Sedation of Pediatric Patients for Dental Procedures: The United States, European, and South American Experience



Fig. 20.1
Extensive dental caries



Definitive treatment of dental caries depends on the extent of destruction of the crown of a tooth. Small lesions can often be treated with tooth-colored composite materials. Dental treatment can require restorations or crowns as the carious lesions increase in size. Sometimes the extent of caries is sufficient to involve the pulp chamber that houses the nerve and blood supply to the tooth resulting in the need for pulpotomies, root canal therapy, or extraction.

When tooth decay involves the dentine, treatment usually requires local anesthetics for pain control associated with the operative tooth preparation (i.e., instrumentation) or tooth conditioning (e.g., etching and bonding). Administration of local anesthetics involves needles and syringes, which in and of themselves may cause patient anxiety and discomfort. This “intrusion” of the patient’s personal space by a dentist during this procedure has been suggested as possibly the most difficult part of the patient–doctor relationship involving children [5].

Nerve blocks and infiltration with local anesthetics may not always result in profound anesthesia especially when the extent of caries has impacted the nerve chamber of the tooth or anesthesia administration (i.e., technique and/or amount) is inadequate. Simple classical conditioning that involves the pairing of dental instrumentation and pain including transmitted sounds and other sensations often result in patient discomfort, anxiety, and fear [6].

Children can learn to be dental phobics. They are susceptible at almost any age to such conditioning and may have limited psychological, emotional, and social resources to cope with its effects. Avoiding procedural pain in almost any situation or setting can have a strong element of positive reinforcement of the avoidance process. Pharmacological management of the patient’s behaviors during dental treatment may then become necessary.

The number of children who require sedation for dental treatment is unknown. One can estimate, based on information in a report [7], that pediatric dentists who use sedative agents other than nitrous oxide alone may sedate at least 300,000 children per year. This rate apparently has been slowly increasing over a 15-year period. In reality this is probably a significant underestimate of children who are sedated as the report involved a sample survey of pediatric dentists focusing primarily on orally administered sedation; and there are significantly fewer pediatric dentists in the country compared to the number of general practitioners who may also be administering sedatives to children. Furthermore, another survey report involving approximately the same magnitude of respondents as the previous study [7] indicated that the majority of pediatric dentists use nitrous oxide inhalation sedation on a routine basis [8].



Guidelines, Training, and Protocols


In 2007, the American Dental Association (ADA) published Guidelines for Teaching Pain Control and Sedation to Dentists and Dental Students along with a separate set of Guidelines for the Use of Sedation and General Anesthesia by Dentists [9, 10]. The ADA guidelines for Teaching Pain Control and Sedation to Dentists and Dental Students encourage psychological and pharmacological modalities [9]. Local anesthesia is stressed as the foundation of dental analgesia. The administration of local anesthesia, mild and moderate sedation are considered as skills that should be acquired in predoctoral or continuing education programs.

The curriculum for minimal sedation, a 16 h minimum course, should include nitrous oxide and enteral techniques. Intravenous (IV) and intramuscular techniques, in addition to the enteral and inhalation component, are taught with the moderate sedation curriculum. The Moderate Enteral Sedation Course is a minimum of 24 h didactics with ten adult cases (includes a mandatory three live adult cases). This course is not intended for the sedation of anyone under the age of 12. The Moderate Parenteral Sedation Course is a minimum of 60 h didactics and requires the management of a minimum of 20 patients via parenteral route of administration. This also is not directed for the sedation of patients <12 years of age. The sedation of <12 years of age requires additional supervised clinical experience and should follow the American Academy of Pediatrics (AAP)/American Academy of Pediatric Dentists (AAPD) Guidelines for Monitoring and Management of Pediatric Patients During and After Sedation for Diagnostic and Therapeutic Procedures [10, 11]. The administration of deep sedation and/or General Anesthesia (GA) requires separate, directed education as approved by the ADA Commission on Dental Accreditation (CODA) as well as current Basic Life Support (BLS) and Advanced Cardiac Life Support (ACLS). The accompanying clinical staff(s) of the dentist(s) who provide deep sedation and/or GA all require current BLS certification [10]. The dentist providing the deep sedation or GA is permitted to perform the dental procedures as long as there are two BLS trained individuals present—one of which is designated to monitor the patient. All deep sedation or general anesthetics require a minimum of three individuals, including the dentist providing the sedation/anesthetic [10]. All deep sedation/GA requires IV access prior to initiating the sedation with the exception of brief procedures or the poorly cooperative child. In the latter case, the IV may be initiated after deep sedation/GA is initiated [10].

