellular and Humoral Immunity


Severe combined immunodeficiency disease.


Severe combined immunodeficiency (SCID) describes a heterogeneous group of heritable immunodeficiencies that involve serious impairments of both cellular and humoral immunity, thus leading to recurrent severe infections by a wide range of viral, bacterial, and fungal organisms. SCID has multiple forms, which have been reviewed in greater detail elsewhere. At this writing, at least 10 genes have been identified with abnormalities known to result in SCID. X-linked SCID, the most common form, is due to a mutation in the common γ chain of the receptor for IL-2 and several other cytokines (γ c ). The other known forms of SCID are either known or presumed to be autosomal recessive. These include a deficiency of adenosine deaminase, a purine salvage pathway enzyme; a deficiency in Janus kinase 3 (Jak3), a cytokine receptor signaling molecule; and a defect in the α chain of the IL-7 receptor, IL-7Rα. Mutation of one of at least six different genes whose products play a role in T-cell receptor or immunoglobulin gene recombination or T-cell receptor signaling, including RAG1, RAG2, Artemis, DNA ligase IV, CD3-δ, and CD3-ε, also results in SCID. Additionally, SCID is caused by a mutation in CD45, a phosphatase that regulates signaling thresholds in immune cells. Flow cytometry analysis of lymphocyte markers reveals very low to absent B- and T-cell numbers in patients with most forms of SCID.


Long-term management of patients with SCID involves modalities employed in both B- and T-cell disorders, including prophylaxis against P. jiroveci pneumonia, avoidance of live viral vaccines, and immunoglobulin replacement therapy. Bone marrow transplantation from HLA-matched siblings has corrected the defect successfully in some cases and is considered the current treatment of choice. Adenosine deaminase deficiency is of historical interest in that it is the first heritable disorder for which gene therapy was attempted, although early success was limited. Approaches using retroviral-based gene therapy for X-linked SCID initially appeared to be successful. However, at least three patients developed lymphoproliferative disorders similar to lymphocytic leukemia, with malignant cells demonstrating insertion of the vector into the promoter or first intron of a proto-oncogene, LMO2.


Because the earliest possible treatment with stem cell transplantation often is the key to meaningful survival in patients with SCID, newborn screening programs for SCID based on assays of bloodspots have been introduced in several states and in some countries. These assays are based on quantitation of T-cell receptor excision circles—circular fragments of DNA that are a by-product of T-cell receptor rearrangement during fetal development.


Common variable immunodeficiency.


CVID is a heterogeneous group of combined immunodeficiencies that differ from most other primary immunodeficiencies in that they often present in the second or third decade of life, although they may present at any age. Patients with CVID characteristically have normal or only modestly decreased numbers of circulating B cells; low, but not absent, levels of IgG, IgM, and IgA; poor responsiveness to antigens; and abnormal T-lymphocyte function.


Although both T- and B-cell abnormalities often can be demonstrated, the clinical presentation usually is most like that in patients with humoral or B-cell defects (i.e., recurrent bacterial otitis media and sinopulmonary infections). Occasionally, these patients also have infections with organisms more common in persons with T-lymphocyte abnormalities, such as Pneumocystis, recurrent herpes simplex virus, and herpes zoster virus infections. Chronic gastrointestinal problems may be due to G. lamblia or other intestinal pathogens. CVID patients are prone to nodular lymphoid hyperplasia, autoimmune diseases, and malignancies.


Several gene mutations have been found in patients with CVID. These include the genes encoding for CD19, transmembrane activator and CAML interactor (TACI), receptor for B-cell activating factor of the TNF receptor family (BAFF-R), and inducible costimulatory molecule (ICOS).


Patients with CVID usually can benefit from therapy with IVIG, which reduces the incidence of acute infections. However, most patients with CVID, even some of those who undergo long-term treatment with IVIG, develop chronic sinopulmonary disease.


Hyper–immunoglobulin M syndrome.


Immunoglobulin deficiency with increased IgM is characterized by low levels of IgG, IgA, and IgE but normal to increased levels of IgM in the circulation and normal numbers of circulating B cells. The disorder is caused by an intrinsic T-cell abnormality that impairs class switching from IgM to other isotypes. The basis for the various genetic forms of this defect is in one of several possible defects that involve interactions between CD40 on B cells and CD40 ligand (CD40L) on T cells. B cells from patients with the hyper-IgM syndrome only make IgM antibody, and their B cells only express surface IgM and IgD. The originally described and most common form of the defect is X-linked recessive and results from a mutation in the gene encoding CD40L, a protein expressed transiently on activated T cells. More recently described autosomal recessive forms of this disorder involve mutations either in CD40 itself or in a CD40-activated RNA editing enzyme, activation-induced cytidine deaminase. Other cells express surface CD40, thus neutropenia and the increased incidence of infections caused by Pneumocystis and of malignancies in patients with hyper-IgM syndrome also may be the result of impaired cell interactions via CD40.


