Neonatal Immunity





KEY POINTS




  • 1.

    The fetal-neonatal immune system becomes activated at birth to play a role in host defense and eliminate environmental pathogens but also to tolerate self-antigens, nutrients, and commensals.


  • 2.

    The innate immune system is comprised of neutrophils, the monocyte-macrophage lineage, natural killer cells, and the noncytotoxic innate lymphoid cells.


  • 3.

    Neutrophils are the most numerus subgroup of leukocytes, but unlike in the adult, these cells are developmentally deficient in many host defense functions such as migration, phagocytosis, and microbial killing.


  • 4.

    Increasing heterogeneity is being recognized in the macrophage system.


  • 5.

    Cord blood contains a higher number and proportion of plasmacytoid dendritic cells than adult peripheral blood, but there are important functional differences.


  • 6.

    The adaptive immune system also displays innate-like properties to compensate for limitations in antigen-specific acquired immune responses. T cells show important limitations in the repertoire of the antigenic specificity but show rapid maturation after birth. The immunoglobulin repertoire is relatively restricted in the fetus and neonate.


  • 7.

    The B-1 lymphocytes show broad poly-specificities and may have a role in innate, not adaptive, immunity.


  • 8.

    Fetal and neonatal natural killer (NK) cells have a significantly lower cytolytic activity than in adults. These cells should not be confused with the natural killer T cells, a heterogeneous group of T cells that express an alpha beta T-cell receptor besides some of the NK cell markers.


  • 9.

    Noncytotoxic innate lymphoid cells are morphologically similar to other lymphocytes, but unlike adaptive T and B cells, they do not show antigen specificity. These cells function more as innate immune cells.



In the developing immune system, birth is an important functional watershed. The fetus is continuously exposed to maternal antigens in utero and its immune responses must remain suppressed for survival. In the neonatal period, the immune system is exposed to a diverse set of environmental antigens and needs a dichotomous set of responses to “contain” certain microorganisms on various cutaneous and mucosal surfaces, and at the same time, develop tolerance to other commensals and dietary macromolecules. Some components of the immune system are reasonably mature at birth, but other arms are yet to gain full functional reactivity. The deficient responses could be viewed as a developmentally regulated state of immunodeficiency. This chapter highlights the quantitative and qualitative differences in major leukocyte subsets ( Fig. 56.1 ) during the neonatal period.




Fig. 56.1


Leukocytes in Innate and Adaptive Immune Systems .

(Figure uses images reproduced after permission and minor modifications from Ananthi and Balasubramaniam. A new thresholding technique based on fuzzy set as an application to leukocyte nucleus segmentation. In: Computer Methods and Programs in Biomedicine . 2016;134:165–177. The image of the neutrophil is from Maheshwari’s laboratory.)


Leukocyte Populations in the Fetus and the Neonate


During development, most leukocyte lineages can be traced back diverging from hematopoietic stem cells during the embryonic and fetal period ( Fig. 56.2 ). Downstream, during the neonatal period and beyond, the leukocyte subsets show increasing heterogeneity with multiple, specialized subsets ( Fig. 56.3 ). We have recognized many of these subsets of T cells for some time, including the T-helper cells, regulatory T cells, cytotoxic T cells, and γδ T cells. The two B-cell lineages, B-1 and B-2, which may be involved in innate and adaptive immune responses, respectively, have also been known. We, and others, have investigated the role(s) of various macrophage subclasses. The antigen-specific heterogeneity of lymphocytes has also been studied. Emerging information on the functional proficiency of innate lymphoid cells (ILCs) during the neonatal period, when adaptive immunity is still immature, is exciting. There is evidence that some of these subsets, such as the group 3 ILCs (ILC3), can be modulated by the microbiome and inflammation. Most recently, some heterogeneity has been noted in neutrophils in patients with malignancies; there may be two distinct neutrophil lineages, N-1 and N-2, that play different roles in immune regulation. This polarization could very well extend to the normal immune system. These details are discussed later in the chapter.




Fig. 56.2


Differentiation of Granulocytic Subsets .

CFU-Baso, Colony-forming unit-basophil; CFU-E/Meg, colony-forming unit-erythrocyte/megakaryocyte; CFU-Eo, colony-forming unit-eosinophil; CFU-G, colony-forming unit-granulocyte; CFU-GEMM, colony-forming unit-granulocyte/erythrocyte/macrophage/megakaryocyte; CFU-GM, colony-forming unit-granulocyte/macrophage; CFU-M, colony-forming unit-macrophage; G-CSF, granulocyte colony-stimulating factor; GM-CSF, granulocyte–macrophage colony-stimulating factor; IL, interleukin; M-CSF, monocyte colony-stimulating factor; PHSC, pluripotent hematopoietic stem cell; SCF, stem cell factor.

