Objective
We sought to determine whether small-for-gestational age (SGA) and large-for-gestational age (LGA) birthweights increase autism risk.
Study Design
This was a retrospective cohort analysis comparing children with autism (n = 20,206) within a birth cohort (n = 5,979,605). Stratification by sex and birthweight percentile (SGA, <5th or 5-10th percentile; appropriate size for gestational age [GA], >10th to <90th percentile; LGA, either 90-95th or >95th percentile) preceded Cochran-Mantel-Haenszel analysis for GA effect, and multivariate analysis.
Results
Autism risk was increased in preterm SGA (<5th percentile) infants 23-31 weeks (adjusted odds ratio [aOR], 1.60; 95% confidence interval [CI], 1.09–2.35) and 32-33 weeks (aOR, 1.83; 95% CI, 1.16–2.87), and term LGA (>95th percentile) infants 39-41 weeks (aOR, 1.16; 95% CI, 1.08–1.26), but was decreased in preterm LGA infants 23-31 weeks (aOR, 0.45; 95% CI, 0.21–0.95).
Conclusion
SGA was associated with autism in preterm infants, while LGA demonstrated dichotomous risk by GA, with increased risk at term, and decreased risk in the premature infants. These findings likely reflect disparate pathophysiologies, and should influence prenatal counseling, pediatric autism screening, and further autism research.
Autism is a neurodevelopmental disorder involving impaired communication skills, limited social interactions, restricted interests, and stereotypical behaviors. Autism is often associated with abnormalities in cognitive functioning, learning, attention, and sensory processing, and typically presents in early childhood. The autism spectrum disorders are considered to be a significant public health issue, affecting 0.9% of US children.
Despite increased public awareness and research efforts, the etiology of autism remains largely uncertain. Based on the myriad of genetic, environmental, perinatal, and immunologic associations to date, it is likely that either there is a multifactorial causal pathway (eg, an underlying genetic susceptibility triggered by an exogenous stressor) or that autism is the common end point of multiple causal pathways. Adverse perinatal conditions are common targets of inquiry, and several conditions, including prematurity and low birthweight (BW) have been associated with the later development of autism.
Prior analyses evaluated the role of abnormal BW percentiles, with conflicting results. A recent comprehensive metaanalysis of perinatal and neonatal risk factors for autism reported that small-for-gestational age (SGA) but not large-for-gestational age (LGA) BW were significantly associated with autism. Within a Swedish case-control study, LGA BW were associated with increased rates of autism (odds ratio [OR], 1.7; 95% confidence interval [CI], 1.0–2.7). An analysis of autism risk by BW appropriateness stratified by gestational age (GA) at birth has not been published. It is conceivable that the combination of intrauterine and postnatal stressors associated with growth restriction and prematurity, or alternately fetal overgrowth met with placental senescence at term, may be more detrimental to neurodevelopment than anticipated. The goal of this analysis was to determine whether SGA or LGA infants are at increased risk for autism relative to appropriate-for-GA infants, and whether the association differs by GA at birth.
Materials and Methods
This was a population-based cohort study, approved by the California Protection of Human Subjects Committee; the Office of Statewide Health Planning and Development (OSHPD); and the University of California, Davis Human Subjects Committee.
We utilized a database constructed by our group in 2007 to evaluate perinatal risk factors for developmental disabilities. An 11-year birth cohort (Jan. 1, 1991, through Dec. 31, 2001) was identified within a database provided by the California OSHPD, which had previously merged birth records from the Linked Vital Statistics Birth and Infant Death File published by the California Department of Health Services with maternal and infant hospital discharge records from the entire state. The analysis was limited to infants who survived to 1 year of age, without exclusion of children with comorbid congenital or neurodevelopmental abnormalities. This database provided perinatal data that was collected prospectively (at the time of hospital discharge, and filing of birth certificate data), such as maternal demographics and comorbidities, prenatal care, delivery type, and infant BW and GA at delivery. We then identified children with autism within the California Department of Disabilities database who were born in California from Jan. 1, 1991, through Dec. 31, 2001, and linked their information to the maternal and infant birth records within the OSHPD/Department of Health Services files using linkage analysis. The overall rate of successful linkage was 85%, with a range of 81% (in 1991) to 90% (in 2001).