Clinically, hyper-IgM syndrome is manifested by recurrent bacterial infections, especially of the respiratory tract. Such persons are susceptible to the same kinds of recurrent pyogenic infections associated with other immunoglobulin deficiencies, as well as to infections with organisms more commonly encountered in patients with T-cell defects (e.g., P. jiroveci ). Some patients with this syndrome have recurrent diarrhea as a result of G. lamblia and Cryptosporidium infection that is severe enough to require parenteral nutrition. About half of patients have persistent or recurrent neutropenia. Those with autoantibodies may have thrombocytopenia, hemolytic anemia, nephritis, hypothyroidism, or arthritis.


The diagnosis of X-linked hyper-IgM syndrome may be established by using immunofluorescence to document absent expression of CD40L on activated T cells, absent CD40 expression on B cells, or demonstrating a mutation in one of the genes encoding CD40, CD40L, or the enzyme activation-induced cytidine deaminase.


Treatment of patients with the hyper-IgM syndrome with IVIG usually results in significant clinical benefit.


Wiskott-Aldrich syndrome.


Wiskott-Aldrich syndrome is a rare X-linked disorder characterized by thrombocytopenia, small platelets, eczema, recurrent infections, autoimmune disease, and hematologic malignancy. Although both T- and B-cell compartments are affected, it presents phenotypically more like a B-cell or humoral deficiency, with recurrent otitis media, sinusitis, and pneumonia. The defect involves a mutation in the gene encoding a signaling molecule, Wiskott-Aldrich syndrome protein, which regulates “immune synapse” formation and IL-2 production.


Ataxia-telangiectasia.


Ataxia-telangiectasia is a rare autosomal recessive disorder characterized by progressive cerebellar dysfunction with ataxia, oculocutaneous telangiectasias, recurrent bacterial respiratory infections such as those seen in humoral deficiencies, and a predilection to hematologic malignancy and breast cancer. Serum immunoglobulins often are low, as are lymphocyte counts. The disorder is due to a mutation in the ATM gene, located on chromosome 11. This gene encodes a serine-threonine kinase that is important in cell cycle regulation and double-stranded DNA repair, and it influences expression of BRCA1 genes associated with breast cancer. The risk for breast cancer in patients with ataxia-telangiectasia is increased 15- to 20-fold over that in the general population. Heterozygotes for missense mutations of the ATM gene can be affected because copies of the abnormal protein can interfere with function of the wild-type protein.


Defects of the Interferon-Gamma (IFN-γ) and Interleukin-12 (IL-12) Pathways


Macrophages infected by intracellular pathogens, especially Mycobacterium or Salmonella spp., are stimulated via a TLR4-dependent mechanism to release IL-12, along with IL-18, IL-23, and IL-27. These cytokines stimulate T and NK cells to produce IFN-γ via interactions with cellular receptors for the aforementioned cytokines. The released IFN-γ, in turn, further stimulates the macrophage to release more IL-12 and to activate killing. The mechanism by which this intracellular killing occurs is unknown. This cycle of mutual activation is essential for normal defense against mycobacterial pathogens, and some genetic defects of these cytokines, their cellular receptors, or related molecules critical for receptor-mediated signaling have been associated with increased susceptibility to mycobacterial infections. Deficiencies in this system have resulted from mutations in either of the two receptors for IFN-γ, IFN-γR1 and IFN-γR2, as well as mutations in STAT1, a molecule critical for transducing signals from both IFN-γ receptors. Mutations also have been described in the 40-kDa subunit of IL-12, IL-12p40, and the IL-12 receptor, IL-12Rβ1. These disorders are rather uncommon, all involving fewer than 100 known patients.