(From Khanna-Gupta and Berliner. Granulocytopoiesis and monocytopoiesis. In: Hematology: Basic Principles and Practice . Ch. 27, 321–333.e1.)



Fig. 56.3


Heterogeneity in Various Leukocyte Subsets . DCs , Dendritic cells; ILCs , innate lymphoid cells; NK , natural killer; NKT , natural killer T cell.


Innate Immune System


This section outlines the development and functional maturation of various cellular lineages in the innate immune system (as mentioned above; see Fig. 56.3 ) ( Box 56.1 ).



Box 56.1

Major Subsets of Leukocytes


Neutrophils





  • Neutrophil function includes emigration from the bloodstream, phagocytosis, and microbial killing



  • Neutrophils from both term and preterm neonates adhere poorly to endothelium; neonatal neutrophils have less selectin and β 2 -integrin (Mac-1/CD11b) expression; transendothelial migration, which is dependent on cell deformability, is comparable to adults



  • Neonatal neutrophils show impaired chemotaxis; term neutrophils show normal chemotaxis at 2 weeks; late preterm infants achieve normal function at term PCA; neutrophils from very low birth weight (VLBW) neonates begin to mature at 2–3 weeks after birth and progress very slowly



  • Neutrophils from preterm neonates phagocytose slowly and ingest fewer bacteria; corrects by term PCA



  • Preterm neutrophils display poor respiratory burst and impaired killing of Staphylococcus aureus or Escherichia coli ; improves by 2 months postnatal; term neonates are normal in this regard



Monocytes





  • Preterm monocytes show slightly impaired chemotaxis; however, activated monocytes show normal trafficking and adhesion molecule expression



  • Preterm monocytes can kill pathogens ( Staphylococcus aureus , S. epidermidis , E. coli , and Candida albicans ) comparable to adult monocytes



  • During sepsis, neonatal monocytes express TLRs and cytokines at levels similar to adults; monocytes from VLBW neonates may be slightly more impaired than in term infants



  • Skewed pattern of cytokine expression with low levels of Th1-polarizing cytokines such as interleukin (IL)12p70 and interferon-α, and more of the antiinflammatory cytokine IL-10



Dendritic Cells (DCs)





  • Cord blood contains fewer DCs (0.5%) than adult blood (1%)



  • Neonatal myeloid DCs are immature (lower CD83, CD86 expression) and produce less IL-12 and IFN-γ but more IL-10 than adult DCs



  • Neonatal DCs also perform poorly as accessory cells for T-cell mitogenic responses



T Cells





  • Most T cells carry a T-cell receptor (TCR) composed of α and β chains, but in about 5% of all T cells, the TCR is composed of γ and δ chains



  • Each TCR protein chain contains an immunoglobulin-like extracellular region with a variable (V) domain at its N -terminal and a constant (C) domain at the C -terminal end; TCR diversity results from recombination of variable (V), diversity (D), and joining (J) gene segments in individual T cells



  • Term infants have more T cells in peripheral blood than adults; neonates have CD4/CD8 ratios of 5:1, which decline to adult values (2:1) by 4 years of age



  • Preterm infants have lower CD4 + and CD8 + counts than term infants



  • 80% T cells in cord blood have a naïve CD45RA phenotype, compared with <50% of circulating T cells in adults; memory CD45RO T cells reach adult levels in adolescence



T-Helper Cells





  • Naïve CD4+ cells differentiate into three effector T-helper (Th) subsets: Th1, Th2, and Th17



  • Th1 cells defend against intracellular pathogens and virus-infected cells and produce IL-2, IFN-γ, TNF, IL-13, and GM-CSF



  • Neonates have low Th1 function, produce less IL-12 and IFN-γ, and express less CD154 (CD40 ligand) than adults



  • Th2 cells participate in allergic reactions; they produce IL-4, IL-5, IL-9, IL-10, IL-12, and IL-13



  • Th17 cells protect against infections and activate neutrophils and macrophages; they produce IL-17A, IL17-F, IL-21, IL-22, and IL-26; cord blood T cells show limited capacity to produce IL-17



Regulatory T Cells





  • Derived from naïve CD4 + cells; suppress immune responses by expressing IL-10, TGF-β, cytotoxic molecules, and modulators of cAMP



  • Two populations: thymus-derived (tT-regs) and peripherally derived T-regs (pT-regs)



