Genome, Exome, and Targeted Next-Generation Sequencing in Neonatal Diabetes




The use of targeted gene panels now allows the analysis of all the genes known to cause a disease in a single test. For neonatal diabetes, this has resulted in a paradigm shift with patients receiving a genetic diagnosis early and the genetic results guiding their clinical management. Exome and genome sequencing are powerful tools to identify novel genetic causes of known diseases. For neonatal diabetes, the use of these technologies has resulted in the identification of 2 novel disease genes ( GATA6 and STAT3 ) and a novel regulatory element of PTF1A , in which mutations cause pancreatic agenesis.


Key points








  • Next-generation sequencing has revolutionized the approach to genetic testing and research.



  • The 3 main applications of next-generation sequencing technology are targeted gene panels and exome and genome sequencing.



  • Neonatal diabetes is a genetically and clinically heterogeneous disease, which means that genetic testing and research of new causes of the disease are challenging.



  • A targeted gene panel has been developed to test all the known causes of neonatal diabetes in a single test. Early comprehensive testing has changed the way patients with neonatal diabetes are managed.



  • Exome sequencing is a powerful tool to identify novel disease genes. In neonatal diabetes, it has led to the identification of 2 novel causes: mutations in GATA6 and STAT3.



  • Genome sequencing is the most comprehensive test available, and it was used to identify mutations in a novel enhancer that cause pancreatic agenesis.






Introduction to neonatal diabetes


Neonatal diabetes diagnosed before 6 months is a rare disease (approximate incidence of 1:100,000 live births ) that reflects severe β-cell dysfunction ( Fig. 1 ). Two separate studies have shown that diabetes diagnosed before 6 months of age is most likely to have a monogenic cause rather than being caused by autoimmunity.




Fig. 1


The β cell and genes causing neonatal diabetes. Gene names are reported in black font. KCNJ11, ABCC8, SLC19A2, and SLC2A2 are transmembrane channels. FOXP3 and STAT3 are involved in the immune response. HNF1B, PDX1, PTF1A, RFX6, NEUROG3, GATA6, NEUROD1, GATA4, GLIS3, NKX2-2, and MNX1 are transcription factors that regulate genes in the nucleus. EIF2AK3 and IER3IP1 regulate protein trafficking in the endoplasmic reticulum. Mutations in the INS gene cause neonatal diabetes either by resulting in absence of insulin or by producing a defective insulin protein that accumulates in the endoplasmic reticulum and is not secreted in the blood stream. For genes encoding proteins acting within the β cell, the position of the gene name indicates the intracellular location of the protein. Substrates and transported molecules are indicated in blue. Biological processes are indicated in red.


Neonatal diabetes is a clinically and genetically heterogeneous disease. To date there are 23 different genetic causes of neonatal diabetes that identify different clinical subtypes of the disease (De Franco and colleagues, submitted for publication and ) (see Fig. 1 , Table 1 ).