Mutation of either of the IFN-γRs is associated with increased risk for mycobacterial infections. Deficiencies of IFN-γR1 may be either autosomal recessive or dominant and either complete or partial. Most recessive defects are complete and result in absent IFN-γ responsiveness. Dominant IFN-γR1 deficiency results from heterozygous truncations of the cytoplasmic domain of the receptor with excessive accumulation of nonfunctional receptors at the cell surface. Patients with the recessive complete form of this deficiency have a much more severe clinical phenotype than those with the dominant partial form, although the latter have a fivefold greater frequency of nontuberculous mycobacterial osteomyelitis. Defects in IFN-γR2, much less common, also may be recessive or dominant in inheritance and either complete or partial. Rare deficiencies in the receptor signaling molecule STAT1 have led to increased mycobacterial infections in a partial deficiency or, in two patients with a recessive complete form, to postvaccination disseminated bacille Calmette-Guérin (BCG) disease followed later by death from severe viral infections. The latter probably relates to the additional role of STAT1 in development of IFN-α/β-mediated antiviral activity.


Deficiencies of IL-12p40 or its receptor IL-12Rβ1 are associated with disseminated nontuberculous mycobacterial infections, tuberculosis, and Salmonella infections. The receptor deficiency results in unresponsiveness to IL-12. This defect is apparently autosomal recessive with variable clinical penetrance. Deficiency of IL-12p40 also is variable in its clinical phenotype and has resulted in deaths from severe mycobacterial infections.


The approach to specific diagnosis of defects of the IFN-γ pathway has been well systematized, but such studies should be undertaken only in a highly specialized reference laboratory.


Complement Deficiencies


Approximately 0.03% of the general population have complement deficiencies resulting from acquired or congenital abnormalities of single or multiple complement components or regulatory proteins. Excellent reviews of complement deficiencies are available elsewhere.


Congenital or hereditary deficiencies of complement more often are manifested by abnormality or complete absence of a single complement protein, and most of these have been well documented to predispose to potentially life-threatening infections. Most primary complement abnormalities (C1q dysfunction and C1rs, C4, C2, C3, C5, C6, C7, C8, and C9 deficiencies) are inherited as autosomal codominant traits.


Patients with homozygous or heterozygous deficiency of the early classical pathway proteins C1, C2, and C4 are more prone to develop autoimmune disease than difficulty with infections. However, approximately 20% of patients with homozygous deficiency of early components have problems with recurrent or severe infections that are similar to those seen in C3 deficiency. Their predilection for autoimmune disease probably is due, at least in part, to abnormal solubilization and removal of immune complexes. C2 deficiency has been associated with antibody deficiencies in individuals with recurrent infections.


Deficiencies of alternative pathway proteins predispose to serious, often fatal, infections because of the lack of ability to respond promptly to organisms not previously encountered. Properdin deficiency, the only X-linked complement deficiency, has been associated with fulminant, usually fatal, meningococcal infection. Factor D deficiency is rare and appears to predispose to recurrent neisserial infection.


Mutations or variants in the gene for MBL, the initiator of the MBL pathway (see earlier discussion), have been associated with an increased risk for recurrent infections. In particular, homozygosity for such mutations or variants was found to be associated with an increased risk for systemic meningococcal disease.


Because all three complement activation pathways converge at the activation of C3, patients who are deficient in C3 are unable to mobilize any of the three main effector functions of complement in host defense—opsonization, phagocyte recruitment, or bacteriolysis. Thus it is not surprising that the most serious complement deficiency state is the rare total absence of C3. Patients with deficiencies or mutations of factors H and I have low but detectable levels of C3 because absence of either of these regulatory factors allows continuous activation of the alternative pathway and uncontrolled C3 consumption. Patients with C3 deficiency caused by any of these mechanisms have increased susceptibility to infections caused by encapsulated bacteria such as S. pneumoniae , N. meningitidis, and H. influenzae type b. Most of these infections involve the respiratory tract (otitis, sinusitis, bronchitis, and pneumonia), but C3-deficient patients also are predisposed to sepsis and meningitis. In addition, some C3-deficient persons develop autoimmune diseases.


Deficiencies of terminal complement proteins C5, C6, C7, and C8 greatly increase the risk for developing systemic infections with N. meningitidis or Neisseria gonorrheae . C9 deficiency increases the risk for infection to a lesser degree than do deficiencies of other terminal components. In one study, the risk for meningococcal disease was increased 5000-fold in C7-deficient persons and about 700-fold in C9-deficient persons.


The risk for infection is higher in patients with C5 deficiency than in those with deficiencies of other terminal proteins because, in addition to the role of C5 in initiating assembly of the membrane attack complex, the free C5 fragment, C5a, is important for leukocyte recruitment to sites of microbial invasion.