In the current analysis, the predictive variable was defined as BW appropriateness for GA. All births in the cohort were separated by year of birth and sex, and were then assigned to a GA group based on completed weeks of gestation at the time of birth. Regarding determination of GA, the basis for dating criteria was not a variable included within the California OSHPD administrative birth files. For each year, we calculated the threshold values for male and female BW appropriateness by GA within the annual birth cohort (at the 5th, 10th, 90th, and 95th BW percentiles). Each birth according to sex and year was identified as SGA (either <5th or 5-10th percentile), appropriate for GA (>10th to <90th percentile), or LGA (either 90-95th or >95th percentile). Annualized BW percentile thresholds for each GA were tabulated and averaged for descriptive purposes ( Table 1 ). Trend tests demonstrated no significant time trend in percentile thresholds over the 1991 through 2001 time period.
Birthweight percentile | ||||
---|---|---|---|---|
5th | 10th | 90th | 95th | |
Sex | Birthweight, g | |||
Male | ||||
Gestational age | ||||
23 | 539 | 569 | 1147 | 1302 |
24 | 543 | 599 | 1138 | 1289 |
25 | 587 | 648 | 1236 | 1447 |
26 | 633 | 712 | 1431 | 1655 |
27 | 695 | 779 | 1622 | 1892 |
28 | 774 | 875 | 1886 | 2168 |
29 | 865 | 967 | 2262 | 2505 |
30 | 963 | 1105 | 2642 | 2828 |
31 | 1118 | 1278 | 2960 | 3107 |
32 | 1319 | 1502 | 3208 | 3346 |
33 | 1532 | 1735 | 3412 | 3557 |
34 | 1765 | 1964 | 3585 | 3747 |
35 | 1994 | 2188 | 3722 | 3931 |
36 | 2193 | 2380 | 3755 | 3977 |
37 | 2411 | 2602 | 3844 | 4055 |
38 | 2630 | 2797 | 3962 | 4157 |
39 | 2772 | 2934 | 4080 | 4267 |
40 | 2853 | 3021 | 4174 | 4360 |
41 | 2888 | 3060 | 4249 | 4438 |
42 | 2838 | 3016 | 4240 | 4433 |
43 | 2807 | 2984 | 4180 | 4376 |
Female | ||||
Gestational age | ||||
23 | 491 | 520 | 1130 | 1253 |
24 | 523 | 547 | 1110 | 1263 |
25 | 558 | 600 | 1181 | 1405 |
26 | 596 | 656 | 1325 | 1593 |
27 | 652 | 723 | 1600 | 1915 |
28 | 687 | 795 | 1908 | 2189 |
29 | 800 | 913 | 2322 | 2534 |
30 | 933 | 1063 | 2679 | 2849 |
31 | 1065 | 1221 | 2987 | 3124 |
32 | 1219 | 1411 | 3186 | 3339 |
33 | 1451 | 1643 | 3373 | 3526 |
34 | 1677 | 1873 | 3521 | 3697 |
35 | 1891 | 2089 | 3627 | 3837 |
36 | 2091 | 2287 | 3655 | 3871 |
37 | 2320 | 2500 | 3725 | 3928 |
38 | 2530 | 2700 | 3827 | 4017 |
39 | 2681 | 2829 | 3925 | 4111 |
40 | 2762 | 2913 | 4015 | 4194 |
41 | 2790 | 2951 | 4084 | 4267 |
42 | 2758 | 2918 | 4081 | 4269 |
43 | 2724 | 2883 | 4041 | 4233 |
The outcome of the current analysis was a diagnosis of autism. Within California, 75-80% of children with autism are followed up by the California Department of Developmental Services (DDS), which provides services for people with autism, epilepsy, cerebral palsy, and mental retardation, without regard for income. The Client Development Evaluation Report (CDER) database held by DDS was utilized to identify cases of autism by: (1) an autistic level of “one” (full syndrome autism) on any CDER report; or (2) an International Classification of Diseases, Ninth Revision ( ICD -9) code of 299.0 (autistic disorder), 299.8, or 299.9. As specific autism ICD -9 codes were not routinely included in the CDER during the time period queried, we do not have precise information regarding the number of cases of each autism spectrum disorder included without our cohort. We suspect that the majority of cases were autistic disorder, which is the only autism spectrum disorder eligible for services through DDS, in the absence of significant disability. While autism is typically diagnosed by age 3 years, the analysis included cases identified by DDS through Nov. 30, 2006, at which time the youngest member of our cohort was 4 years and 11 months old, leaving time for most of the children with a delayed diagnosis to be included in the analysis.