  • In the fetus/preterm infant, T-regs are tolerogenic and promote self-tolerance



  • During midgestation, CD4 + CD25 + Fox P3 + T-regs constitute 20% of all CD4 + cells in lymphoid tissues; represent <5% of CD4 + cells in cord blood from term infants and in the adult blood



  • Preterm and term T-regs are less functional than adults; they limit contact between DCs and effector T cells, causing decreased DC immunogenicity and impaired T-cell activation



Cytotoxic T Cells (CTLs)





  • CD8 + T cells can differentiate into cytotoxic T lymphocytes; they protect against intracellular pathogens—cause cytotoxicity by releasing pore-forming mediators (perforin/granzyme) or by activating fas-mediated apoptosis



  • Neonatal CTLs are less efficient than in adults; circulating αFP and prostaglandins may inhibit CTL activity in neonates



  • γδ T Cells



  • γδ T cells respond to nonpeptide microbial metabolites, show cytotoxicity, and produce interferon-γ and TNF. γδ IELs protect epithelial tissues from injury



  • Constitute 10% of circulating T cells during midgestation, but the number declines to about 3% at term in skin and mucosa



  • In the intestine, 30% of IELs, 10% of mucosal lymphoid tissue lymphocytes, and 5% of LPLs have the γδ TCR



Natural Killer T Cells (NKTs)





  • NKT cells express TCR-αβ chains and NK cell markers; classified into two main subsets, that is, type I or invariant NKT cells and type II or diverse NKT cells



  • Invariant NKT cells have limited TCR diversity and recognize lipid antigens such as α-galactosylceramides in the context of the major histocompatibility complex (MHC)-like molecule CD1d; this works similar to PRRs, but for microbial lipids; I-NKT cells secrete anti- and proinflammatory cytokines and activate adaptive immune responses



  • Diverse NKT cells express a variety of TCRs and may recognize lipid antigens with cross-reactivity between mammalian and microbial phospholipids, possibly representing the adaptive immune arm for lipid antigens



B Cells





  • Preterm and term neonates have more circulating B cells than adults; B-cell counts peak at 3 months and then decline to adult levels by 6 years of age



  • More than 90% of B cells in the fetus/neonate express CD5 and are called B-1 cells; the proportion drops to 75%–80% during infancy and to the 25% adult levels by late adolescence; they express activation markers (CD25) and a CD11b + sIgM high sIgD low phenotype



  • Localize in the spleen and peritoneum; broad polyspecific specificities; the restricted immunoglobulin repertoire suggests a role in innate, rather than in adaptive, immunity



  • Respond to T-cell-independent, carbohydrate antigens (unlike follicular B-2 cells that respond to protein antigens)



  • Preterm infants produce antibodies but may not respond to all antigens in a vaccine; may remain limited to immunoglobulin M (IgM) with delayed isotype switch and may produce antibodies of low affinity



  • Postnatal age is a better predictor of antibody response than gestation; both preterm and term infants respond weakly to diphtheria toxoid in the first week and better at 1–2 months of age; premature infants respond poorly to the hepatitis B vaccine in early infancy but are comparable to term infants in later infancy



Immunoglobulin Production





  • Most immunoglobulins in cord blood are derived from maternal IgG (particularly IgG1 and IgG3)



  • Preterm infants have lower IgG levels; term infants have serum IgG levels (1000 mg%) similar to or higher than those in maternal serum



  • Immunoglobulin levels drop to 300–500 mg% at 3–5 months, when the infant starts producing more; this nadir is reached earlier and is lower in preterm infants



Innate Lymphoid Cells (ILCs)





  • Noncytotoxic ILCs are derived from the common lymphoid progenitor but do not exhibit antigen specificity



  • ILC1s express Th1-associated cytokines such as IFN-γ and TNF to protect against intracellular bacteria and parasites



  • ILC2s express Th2 cytokines (including IL-4, IL-5, IL-9, and IL-13); detectable in cord blood and are implicated in intestinal inflammation in gastroschisis



  • ILC3s express Th17 cytokines IL-17A, IL-17F, IL-22, GM-CSF, and TNF, to promote antibacterial immunity and inflammation; abundant in gut mucosa and may be involved in enhancing IgA production and in shaping the local microbiome



Diagnosis of Primary Immunodeficiency in Neonates





  • Neutrophil defects, T-cell defects, severe combined immunodeficiency, and bone marrow failure syndromes can present in the neonatal period



  • T-cell defects may include DiGeorge syndrome, hyper-IgM syndrome, and ZAP-70 tyrosine kinase defects