Many state dental boards issue permits that are necessary before a dentist can perform sedation during dental procedures. The training requisite for permits varies according to individual state board rules and regulations and the permitting process often may involve a system that is dependent on practitioner training and route of administration of the sedative. For example, a practitioner may be issued a permit limiting his/her sedations to oral administration only. A practitioner who is issued a parenteral IV permit can use any route of administration but not progress to a depth of GA. Only an individual who has a GA permit can administer any agent via any route of administration. These sedation providers are usually dental anesthesiologists or oral and maxillofacial surgeons.

The breadth and status of teaching received by dental students about pediatric sedation is minimal [12, 13]. Furthermore, it is likely that such experiences vary widely and are probably dependent primarily on faculty training, support services, and resources at each dental institution. It is no longer possible, since the introduction of sedation permits, to sedate a patient without prior experience or training.

Specialty training in pediatric dentistry requires a minimum of 2 years and includes required didactic and clinical experiences in pharmacological management of children, according to the CODA. The extent of those experiences in clinical context, quality, and quantity has varied in the past from program to program; and standardization of experiences among the 70 plus advanced training programs was relatively unregulated and minimal. However, as a result of a report from a taskforce commissioned by the American Academy of Pediatric Dentistry (AAPD), CODA changed its accreditation standards specifically related to sedation training. Now the CODA standard for all advanced training programs in Pediatric Dentistry indicates that every resident in every program must participate in 50 sedation experiences. Furthermore, they must be the operator in 25 of the 50 cases. This new standard should impact all programs and bring more consistency and standardization to training of pediatric dentists. The overwhelming majority of programs primarily teach the use of the oral route of sedation. Rarely, IV sedation is taught and if so, a dental anesthesiologist or oral and maxillofacial surgeon provides that aspect of care.

In the private practice setting of pediatric dentistry, typically a single dentist or small group utilizes an office remote from a hospital or surgical center to provide oral health care including sedation procedures. Local resources of dental/medical anesthesiologists or other personnel trained in IV sedation are relatively rare, but growing in popularity in certain regions of the US. Otherwise, the practitioner is left with little option but to provide minimal or moderate depths of sedation via the oral route, consistent with his/her training.

Five years ago, directors of pediatric dentistry training programs indicated that as compared to a decade prior, there was an increase in the volume of sedations as well as more didactic hours devoted to sedation, and the management of sedation-related emergencies [14]. More recently, the directors of these programs have the impression that there is a greater emphasis on sedation, likely reflective of the current influence of state board regulations, professional societies, litigation, and in particular, guidelines. Similar tendencies have been addressed in the medical community [15].


Children’s Behavior


In 1991, the AAPD first published a Guideline on Behavior Guidance for the Pediatric Dental Patients. These guidelines have been updated six times, as recently as 2011 [16]. These guidelines are important because they reflect the role of the entire Sedation Team, inclusive of the parents, in caring for the dental patient. The guidelines present and reinforce the role of the parents in assessing and predicting how their child will respond to the procedure, taking into account past experiences with medical procedures (see Table 20.1) [17]. Tools at patient assessment are reviewed and detailed (see Table 20.2) [16]. It also provides specific recommendations on different approaches to communicating with and interacting with a child and parents: Tell-show-do, voice control, non-verbal communication, positive reinforcement, distraction, and parental presence/absence. Techniques of Advanced Behavior Guidance are described, which include protective stabilization, sedation, and general anesthesia.


Table 20.1
Parent assessment of child behavior [17]





















































How do you think your child has reacted to past medical procedures?

1. Very poor

2. Moderately poor

3. Moderately good

4. Very good

How would you rate your child’s anxiety (fear, nervousness) at this moment?

1. Very high

2. Moderately high

3. Moderately low

4. Low

How do you think your child will react to this procedure?