To estimate the strength of association between BW percentile and autism, OR was calculated with 95% CI. A multivariate logistic regression analysis was designed to account for perinatal risk factors previously associated with both BW percentiles extremes (SGA or LGA) and autism. We screened covariates for association with BW percentile (either SGA or LGA) using previously published studies, and confirmed an association with autism through the univariate analysis, using a 95% CI entirely >1.0 or <1.0 as a threshold for inclusion. We included chronic hypertension ( ICD-9, Clinical Modification [ ICD-9-CM ] 642.0-642.2, 642.7), preeclampsia ( ICD-9-CM 642.5), maternal diabetes ( ICD-9-CM 250, 648.0, 648.8), maternal age, twin gestation ( ICD-9-CM 651.0), birth order (derived from maternal parity), race, and interpregnancy interval (derived from a search for previous deliveries in mothers with a parity >0).
To determine whether GA at birth influenced the association between autism risk and BW appropriateness, the analysis was stratified by GA: very preterm 23-27 weeks 6 days and 28-31 weeks 6 days; midpreterm 32-33 weeks 6 days; late preterm 34-36 weeks 6 days; early term 37-38 weeks 6 days; term 39-41 weeks 6 days; and postdates >42 weeks. Effect modification was ascertained for GA strata using a Cochran-Mantel-Haenszel test for difference of OR without a continuity correction.
Results
Within the cohort of 5,979,605 children born in California from 1991 through 2001, 21,717 children with autism were identified. The remainder of the birth cohort served as the control group (n = 5,957,888). Male sex, advanced maternal and paternal ages, Asian race, chronic hypertension, preeclampsia, any form of diabetes, high birth order (≥3), short interpregnancy interval, and twin gestations were significantly associated with autism ( Table 2 ).
No autism | Autism | Analysis | ||||
---|---|---|---|---|---|---|
Variable | Deliveries, n | % | Deliveries, n | % | OR | 95% CI |
Total | 5,957,888 | 21,717 | ||||
Sex of child | ||||||
Male | 3,040,131 | 51 | 18011 | 83 | 4.66 | 4.50–4.84 |
Female | 2,917,757 | 49 | 3706 | 17 | 1.00 | Reference |
Age of mother | ||||||
≤20 | 960,822 | 16 | 1753 | 8 | 0.77 | 0.68–0.86 |
21-25 | 1,499,201 | 25 | 4263 | 20 | 1.00 | Reference |
26-30 | 1,633,158 | 27 | 6081 | 28 | 1.28 | 1.21–1.36 |
30-35 | 1,242,483 | 21 | 5927 | 27 | 1.67 | 1.57–1.77 |
35-40 | 530,653 | 9 | 3107 | 14 | 2.02 | 1.89–2.16 |
≥41 | 90,664 | 2 | 583 | 3 | 2.15 | 1.91–2.43 |