At least one episode of meningococcal disease occurs in approximately 60% of persons who have been identified as having C5, C6, C7, C8, or properdin deficiency, and 75% to 85% of documented bacterial infections in complement-deficient persons are meningococcal. Conversely, approximately 14% of patients presenting with sporadic meningococcal disease have a defect in one of the late complement components, and this percentage rises to about one third among individuals with two or more meningococcal infections. The mortality due to meningococcal infection in such patients is lower than in normal persons, probably because patients with these deficiencies often have antibodies to meningococci that can activate the classical pathway leading to normal opsonization and phagocyte activation, which are effector functions upstream in the cascade from the membrane attack complex. In contrast, individuals with normal complement levels who develop meningococcal infection usually do so because they do not have specific antibodies with which to mobilize any effector functions via the classical pathway, and, as noted earlier, meningococci are poor activators of the alternative pathway.


Currently no specific treatment exists for patients with hereditary complement deficiencies. Replacement of missing complement proteins is not practical because of the short half-life of most of the components. Immunization of complement-deficient patients and their close household contacts against encapsulated organisms, especially N. meningitidis, is important.


Disorders of Phagocyte Function


General features of phagocyte disorders.


The most frequently encountered reminder of the importance of an adequate supply of well-functioning phagocytes comes from patients who develop chemotherapy-associated neutropenia and are thus at high risk for bacterial and fungal infections. The qualitative disorders of phagocyte function discussed in this section result in similar susceptibilities to these infections, either because the circulating cells are unable to migrate to an infected site or because, once having migrated to the infected tissue, they are unable to effect normal microbicidal activity. There is some overlap among the types of infectious complications associated with disorders of migration versus killing. However, as a rule, defects of neutrophil migration tend to be associated with infections at skin, subcutaneous tissue, and mucous membrane sites. In contrast, killing defects are more likely to result in infections of deeper soft tissues and internal organs, although skin infections are not uncommon.


Intrinsic disorders of cell migration


Type 1 leukocyte adhesion deficiency.


In the late 1970s and the first half of the ensuing decade, several reports described patients with recurrent bacterial infections, diminished neutrophil motility, and delayed separation of the umbilical cord. The neutrophils of these patients were discovered to be markedly deficient in adherence to both natural and artificial surfaces, response to complement-opsonized particles, and expression of members of a family of heterodimeric glycoproteins: LFA-1, Mac-1, and pl50,95, each defined by its own unique α subunit, CD11a, CD11b, and CD11c, respectively, but sharing a common 95-kDa β subunit designated CD18. A fourth α subunit, CD11d, whose importance remains poorly understood, has been described more recently. The defective expression of these proteins, also called the β 2 leukocyte integrins, appeared to be directly responsible for the striking adherence-dependent defects that characterized the function of leukocytes from patients with this disorder. Variously called Mac-1 deficiency, MO1 deficiency, LFA-1 deficiency, CD11/CD18 deficiency, or CR3 deficiency, this disorder, now usually called type 1 leukocyte adhesion deficiency (LAD-1), is an autosomal recessive disorder with one of numerous mutations in the β 2 integrin subunit, CD18, localized to chromosome 21. It has been identified in more than 150 persons worldwide and encompasses a broad ethnic diversity. Patients may exhibit a moderate or severe phenotype, depending on the extent of the defect in protein expression. The documented mutations of the β 2 subunit (CD18) range from complete absence of the protein to extensions of the molecule, truncations of the extracellular portion or of the cytoplasmic domain of the molecule, small deletions, and point mutations.


Patients with LAD-1 develop recurrent necrotic skin and soft tissue infections with poor or absent pus formation, and they exhibit poor wound healing. They develop severe periodontitis, often losing their primary and secondary dentition along with alveolar bone. They may develop enterocolitis much like that seen in neutropenic patients. Delayed separation of the umbilical cord, presumably resulting from an impaired inflammatory response, is a common feature of the more severe phenotype of this disorder, but this finding alone in infants without infectious complications or other characteristic features is of doubtful significance. Pronounced leukocytosis is a common feature of LAD-1, even in the absence of active infection. Recent studies in CD18-null LAD-1 mice reveal abnormally high circulating granulocyte colony-stimulating factor (G-CSF) levels and suggest the absence of a negative feedback mechanism on G-CSF production that occurs during normal transendothelial migration of leukocytes and involves IL-17. Absent ongoing transendothelial migration results in failure of this putative feedback mechanism, resulting in elevated G-CSF levels and higher circulating granulocyte counts.