  • SCID includes purine nucleoside phosphorylase deficiency (viral infections, severe varicella, GVHD), cartilage hair hypoplasia, IL2Rα defects, X-SCID (Jak3), and AR SCID (ADA, RAG1/2, IL7Ra)



  • B-cell defects present only after maternally derived antibody levels drop during infancy



  • Transient hypogammaglobulinemia of infancy may be considered after 6 months; low basal but normal stimulated Ig responses




Neutrophils


During development, hematopoiesis begins in the extraembryonic yolk sac in about the third week of embryogenesis. The two major hematopoietic progenitors committed to the neutrophil lineage are the colony-forming units-mix, which give rise to a mixture of various leukocyte populations, and the CFU-GEMM, which produce granulocytes, erythrocytes, megakaryocytes, and macrophages. Early hematopoiesis gets activated at about 7 to 8 weeks’ gestation with hematopoietic stem cells derived from the intraembryonic endothelial cells in the descending aorta. These hematopoietic stem cells subsequently seed the liver and the bone marrow later in gestation.


The neutrophil lineage can be viewed in a proliferating pool of early precursors, the neutrophil proliferating pool (NPP) that may have a capacity for 4 to 5 cell divisions, and a postmitotic neutrophil storage pool (NSP) that continues to differentiate ( Fig. 56.4A ). In adults, the NPP contains about 2 × 10 9 cells/kg body weight and the NSP contains about 6 × 10 9 cells/kg body weight. The NPP and NSP comprise nearly 90% of all neutrophils in the body; the other 10% of neutrophils ( Fig. 56.4B ) are either flowing in the circulation or are marginated (loosely attached to the microvascular endothelium). During late gestation and at birth, the blood contains 10- to 50-fold higher concentrations of CFU-GM than in adults, but the overall size of the pool of neutrophil progenitors is much smaller than in adults and gets easily exhausted during stress, such as during sepsis. , The NPP is only about one-tenth the size (per kilogram of body weight) seen in adults. ,




Fig. 56.4


(A) Neutrophil maturation stages. (B) Scanning electron micrographs of nonadherent and adherent neutrophils. (A, Reproduced after permission and minor modifications from Khanna-Gupta and Berliner. Granulocytopoiesis and monocytopoiesis. In: Hematology: Basic Principles and Practice. Ch. 27, 321–333.e1. B, Reproduced after permission and minor modifications from DeLeo and Nauseef. Scanning electron micrographs of nonadherent and adherent neutrophils. Granulocytic phagocytes. In: Mandell, Douglas, and Bennett’s Principles and Practice of Infectious Diseases . 2020.)


During acute inflammation, neutrophils are released first from the NSP, and once these limited stores are exhausted, progressively immature cells are mobilized (the “left” shift of sepsis). After circulating for 6 to 8 hours, neutrophils move into the tissues and can then stay there for up to a few days. In the fetus, as in the adult, the NSP is contained in the marrow, with some portion within the liver and spleen.


Function


Transendothelial Migration


Circulating neutrophils leave the intravascular compartment to enter the tissues in three major steps: margination and rolling on vascular endothelium, attachment to the endothelial cells, and transendothelial migration ( Fig. 56.5 ). In the inflamed tissues, neutrophils are recruited through regional differences in vascular flow and along concentration gradients of chemokines ( Fig. 56.6 , some members in Table 56.1 ), chemotactic tripeptides such as N -formylmethionyl-leucyl-phenylalanine ( N -fMLP), complement fragments (C5a), and leukotrienes (LTB 4 ). Among chemokines, the CXC subfamily with a glutamate-leucine-arginine tripeptide sequence (such as interleukin-8 [IL-8/CXCL8]) are most important. , N -fMLP is an endogenous, chemotactic peptide derived from mitochondria in dying cells that attracts and activates neutrophils and macrophages. It mimics N -formyl oligopeptides released by bacteria and attracts and activates circulating blood leukocytes by binding to specific G-protein–coupled receptors on these cells.




Fig. 56.5


Overview of Neutrophil Functions .

Neutrophils are produced and mature in the bone marrow over a 2-week period. On release from the marrow, neutrophils circulate for 6 to 8 hours before emigrating into tissues. At sites of infection, chemotactic factors enhance neutrophil adhesion to and emigration through the vascular endothelium, and neutrophils migrate in a directed fashion (chemotaxis) toward the pathogens. Phagocytosis of the offending organisms stimulates an increase in production of oxygen metabolites (respiratory burst), which facilitates neutrophil killing of the ingested microbes.