Age of father | ||||||
≤20 | 408,807 | 7 | 668 | 3 | 0.73 | 0.61–0.87 |
21-25 | 1,149,714 | 19 | 2838 | 13 | 1.00 | Reference |
26-30 | 1,480,484 | 25 | 4958 | 23 | 1.30 | 1.21–1.39 |
30-35 | 1,339,188 | 22 | 5741 | 26 | 1.63 | 1.52–1.74 |
35-40 | 757,722 | 13 | 3953 | 18 | 1.98 | 1.84–2.12 |
≥41 | 408,036 | 7 | 2449 | 11 | 2.29 | 2.12–2.48 |
Maternal race/ethnicity | ||||||
Non-hispanic white | 2,082,149 | 35 | 8789 | 40 | 1.00 | Reference |
African American | 421,764 | 7 | 1764 | 8 | 1.02 | 0.95–1.10 |
Hispanic | 2,759,541 | 46 | 7809 | 36 | 0.69 | 0.66–0.73 |
Asian | 593,146 | 10 | 3049 | 14 | 1.33 | 1.25–1.41 |
Other race | 75,398 | 1 | 206 | 1 | 0.69 | 0.57–0.84 |
Chronic hypertension | ||||||
No | 5,919,730 | 99 | 21516 | 99 | 1.00 | Reference |
Yes | 38,158 | 1 | 201 | 1 | 1.45 | 1.26–1.67 |
Preeclampsia | ||||||
No | 5,700,487 | 96 | 20468 | 94 | 1.00 | Reference |
Yes | 257,401 | 4 | 1249 | 6 | 1.42 | 1.29–1.57 |
Diabetes (any) | ||||||
No | 5,747,210 | 96 | 20624 | 95 | 1.00 | Reference |
Yes | 210,678 | 4 | 1093 | 5 | 1.42 | 1.34–1.52 |
Parity | ||||||
Unknown | 8,336 | <1 | 23 | 28 | 0.14 | 0.01–1.50 |
Nulliparous | 2,314,526 | 39 | 9194 | 42 | 1.00 | Reference |
1 | 1,851,911 | 31 | 7810 | 36 | 0.29 | 0.04–2.04 |
2 | 1,003,761 | 17 | 2937 | 14 | 0.20 | 0.03–1.41 |
3 | 440,443 | 7 | 1087 | 5 | 0.15 | 0.02–1.08 |
4 | 181,708 | 3 | 370 | 2 | 0.13 | 0.02–0.93 |
≥5 | 157,203 | 3 | 296 | 1 | 0.13 | 0.02–0.91 |
Birth order | ||||||
Unknown | 772,322 | 13 | 3185 | 41 | 1.16 | 1.11–1.20 |
1 | 5,162,747 | 87 | 18,414 | 36 | 1.00 | Reference |
2 | 22,466 | <1 | 114 | 5 | 1.4 | 1.18–1.71 |
≥3 | 353 | <1 | 4 | 11 | 3.18 | 1.19–8.52 |
Multiple gestation | ||||||
No | 5,882,776 | 99 | 21234 | 98 | 1.00 | Reference |
Yes | 75,112 | 1 | 483 | 2 | 1.81 | 1.65–1.98 |
Months since last live birth | ||||||
Unknown | 2,721,666 | 46 | 10992 | 51 | 1.5 | 1.39–1.61 |
0-1.5 y | 367,914 | 6 | 1673 | 8 | 1.70 | 1.60–1.81 |
1.5-2.5 y | 796,301 | 13 | 3310 | 15 | 1.53 | 1.45–1.62 |
2.5-4 y | 850,760 | 14 | 2328 | 11 | 1.00 | Reference |
4-6 y | 604,500 | 10 | 1383 | 6 | 0.82 | 0.76–0.88 |
≥6 y | 616,747 | 10 | 2031 | 9 | 1.19 | 1.12–1.26 |
Birthweight percentile | ||||||
Unknown | 436,800 | 7 | 1516 | 7 | 0.97 | 0.92–1.02 |
<5% | 260,587 | 4 | 1090 | 5 | 1.17 | 1.10–1.24 |
5-10% | 280,316 | 5 | 1070 | 5 | 1.07 | 1.00–1.13 |
>10 to <90% | 4,414,624 | 74 | 15828 | 73 | 1.00 | Reference |
90-95% | 290,242 | 5 | 1083 | 5 | 1.04 | 0.98–1.11 |
>95% | 275,319 | 5 | 1130 | 5 | 1.15 | 1.08–1.22 |