Functional studies of neutrophils from patients with LAD-1 reveal a marked impairment of all adherence-dependent functions that require the β 2 integrins. PMNs and NK cells from patients with LAD-1 exhibit impaired ADCC for virus-infected target cells, suggesting that CD11/CD18-mediated cell-cell adhesion is essential for normal killing of virus-infected cells by this mechanism and that the increased severity of viral infections in a few of the most severely affected patients could be related to defective ADCC. Currently the diagnosis of LAD usually is made by demonstrating absent or markedly deficient expression of the CD11/CD18 family of glycoproteins on circulating leukocytes by immunofluorescence flow cytometry.


Careful attention to skin and oral hygiene, aggressive management of infections, and meticulous local care of wound sites are important in the care of patients with LAD-1 or any serious disorder of neutrophil migration. The efficacy of prophylactic antibiotics has not been well established. Bone marrow transplantation with HLA-matched allogeneic marrow has had mixed results, from complete correction of the phagocytic defect to death 9 months after transplantation from graft-versus-host disease. The human CD18 gene has been cloned and sequenced, and human LAD-1 cells have been corrected successfully in vitro with the normal CD18 complementary DNA carried by retrovirus vectors, hinting at the future promise of gene therapy for patients with LAD-1.


Type 2 leukocyte adhesion deficiency.


In 1992, two unrelated patients were reported, both products of consanguineous matings, who exhibited clinical characteristics virtually identical to those described for LAD-1. However, expression of the β 2 (CD18) integrins on leukocytes was normal. In addition to defects in neutrophil motility, these children exhibited short stature, psychomotor retardation, and the Bombay (hh) erythrocyte phenotype (homozygous for absence of the H antigen). Phagocytosis by PMNs was normal. Recently it has been documented that this defect is due to one or more mutations of a specific guanosine diphosphate (GDP)-fucose transporter, resulting in the absence of fucosyl residues on sialyl Lewis X, the tetrasaccharide moiety that serves as the principal ligand for members of the selectin family of adhesion molecules. In vivo and in vitro studies comparing the adhesive functions of PMNs from LAD-1 and this new disorder, now called LAD-2, provided elegant validation of the distinct roles of selectins and integrins in the recruitment of leukocytes in vivo, with the initial selectin-mediated “rolling” stage (deficient in LAD-2) required first for the second integrin-mediated “firm adhesion and extravasation” stage (deficient in LAD-1) to occur (see Fig. 2.2 ). The other somatic and neurologic features of LAD-2 may be related to more widespread consequences of the generalized defect in fucosylation of glycoproteins.


Type 3 leukocyte adhesion deficiency (integrin activation defect).


During the past decade, several patients have been reported who have a clinical phenotype that includes features of both type 1 LAD and Glanzmann thrombasthenia, a bleeding disorder associated with mutations in the α IIb β 3 integrin on platelets. Laboratory studies of these patients revealed markedly deficient integrin-mediated adhesive functions of both leukocytes and platelets despite normal surface expression of both leukocyte and platelet integrins. Further studies led to the conclusion that this defect in integrin function was the result of defective “inside-out” signaling pathways that normally lead to integrin activation. Recent data on several kindreds with this disorder, studied in different laboratories, confirmed the presence of mutations in the gene encoding Kindlin-3, a molecule that, during cell activation, forms a critical bridge between the actin cytoskeleton and the cytoplasmic domain of the β subunit of multiple classes of integrins expressed by cells of hematopoietic lineages. This bridging by Kindlin-3 is essential for normal integrin activation in both leukocytes and platelets.


Specific granule deficiency.


Rare patients with hereditary specific granule deficiency have been reported, beginning with Spitznagel’s original description in 1972. These persons exhibited recurrent and severe infections, primarily of the skin and mucous membranes, sometimes involving the lung and, in one patient, the mastoid. Neutrophils from patients with this disorder exhibit absent specific granules on Wright-stained blood smears. Lactoferrin released from specific granules reduces the negative surface charge of the plasma membrane, contributing to nonspecific adhesiveness of the cell. The specific granule membrane also contains some of the intracellular store of the important adhesion molecule Mac-1 (CD11b/CD18) that is mobilized to the plasma membrane upon cell activation. Recurrent skin and mucous membrane infections resulting from S. aureus , gram-negative bacilli, and Candida spp. characterize the natural history of patients with this disorder. Neutrophils in this disorder also exhibit diminished microbicidal activity, presumably because of diminished amounts of the cytochrome component of NADPH oxidase that normally reside in the membrane of specific granules. In this rare disorder, males and females are represented equally. A few patients with specific granule deficiency have a deletion in the gene encoding the myeloid cell transcription factor known as CCAAT/enhancer binding protein epsilon ( C/EBPε ) with absent expression of this transcription factor, although not all patients with this disorder have a mutation of this gene.