Table 1

Genetic causes of neonatal diabetes












































































































































































Gene Mode of Inheritance Neonatal Diabetes Phenotype Additional Features Frequency in NDM Patients (De Franco et al, Submitted ) (%) References
6q24 Transient Intrauterine growth retardation, macroglossia, umbilical hernia, neurologic features (rare) 11.1 Gardner et al, Temple et al, Temple & Shield
ABCC8 Dominant/recessive Transient, permanent Developmental delay with/without epilepsy 14.7 Babenko et al, Proks et al
EIF2AK3 Recessive Permanent Skeletal dysplasia, liver dysfunction 7.5 Delepine et al, Rubio-Cabezas et al
FOXP3 X-linked Permanent Eczema, enteropathy, other autoimmune features 1.4 Chatila et al
GATA4 Dominant Transient, permanent Exocrine insufficiency, congenital heart malformations 0.4 D’Amato et al, Shaw-Smith et al
GATA6 Dominant Transient, permanent Exocrine insufficiency, congenital heart malformation, neurologic defects, hypothyroidism, gut and hepatobiliary malformations 2.8 Lango Allen et al, De Franco et al
GCK Recessive Permanent 2.9 Njolstad et al, Barbetti et al
GLIS3 Recessive Permanent Hypothyroidism 0.9 Dimitri et al, Senee et al
HNF1B Dominant Transient Exocrine insufficiency, renal cysts 0.2 Edghill et al, Yorifuji et al
IER3IP1 Recessive Permanent Microcephaly, epilepsy 0.1 Abdel-Salam et al, Poulton et al
INS Dominant/recessive Transient, permanent 10.8 Garin et al, Stoy et al
KCNJ11 Dominant Transient, permanent Developmental delay with/without epilepsy 23.5 Gloyn et al, Gloyn et al
MNX1 Recessive Permanent Sacral agenesis, neurologic defects 0.1 Flanagan et al
NEUROD1 Recessive Permanent Cerebellar hypoplasia, sensorineural deafness, visual impairment 0.3 Rubio-Cabezas et al
NEUROG3 Recessive Permanent Congenital malabsorptive diarrhea 0.2 Rubio-Cabezas et al
NKX2-2 Recessive Permanent Corpus callosum agenesis 0.2 Flanagan et al
PDX1 Recessive Permanent Exocrine insufficiency 0.6 Schwitzgebel et al, Stoffers et al, Thomas et al, De Franco et al, Nicolino et al
PTF1A Recessive Permanent Exocrine insufficiency, cerebellar agenesis (only for coding mutations) 2.2 Al-Shammari et al, Sellick et al, Tutak et al, Weeden et al
RFX6 Recessive Permanent Intestinal atresia and/or malrotation, gall bladder agenesis 0.1 Smith et al, Spiegel et al
SLC19A2 Recessive Permanent Thiamine-responsive megaloblastic anemia, sensorineural deafness 0.7 Bay et al, Bergmann et al, Mandel et al, Shaw-Smith et al
SLC2A2 Recessive Transient Hepatorenal glycogen accumulation, renal dysfunction, impaired utilization of glucose and galactose 0.6 Sansbury et al
STAT3 Dominant Permanent Autoimmune enteropathy, thyroid dysfunction, pulmonary disease, juvenile-onset arthritis 0.4 Flanagan et al
ZFP57 Recessive Transient Intrauterine growth retardation 1.2 Mackay et al, Mackay & Temple


The most common causes of neonatal diabetes are mutations in the genes encoding the subunits of the voltage-dependent potassium channel ABCC8 and KCNJ11 . Correct function of the potassium channel is necessary for secretion of insulin in response to glucose levels. Approximately 40% of patients with neonatal diabetes have a potassium channel gene mutation. Patients with mutations in these two genes are sensitive to sulfonylurea treatment, and their glycemic control can be greatly improved switching from insulin to sulfonylurea therapy. This finding has led to international guidelines suggesting immediate referral for genetic testing after a clinical diagnosis of neonatal diabetes. Mutations in KCNJ11 and ABCC8 can cause transient neonatal diabetes, permanent neonatal diabetes, or DEND (developmental delay, epilepsy, and neonatal diabetes) syndrome.


Clinically neonatal diabetes can be divided into 3 broad categories:




  • Transient neonatal diabetes (The diabetes remits and eventually relapses later in life.)



  • Permanent neonatal diabetes (The diabetes does not remit.)



  • Syndromic neonatal diabetes (Neonatal diabetes is one of the clinical features characterizing a syndrome.)



The most common causes of transient neonatal diabetes are methylation abnormalities resulting in overexpression of paternally expressed genes at the 6q24 locus and mutations in ABCC8 or KCNJ11 (see Table 1 ). Patients with a transient form of neonatal diabetes are diagnosed with hyperglycemia in the first 6 months of life; the diabetes then remits, and in most cases it relapses later in life.


Isolated insulin-requiring permanent neonatal diabetes is caused by mutations in the INS and GCK genes. Mutations in 18 genes are known to cause syndromic neonatal diabetes (see Table 1 ), in which neonatal diabetes is just one of the features of the clinical spectrum that defines a particular condition. Because neonatal diabetes is diagnosed in the first 6 months of life, in most cases it is the presenting feature of the syndrome; additional clinical features will sequentially appear later in life. For this reason, a differential clinical diagnosis in the first 6 months of life is often difficult and can only be achieved months or even years after the first presentation with neonatal diabetes.




Introduction to neonatal diabetes


Neonatal diabetes diagnosed before 6 months is a rare disease (approximate incidence of 1:100,000 live births ) that reflects severe β-cell dysfunction ( Fig. 1 ). Two separate studies have shown that diabetes diagnosed before 6 months of age is most likely to have a monogenic cause rather than being caused by autoimmunity.