(Reproduced after permission and minor modifications from Benjamin and Maheshwari. Developmental immunology. In: Fanaroff and Martin’s Neonatal-Perinatal Medicine . 47, 752–788.)



Fig. 56.6


Chemokines Are Classified According to the Position of Conserved Cysteine Residues Near the N -Terminus .

In CXC chemokines, two conserved cysteine (C) residues are separated by a variable amino acid (X). CC and C-chemokines have conserved cysteines, whereas the CX3C chemokine, fractalkine, has two cysteines separated by three variable amino acids.

(Reproduced after permission and minor modifications from Benjamin and Maheshwari. Developmental immunology. In: Fanaroff and Martin’s Neonatal-Perinatal Medicine . 47, 752–788.)


Table 56.1

Human CXC and CC Chemokines and Relative Receptors



































































































































































Chemokines Leukocytes Recruited Systematic Name Chemokine Receptors
Growth-related oncoprotein (GRO)-α Neutrophils and monocytes CXC-motif ligand (CXCL) 1 CXC receptor (CXCR) 2
GRO-β Neutrophils and monocytes CXCL2 CXCR2
GRO-γ Neutrophils and monocytes CXCL3 CXCR2
Epithelial neutrophil chemoattractant (ENA-78) Neutrophils and monocytes CXCL5 CXCR2
Granulocyte chemoattractant protein (GCP)-2 Neutrophils and monocytes CXCL6 CXCR2, CXCR1
Neutrophil-activating peptide (NAP)-2 Neutrophils and monocytes CXCL7 CXCR2
IL-8 Neutrophils and monocytes CXCL8 CXCR2, CXCR1
Monokine induced by gamma interferon (MIG) Monocytes and lymphocytes CXCL9 CXCR3
Interferon-gamma-inducible protein 10 (IP-10) Lymphocytes CXCL10 CXCR3
Interferon-inducible T-cell alpha chemoattractant (I-TAC) Lymphocytes CXCL11 CXCR3
Stromal cell-derived factor 1 (SDF-1) Lymphocytes CXCL12 CXCR4
B-cell chemoattractant (BCA-1) Lymphocytes CXCL13 CXCR5
Monocyte chemoattractant protein (MCP)-1 Monocytes and lymphocytes CCL2 CCR2
MCP-2 Monocytes and lymphocytes CCL8 CCR3
MCP-3 Monocytes and lymphocytes CCL7 CCR1, CCR2, CCR3
CCL13 CCR2, CCR3
Macrophage inflammatory protein (MIP)-1α Monocytes and lymphocytes CCL3 CCR1, CCR5
MIP-1β Monocytes and lymphocytes CCL4 CCR5
RANTES (regulated upon activation, normally T-expressed, and presumably secreted) Monocytes and lymphocytes CCL5 CCR1, CCR3, CCR5
Eotaxin-1 Eosinophils CCL11 CCR3
Eotaxin-2 Eosinophils CCL24 CCR3
Eotaxin-3 Eosinophils CCL26 CCR3
Liver and activation-regulated chemokine (LARC) Monocytes and lymphocytes CCL20 CCR6
Thymus expressed chemokine (TECK) Monocytes and lymphocytes CCL25 CCR9
Cutaneous T-cell-attracting chemokine (CTACK) Monocytes and lymphocytes CCL27 CCR10
T-cell-directed CC chemokine (TARC) Monocytes and lymphocytes CCL17 CCR4
Macrophage-derived chemokine (MDC) Monocytes and lymphocytes CCL22 CCR4
Dendritic cell-specific chemokine (DC-CK1) Monocytes and lymphocytes, dendritic cells CCL18 Not known
Epstein-Barr virus–induced molecule 1 ligand chemokine (ELC) Monocytes and lymphocytes, dendritic cells CCL19 CCR7
Secondary lymphoid tissue chemokine (SLC) Monocytes and lymphocytes, dendritic cells CCL21 CCR7
Fractalkine Monocytes and lymphocytes, dendritic cells CX3CL1 CX3CR1