Chédiak-Higashi syndrome.


Chédiak-Higashi syndrome is a complex, rare autosomal recessive disorder characterized by partial oculocutaneous albinism, recurrent pyogenic infections, peripheral neuropathy, and neutropenia. The illness also may involve an accelerated lymphoproliferative phase. Granular cells, including neutrophils, contain giant lysosomal granules that are the apparent result of spontaneous intracellular fusion of azurophilic granules and, to a lesser extent, specific granules. Corresponding disorders of intracellular pigment granules and vesicle trafficking in axons account for the albinism and other manifestations of this disease. The genetic basis of the defect is now known to involve either a mutation in the gene encoding a large protein called the lysosomal trafficking regulator (LYST), homologous to the “beige” gene in mice, with all mutations studied so far resulting in a truncated protein. Patients with Chédiak-Higashi syndrome develop recurrent skin and mucosal infections, most often caused by S. aureus . A cell migration defect appears to be related to abnormal regulation of microtubule polymerization upon cell activation. The possible role of intracellular levels of cyclic adenosine monophosphate and guanylic acid in this microtubule abnormality has been suggested. Studies of two brothers with Chédiak-Higashi syndrome demonstrated abnormally increased tyrosinylation of the α subunit of tubulin. The diagnosis of Chédiak-Higashi syndrome usually is suspected clinically on the basis of partial oculocutaneous albinism and recurrent pyogenic infections. A Wright stain demonstrating giant lysosomal granules and laboratory studies showing defective cell migration are confirmatory, and genetic confirmation is now possible.


Neutrophil actin dysfunction.


Filamentous actin constitutes the main contractile mechanism of neutrophils for migration and phagocytosis. An extremely rare and apparently heterogeneous disorder, neutrophil actin dysfunction has been characterized by recurrent skin infections caused by S. aureus and Candida albicans. In vivo and in vitro studies revealed severely impaired neutrophil chemotaxis and phagocytosis. The capacity for polymerization of actin from cell extracts also was diminished markedly. It is of interest that PMNs from family members of this patient also were found to be variably deficient in the CD11/CD18 family of glycoproteins that are the basis of LAD-1. One similarly affected infant was found to have abnormally high levels of a 47-kDa protein, now identified as lymphocyte-specific protein–1 (LSP-1), which exhibits actin-binding activity.


Glycogen storage disease type 1B.


Beaudet and colleagues first reported the association of recurrent infection, neutropenia, and impaired neutrophil migration with glycogen storage disease type 1B, a metabolic disorder characterized by defective microsomal transport of glucose-6-phosphate. In 1985, Ambruso and coworkers reviewed the features of 21 patients with glycogen storage disease type 1B, 15 of whom suffered from frequent infections, especially of the skin and subcutaneous tissues. Impaired neutrophil motility was found in 8 of 11 patients in whom this was evaluated. A specific relationship between the underlying metabolic defect in glycogen storage disease type 1B and the mechanism of impaired cell motility has not been established. However, exogenous glucose is an important energy source for chemotaxis, and it is interesting to note that the uptake of glucose by PMNs in response to chemoattractant stimulation is impaired in glycogen storage disease type 1B, as well as in neonates, both examples of patients with impaired PMN migration.


Extrinsic or secondary defects of polymorphonuclear leukocyte migration


Defective neutrophil chemotaxis associated with serum inhibitors of cell function.


Investigators have reported the presence of inhibitors of PMN chemotaxis in the serum of patients with recurrent infection. In each case, the patient’s neutrophils exhibited diminished chemotaxis in the presence of autologous serum or plasma, whereas identical assays in the presence of control serum or plasma resulted in a normal chemotactic response. Most such inhibitors appear to be immunoglobulins or immunoglobulin-like molecules.


Hyper-immunoglobulin E syndrome.