Fig. 1


The β cell and genes causing neonatal diabetes. Gene names are reported in black font. KCNJ11, ABCC8, SLC19A2, and SLC2A2 are transmembrane channels. FOXP3 and STAT3 are involved in the immune response. HNF1B, PDX1, PTF1A, RFX6, NEUROG3, GATA6, NEUROD1, GATA4, GLIS3, NKX2-2, and MNX1 are transcription factors that regulate genes in the nucleus. EIF2AK3 and IER3IP1 regulate protein trafficking in the endoplasmic reticulum. Mutations in the INS gene cause neonatal diabetes either by resulting in absence of insulin or by producing a defective insulin protein that accumulates in the endoplasmic reticulum and is not secreted in the blood stream. For genes encoding proteins acting within the β cell, the position of the gene name indicates the intracellular location of the protein. Substrates and transported molecules are indicated in blue. Biological processes are indicated in red.


Neonatal diabetes is a clinically and genetically heterogeneous disease. To date there are 23 different genetic causes of neonatal diabetes that identify different clinical subtypes of the disease (De Franco and colleagues, submitted for publication and ) (see Fig. 1 , Table 1 ).



Table 1

Genetic causes of neonatal diabetes












































































































































































Gene Mode of Inheritance Neonatal Diabetes Phenotype Additional Features Frequency in NDM Patients (De Franco et al, Submitted ) (%) References
6q24 Transient Intrauterine growth retardation, macroglossia, umbilical hernia, neurologic features (rare) 11.1 Gardner et al, Temple et al, Temple & Shield
ABCC8 Dominant/recessive Transient, permanent Developmental delay with/without epilepsy 14.7 Babenko et al, Proks et al
EIF2AK3 Recessive Permanent Skeletal dysplasia, liver dysfunction 7.5 Delepine et al, Rubio-Cabezas et al
FOXP3 X-linked Permanent Eczema, enteropathy, other autoimmune features 1.4 Chatila et al
GATA4 Dominant Transient, permanent Exocrine insufficiency, congenital heart malformations 0.4 D’Amato et al, Shaw-Smith et al
GATA6 Dominant Transient, permanent Exocrine insufficiency, congenital heart malformation, neurologic defects, hypothyroidism, gut and hepatobiliary malformations 2.8 Lango Allen et al, De Franco et al
GCK Recessive Permanent 2.9 Njolstad et al, Barbetti et al
GLIS3 Recessive Permanent Hypothyroidism 0.9 Dimitri et al, Senee et al
HNF1B Dominant Transient Exocrine insufficiency, renal cysts 0.2 Edghill et al, Yorifuji et al
IER3IP1 Recessive Permanent Microcephaly, epilepsy 0.1 Abdel-Salam et al, Poulton et al
INS Dominant/recessive Transient, permanent 10.8 Garin et al, Stoy et al
KCNJ11 Dominant Transient, permanent Developmental delay with/without epilepsy 23.5 Gloyn et al, Gloyn et al
MNX1 Recessive Permanent Sacral agenesis, neurologic defects 0.1 Flanagan et al
NEUROD1 Recessive Permanent Cerebellar hypoplasia, sensorineural deafness, visual impairment 0.3 Rubio-Cabezas et al
NEUROG3 Recessive Permanent Congenital malabsorptive diarrhea 0.2 Rubio-Cabezas et al
NKX2-2 Recessive Permanent Corpus callosum agenesis 0.2 Flanagan et al
PDX1 Recessive Permanent Exocrine insufficiency 0.6 Schwitzgebel et al, Stoffers et al, Thomas et al, De Franco et al, Nicolino et al
PTF1A Recessive Permanent Exocrine insufficiency, cerebellar agenesis (only for coding mutations) 2.2 Al-Shammari et al, Sellick et al, Tutak et al, Weeden et al
RFX6 Recessive Permanent Intestinal atresia and/or malrotation, gall bladder agenesis 0.1 Smith et al, Spiegel et al
SLC19A2 Recessive Permanent Thiamine-responsive megaloblastic anemia, sensorineural deafness 0.7 Bay et al, Bergmann et al, Mandel et al, Shaw-Smith et al
SLC2A2 Recessive Transient Hepatorenal glycogen accumulation, renal dysfunction, impaired utilization of glucose and galactose 0.6 Sansbury et al
STAT3 Dominant Permanent Autoimmune enteropathy, thyroid dysfunction, pulmonary disease, juvenile-onset arthritis 0.4 Flanagan et al
ZFP57 Recessive Transient Intrauterine growth retardation 1.2 Mackay et al, Mackay & Temple

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Oct 2, 2017 | Posted by in PEDIATRICS | Comments Off on Genome, Exome, and Targeted Next-Generation Sequencing in Neonatal Diabetes

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