In inflamed tissues, alterations in the endothelial surface, with increased leukocyte-binding receptors, and increased gradients of the CXC motif-bearing chemokines (see Fig. 56.5 and Table 56.1 ) promote neutrophil emargination. This process is mediated through a process of repetitive binding and release of selectins (L-selectin on neutrophils, E- and P-selectin on endothelium; Fig. 56.7 ). Rolling neutrophils slow down and attach to endothelium through the binding of β 2 -integrins to cognate receptors on endothelial cells. The β 2 -integrins expressed on neutrophils include the leukocyte function-associated antigen 1 (LFA-1) (α L β 2 , CD11a/CD18), CR3 (Mac-1, α M β 2 , CD11b/CD18), and p150, 95 (α X β 2 , CD11c/CD18), which bind endothelial receptors such as the intercellular adhesion molecule 1 and 2 (ICAM-1 and ICAM-2) and vascular cell adhesion molecule 1 (VCAM-1). LFA-1 binds to both ICAM-1 and ICAM-2, whereas Mac-1 and p150, 95 bind exclusively to ICAM-1. These neutrophils undergo activation on the endothelial surface and migrate through the capillary/venular wall, a process that involves the platelet-endothelial cell adhesion molecule (PECAM1, CD31), the integrin-associated protein (CD47), and other junctional molecules ( Fig. 56.8 ).




Fig. 56.7


Adhesion of White Blood Cells to Endothelial Cells Is Mediated by Several Receptor–Ligand Pair Interactions .

A distinct set of endothelial molecules is involved in each stage of leukocyte recruitment (rolling, attachment, and transendothelial migration). In the rolling phase, L-selectin receptors on neutrophils bind to one of several ligands on the endothelial cells. Similarly, in the attachment phase, neutrophil β-integrins bind to the ICAM 1 to 3 or VCAM-1 receptors. ICAM , Intercellular adhesion molecule; VCAM , vascular cell adhesion molecule.

(Reproduced after permission and minor modifications from Benjamin and Maheshwari. Developmental immunology. In: Fanaroff and Martin’s Neonatal-Perinatal Medicine . 47, 752–788.)



Fig. 56.8


Emigration of Neutrophils From the Vascular Space .

Effector molecules are indicated in gray text. Initial capture is mediated by interactions between neutrophil/leukocyte (L)-selectin and endothelial cell (E, P)-selectins and their respective carbohydrate ligands on the opposing cell surface (e.g., P-selectin glycoprotein ligand-1 [PSGL-1]), whereas integrins (e.g., very late antigen 4 [VLA4]) are responsible for firm adherence. Selectin-mediated signaling slows the rolling or tumbling neutrophils, partially countering the shear forces resulting from blood flow. Chemokines diffusing into the bloodstream from sites of microbial invasion in the tissues bind to specific receptors and activate the neutrophil, which is then arrested by integrin-dependent interactions. The activated neutrophil flattens against the endothelium and crawls along the luminal surface of the vessel wall. Platelet-endothelial cell adhesion molecule-1 (PECAM-1), junctional adhesion molecules (JAMs), and endothelial cell-selective adhesion molecule (ESAM) localized to interendothelial cell junctions interact with PECAM-1 and CD99 on the neutrophil surface to permit neutrophil migration between and through endothelial cells. Once in the tissues, the polarized neutrophils move up the mediator concentration gradient to reach the site of microbial invasion. See text for further details. ICAM-1, Intercellular adhesion molecule; LFA-1, leukocyte function–associated antigen; MADCAM1, mucosal addressin cell adhesion molecule 1; PI(3)K, phosphatidylinositol-3-phosphate kinase; SRC, sarcoma; VAV1, vav1 guanine nucleotide exchange factor; VCAM1, vascular cell adhesion molecule 1.

(Reproduced after permission and minor modifications from DeLeo and Nauseef. Scanning electron micrographs of nonadherent and adherent neutrophils. Granulocytic phagocytes. In: Mandell, Douglas, and Bennett’s Principles and Practice of Infectious Diseases . 2020.)


Compared with neutrophils from adults, neonatal neutrophils adhere less avidly to the endothelium. Neonatal neutrophils have lower selectin expression than adults, which might be further reduced by perinatal stress such as in birth asphyxia. In addition, neonatal neutrophils display defective shedding of L-selectin. These properties impair neutrophil rolling on the endothelial surface and thereby the tissue recruitment of these cells. Neutrophil-endothelial adherence and neutrophil transmigration is also limited in neonates due to a developmental deficiency of mac-1 (CD18/CD11b), one of the β 2 integrins. The transendothelial migration of neutrophils is also limited due to less deformability of neonatal neutrophils.