In 1966, Davis and colleagues described two young girls with coarse facial features, reddish hair, fair skin, severe eczema, dystrophic nails, “cold” staphylococcal skin abscesses, and recurrent sinopulmonary infections. The term Job syndrome was suggested, referring to the similar biblical affliction. Additional patients were described with a similar disorder, first associated by Buckley and associates with very high serum IgE levels, including a patient who exhibited a defect in neutrophil chemotaxis reported in 1973 by Clark and associates. Features common to all of the patients with the disease now termed hyper-IgE syndrome include a history of staphylococcal infections of the skin and sinopulmonary tract beginning in infancy or early childhood and serum levels of IgE that are greater than 2000 IU/mL. Based on extensive reviews, other characteristic but variable features of this disorder include coarse facies, cold abscesses of the skin and subcutaneous tissues, a chronic eczematoid rash, eosinophilia, and mucocutaneous candidiasis. Consistent abnormalities of cell-mediated immune functions in patients with hyper-IgE syndrome suggest that the pathogenic basis involves a defect of T-cell regulation. An extensive study of 19 kindreds revealed autosomal dominant inheritance with a genetic locus for hyper-IgE syndrome on chromosome 4, in the proximal 4q region. In 2007, it ultimately was determined that this disorder can be attributed to dominant negative mutations in STAT3, a factor critical for signal transduction by at least 10 different cytokines, some with proinflammatory and others with antiinflammatory functions. The immunologic defect is characterized further by a paucity of T H 17 lymphocytes, which normally promote protective leukocyte responses to bacteria and fungi. Recently a rare and clinically distinct autosomal recessive form of hyper-IgE syndrome has been described, resulting from a mutation in DOCK8 , a member of a family of atypical guanine nucleoside exchange factors highly expressed in lymphocytes. Patients with this form of hyper-IgE syndrome have developed chronic viral infections, severe allergies, and early-onset malignancies.


Although hyper-IgE syndrome might more properly belong in discussions of defective T-cell regulation, some patients with hyper-IgE syndrome may have a defect in neutrophil chemotaxis. The defect sometimes has been intermittent, and, in several cases, the presence of a serum inhibitor of chemotaxis has been recognized. Recent data suggest that keratinocytes and other epithelial cells from patients with hyper-IgE syndrome may produce reduced amounts of neutrophil-attracting chemokines, and neutrophils of these patients exhibit reduced expression of chemoattractant receptors.


Other secondary or poorly defined disorders of polymorphonuclear leukocyte migration.


Patients with protein-calorie malnutrition have defective PMN chemotaxis that appears to be based on systemic preactivation of circulating cells resulting from chronic low-level endotoxemia from impaired intestinal mucosal integrity. Shwachman-Diamond syndrome, in addition to pancreatic insufficiency, neutropenia, and growth retardation, also is associated with defective PMN migration. Two kindreds with congenital ichthyosis and an associated defect of PMN migration have been described. Patients with severe thermal injuries develop an acquired form of specific granule deficiency with impaired PMN migration beginning about 14 days after injury. Several reports have been published of a poorly defined disorder of neutrophil migration referred to as lazy leukocyte syndrome, marked by recurrent staphylococcal skin infections, rhinitis, gingivitis, stomatitis, neutropenia despite adequate marrow precursors, and diminished in vivo and in vitro migration of neutrophils.


Defects in phagocyte microbicidal activity.


As described earlier, the broad array of available phagocyte microbicidal mechanisms may be divided into oxygen-dependent and oxygen-independent mechanisms. To date, no specific deficiency of any oxygen-independent microbicidal mechanism has been described. Thus this section is concerned mainly with the known deficiencies of oxygen-dependent microbicidal mechanisms of phagocytes, especially chronic granulomatous disease, the prototypical defect in this group. PMNs, monocytes, and the fixed phagocytes of the reticuloendothelial system generally share in the deficient microbicidal activity observed.


Chronic granulomatous disease.


Chronic granulomatous disease (CGD) was one of the earliest syndromes of phagocyte dysfunction to be characterized. It is recognized now to be a family of biochemically and genetically heterogeneous disorders of distinct components of the phagocyte NADPH oxidase complex (see Fig. 2.3 and related text) that result in the inability of phagocytes to generate superoxide anion and other reactive oxygen species. Organisms that produce catalase pose a special problem for patients with this disease. This encompasses a broad range of pathogens, including staphylococci, gram-negative enteric bacteria, Pseudomonas spp., yeast, fungi, Nocardia spp., and numerous other pathogenic species. Most microorganisms produce H 2 O 2 , which might be used, even by the CGD phagocyte, as an effective microbicidal weapon because it feeds into the sequence of oxidant reactions downstream from the defective oxidase enzyme (see Fig. 2.3 ). Organisms that produce catalase are able to survive within these deficient cells because catalase is an enzyme that degrades H 2 O 2 to oxygen and water. Infections with catalase-negative bacteria, such as Streptococcus, Haemophilus, and Neisseria spp., do not occur with increased frequency in CGD patients, and these organisms are killed normally in vitro by CGD phagocytes. Phagocyte functions not directly related to oxidative mechanisms of intracellular killing, including adherence, chemotaxis, phagocytosis, and degranulation, usually are normal.