Chemotaxis


Once outside the blood vessel, neutrophils migrate (see Fig. 56.5 ) along concentration gradients of chemoattractants such as IL-8 and other chemokines, f-MLP, and C5a. These chemotaxins bind high-affinity G-protein–coupled receptors on the leukocyte surface. Bacterial products may be more potent chemoattractants than host chemokines. Neonatal neutrophils migrate slower than do adult neutrophils until 2 to 3 weeks after birth and achieve normal chemotaxis only by 40 to 42 weeks of postconceptional age or later. , Although minor infections may enhance chemotaxis in neonates, the migratory responses of neonatal neutrophils may become further depressed during systemic gram-negative sepsis. ,


Neonatal neutrophils bind various chemoattractants normally, but chemoattractant-induced membrane depolarization, calcium transport, and sugar uptake are less efficient. These chemotactic defects occur because neonatal neutrophils may have a larger, poorly motile neutrophil subpopulation, impaired calcium mobilization, and aberrations in intracellular signaling pathways such as NF-κB activation. , Lower Mac-1 expression can also impede chemotaxis due to impaired neutrophil interaction with the extracellular matrix. , Inability to effectively direct neutrophils to the bacterial source contributes to the neonatal vulnerability to septicemia.


Phagocytosis


Phagocytosis is a specialized form of endocytosis directed at engulfing solid particles into an internal phagosome, which then “matures” through interactions with the endosomal compartment and eventually fuses with a lysosome for killing of internalized microorganisms and terminal degradation of the cargo (see Fig. 56.5 ). Phagocytosis is more efficient when the target is opsonized by specific immunoglobulin (IG) G. Neutrophils express receptors for IgG (F receptors I-III, or CD16, CD32, CD64), C3b (CR1), and iC3b (CR3). In some instances, microorganisms may be ingested without opsonization through lectin-carbohydrate (lectins on bacterial fimbriae interact with neutrophil glycoproteins), protein-protein (proteins such as filamentous hemagglutinin that express the arg-gly-asp or RGD amino acid sequence bind to integrins), and hydrophobic-protein (bacterial glycolipids and neutrophil integrins) interactions. , The interaction of IgG or complement ( Fig. 56.9 ) receptors on the neutrophil surface with the opsonized particle trigger cytoskeletal rearrangements to enclose the opsonized particle within a phagosome. Phagocytosis is most efficient when organisms are coated with opsonins such as IgG and C 3 , which interact with cognate receptors (see Fig. 56.5 ). Neutrophils also express integrin receptors for matrix proteins such as fibronectin, laminin, and collagen. , ,




Fig. 56.9


Complement System Activation Cascade .

Activation of the classic pathway (left) and the alternative pathway (right) causes generation of soluble factors that amplify phagocyte functions and produce a membrane-bound attack complex that damages cell membranes.

(Reproduced after permission and minor modifications from Benjamin and Maheshwari. Developmental immunology. In: Fanaroff and Martin’s Neonatal-Perinatal Medicine . 47, 752–788.)


Preterm neutrophils have impaired phagocytosis, which corrects only in the late third trimester. Preterm neutrophils ingest particles more slowly and ingest fewer bacteria (such as Escherichia coli ). The lack of opsonic activity with a lower concentration of specific antibodies may be a contributing factor. Preterm neutrophils also have lower expression of CD16 (F RIII) and CD32 (F RII), which bind IgG. The expression of CD16, but not that of CD32, may improve during the neonatal period.


Intracellular Killing


The phagolysosome exposes the ingested microorganism to toxic substances such as reactive oxygen species (ROS) in an enclosed space (see Fig. 56.5 ). The production of ROS utilizes a “respiratory burst,” where an NADPH-dependent oxidase localized on the phagosome membrane reduces molecular oxygen (O 2 ) to superoxide anion (O• 2 ) and leads to subsequent generation of peroxide (H 2 O 2 ). The hydroxyl radical (OH•, formed in the presence of iron) also contributes to the microbicidal capacity of neutrophils. The oxygen-dependent bactericidal mechanisms can be broadly divided into myeloperoxidase (MPO)-independent (such as H 2 O 2 ) and MPO-dependent (MPO catalyzes reactions between H 2 O 2 and halides to form highly reactive products). H 2 O 2 is a relatively weaker bactericidal agent than the MPO-H 2 O 2 -halide system.


Neutrophils also have many nonoxidative killing mechanisms such as low pH (as low as 6.0), broad-spectrum antimicrobial peptides such as defensins, bactericidal/permeability-increasing protein (BPI), lactoferrin, lysozyme, and a variety of cationic proteins. BPI binds lipopolysaccharide and can damage the outer membrane of gram-negative bacteria. Lactoferrin, as an iron chelator, is bacteriostatic and is also involved in neutrophil degranulation and in granulocytopoiesis. Lysozyme hydrolyses bacterial cell wall peptidoglycan. The neutrophil primary granules also contain other cationic antibacterial proteins such as azurocidin, indolicidin, and cathelicidin. ,


Preterm neutrophils have a less active respiratory burst, which reduces the efficiency of intracellular bacterial killing (in addition to low opsonic activity). , The neutrophil respiratory burst in preterm infants improves postnatally as a function of chronologic age in about 2 months but continues to have an overall weaker oxidative burst than adults. The antiviral activity of neonatal neutrophils is also diminished.