The genetic defect in CGD may be inherited by either X-linked recessive or autosomal recessive mechanisms. In the report of a registry of 368 patients with CGD in the United States, more than two-thirds of the patients had the X-linked recessive form with absent gp91 phox , the larger subunit of the cytochrome b 558 ; about 12% had an autosomal recessive form with absent cytosolic p47 phox ; and fewer than 5% each had autosomal recessive disease with absent cytosolic p67 phox or absence of p22 phox , the smaller subunit of the cytochrome b 558 . Approximately 12% had an unknown genetic form of the disease. A single individual with an autosomal recessive form of CGD due to mutations in the cytosolic p40 phox has been reported. About 5% of patients with CGD have normal levels of an abnormal protein that is inactive, and at least 410 different mutations have been reported to result in CGD. These genetically diverse defects all result in defective function of the oxidase and the characteristic CGD phenotype. In the female obligate carriers of X-linked CGD, the proportion of cells that express the defect usually is between 35% and 65%, depending on the proportion of cells in which random inactivation of the normal versus the affected X chromosome occurs. Overall, patients with X-linked disease have more severe courses and experience higher yearly death rates than patients with autosomal recessive forms of the disease.


Patients with CGD experience recurrent serious bacterial and fungal infections, usually beginning in the first few months of life. S. aureus and gram-negative bacilli, especially Serratia marcescens and Burkholderia cepacia, are the most common causes of infection in patients with CGD. Fungi, especially Aspergillus spp., also are prominent etiologic agents, and infections caused by Aspergillus are the most common cause of death in these patients. Granuloma formation at infected sites is one of the histologic hallmarks of this disorder. Pulmonary infections and their complications have been the reported cause of death in up to 50% of these patients in some series, and Aspergillus predominates. These infections often are protracted and respond slowly to appropriate antibiotic therapy. Progression to lung abscess, empyema, or both occurs in about 20% of patients with CGD with pneumonia. Liver abscesses occur in about half of patients and may be recurrent. The hepatosplenomegaly common in CGD may result from these infections but more likely results from chronic infections at various sites with systemic lymphoid hyperplasia. Osteomyelitis occurs in about one third of patients. In contrast to normal children, in whom this infection usually involves the metaphyseal area of long bones, patients with CGD more often develop infections of the small bones of the hands and feet. In normal children, S. aureus is the most common etiologic agent and causes a significant proportion of cases in CGD. However, gram-negative bacilli and Aspergillus appear to be the predominant etiologies, and other agents, including Nocardia, also may be important etiologic agents of bone infection in CGD. Skin infections in this disorder may include pyoderma, purulent dermatitis, and cutaneous or subcutaneous abscesses and often are preceded by a chronic eczematoid skin rash.


Although localized infections are the rule in patients with CGD, these patients also may develop septicemia. The most common cause of septicemia in most series has been Salmonella, but other gram-negative enteric bacilli also have been prominent. Of note, S. aureus is a proportionally less common cause of septicemia in these patients.


Granuloma formation adjacent to hollow viscera in patients with CGD can produce clinically significant obstruction, including obstruction of the gastric outlet, esophagus, small intestine, and ureters. This complication usually responds to treatment with corticosteroids.


CGD should be suspected in patients with a history of recurrent indolent infections caused by catalase-positive organisms such as those described earlier, especially if granulomas are found in biopsy specimens of lymph nodes or other tissues. Confirmation of the diagnosis usually rests on the demonstration of an absent or nearly absent oxidative metabolic burst in the patient’s phagocytes. This can be detected classically by the slide NBT test or by various other measurements of oxidative burst activity, most recently by flow cytometry of PMNs loaded with oxidant-sensitive fluorescent dyes. Fig. 2.10A is an example of the slide NBT test in an X-linked carrier; Fig. 2.10B is an idealized set of flow cytometry histograms with typical patterns for a normal control, a patient with CGD, and both X-linked and autosomal recessive carriers. Prenatal diagnosis has been achieved by the use of the slide NBT test with blood from placental vessels obtained at fetoscopy.


Mar 8, 2019 | Posted by in PEDIATRICS | Comments Off on Normal and Impaired Immunologic Responses to Infection

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