Neutrophil extracellular traps (NETs) ( Fig. 56.10 ), which are composed of extracellular strands of decondensed DNA bound to histones, elastase, myeloperoxidase, lactoferrin, and defensins, add to the extracellular antimicrobial defense ability of neutrophils. , The formation of NETs, usually referred to as NETosis, usually involves two major pathways: (1) an NADPH oxidase-dependent production of ROS , and (2) the complement system. , The NET-forming ability of term and preterm neonates is less than that in adults, , possibly because of inhibitory mediators such as the NET-inhibitory factor and its related peptides. ,




Fig. 56.10


Neutrophil extracellular traps (NETs) are blue weblike structures. In this merged image, the circular blue structures are nuclei.

(Reproduced after permission and minor modifications from Baines et al. Biology of neutrophils. In: Middleton’s Allergy: Principles and Practice . 17, 267–277.e1.)


Degranulation


Neutrophil granules ( Fig. 56.11 ) are of at least four types: (1) the “azurophilic” or primary granules (stain with the azure A dye), (2) “specific” or secondary granules, (3) tertiary or gelatinase granules, and (4) secretory vesicles. Azurophilic granules contain MPO (peroxidase-positive granules); proteases such as cathepsins, proteinase-3, and elastase; and antimicrobial proteins such as defensins and the BPI. These granules release their contents into the phagolysosomes for intracellular killing. Specific granules contain antibacterial agents such as lactoferrin, lysozyme, and receptors for complement components. These granules play an important role in extracellular killing and fuse with the cell membrane to release their contents, such as integrins, cytochrome- b 558, receptors for chemotactic agents, and opsonins, to the cell surface by exocytosis.




Fig. 56.11


Neutrophils Contain Many Granules .

The cell here looks trinucleated because the connections between the three lobes are outside the fields of view. The granules are marked by arrows . There is a centrally located centriole (C). The azurophilic granules (white arrows) are electron-dense and contain myeloperoxidase, proteolytic enzymes, antibacterials such as defensins, and bactericidal permeability-increasing protein. Specific granules are relatively electron-lucent and contain lactoferrin, lysozyme, receptors for complement fragments, and f-MLP. The tertiary granules contain gelatinase. The secretory vesicles contain surface membrane-bound receptors.

(Image reproduced after permission and minor modifications from Gartner. Blood and hemopoiesis. Textbook of Histology . 10, 217–248.e2.)


Neutrophils from term neonates contain granules and show degranulation responses similar to adults. However, those from preterm infants release less BPI, elastase, and lactoferrin. , Collectively, developmental deficiencies in neutrophil function explain, in part, the susceptibility of neonates to invasive bacterial infections.


Monocytes and Macrophages


Development


Embryonic macrophages appear in the yolk sac during the third week of gestation. These large histiocytic cells develop prior to the first appearance of monocytes. During the fourth week, some progenitors also start appearing as erythro-myeloid progenitors in the yolk sac and some in the aorta-gonad-mesonephros zone. At 5 weeks of gestation, two distinct cell lineages with a dendritic/macrophage structure can be identified in the yolk sac, mesenchyme, fetal liver, and bone marrow. Most are major histocompatibility complex II (MHC II)-negative. MHC II-negative cells also appear in the thymic cortex, in the marginal zones of lymph nodes, in the splenic red pulp, and in the bone marrow. Some MHC II-positive cells appear in the liver at 7 to 8 weeks, the lymph nodes at 11 to 13 weeks of gestation, and the T-cell area’s thymic medulla by 16 weeks of gestation. Subsequently, MHC class II-positive cells are also seen in the skin and gastrointestinal tract. ,


During the 4- to 8-week period, hematopoiesis starts in the fetal liver and the bone marrow and monocytes appear in proportions as high as 70% of all hematopoietic cells. These monocytes differentiate into macrophages ( Fig. 56.12 ). During the next 6 weeks, this proportion falls to 1% to 2%. The first monocytes appear in circulation in the fifth month of gestation and increase toward term when there is a relative monocytosis. The absolute monocyte counts rise during the early neonatal period and then decrease slightly in the third week of postnatal life. The absolute monocyte counts average about 1400/μL at 40 weeks of gestation.


Sep 9, 2023 | Posted by in PEDIATRICS | Comments Off on Neonatal Immunity

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