1. Very poor

2. Moderately poor

3. Moderately good

4. Very good

In the past 2 years my child experienced actual physical pain in connection with medical procedures:

1. Quite often (three or more times)

2. Occasionally (one or two times)

3. Never

How do you feel about the previous sedation experience?

1. Very poor

2. Moderately poor

3. Moderately good

4. Very good



Table 20.2
Patient assessment tools (American Academy of Pediatric Dentistry, 1990)












































Tool

Format

Application

Toddler temperament scale

Parent questionnaire

Behavior of 12- to 36-month-old child

Behavioral style questionnaire (BSQ)

Parent questionnaire

Temperament of child 3–7 years old

Eyberg Child Behavior Inventory (ECBI)

Parent questionnaire

Frequency and intensity of 36 common behavioral problems

Facial Image Scale (FIS)

Drawings of faces, child chooses

Anxiety indicator suitable for preliterate children

Children’s Dental Fear Picture Test (CDFP)

Three picture subtests, child chooses

Dental fear assessment for children >5 years old

Child Fear Survey Schedule-Dental Subscale (CFSS-DS)

Parent questionnaire

Dental fear assessment

Parent–child Relationship Inventory (PCRI)

Parent questionnaire

Parent attitudes and behaviors that may result in behavior problems in their child

Corah’s Dental Anxiety Scale (DAS)

Parent questionnaire

Dental anxiety of parent


Modified from [16]

Dental anxiety and fear are thought to affect 8–20 % of children. Some have emphasized that patients with dental anxiety and fear do not necessarily display disruptive behaviors. Furthermore, some patients who do react negatively in the dental setting may not have significant fear and/or anxiety toward dental procedures [18]. Older children generally can successfully cope with the experience of sitting cooperatively for routine dental procedures (including injections) and those who cannot tend to be preschoolers and toddlers. However, there are notable subsets of older children who tend to have greater fear and anxiety over dental treatment [19]. Age, cognitive and emotional development, maturational aspects of coping with challenging situations, and other characteristics of the child are well recognized as important discriminators for the clinician in recommending certain management techniques to the parent.

Another characteristic that has shown promise in discriminating how children may react to novel clinical situations is temperament. The temperament of a child may influence the outcome of sedations and other techniques used by pediatric dentists in managing child patients [2022]. Generally, the more approachable a child, the more likely the clinician can effectively interact and deliver care. Also, children who score differently on temperamental dimensions than their peers and have higher dental fears tend to have more negative emotionality, shyness, and higher degrees of impulsivity [19].

Several scales have been used to describe children’s behaviors during dental sedation procedures [23]. The Frankl scale is one of the more popular and widely used scales for categorizing children who may require sedation (Table 20.3) [16].


Table 20.3
Frankl Behavioral Rating Scale (American Academy of Pediatric Dentistry, 1990) [16]
















































Rating

Behavior

1

Definitely negative:

• Refusal of treatment

• Forceful crying

• Fearfulness

• Or any other overt evidence of extreme negativism

2

Negative:

• Reluctance to accept treatment

• Uncooperative

• Some evidence of negative attitude but not pronounced (sullen, withdrawn)

3

Positive:

• Acceptance of treatment

• Cautious behavior at times

• Willingness to comply with the dentist, at times with reservation, but patient follows the dentist’s directions cooperatively

4

Definitely positive:

• Good rapport with the dentist

• Interest in the dental procedures

• Laughter and enjoyment

Probably the most popular scale for rating sedated children during dental procedures is the Houpt-modified scale, which relies on a categorical feature for a portion of the procedure (e.g., local anesthesia) or all portions of the entire procedure (e.g., “Fair” sedation) (see Table 20.4) [24].


Table 20.4
Houpt Sedation Rating Scale



































































Sleep

Score

Fully awake, alert

1

Drowsy, disoriented

2

Asleep

3

Movement

Violent movement interrupting treatment

1

Continuous movement making treatment difficult

2

Controllable movement that does not interfere with treatment

3

No movement

4

Crying

Hysterical crying that demands attention

1

Continuous, persistent crying that makes treatment difficult

2

Intermittent, mild crying that does not interfere with treatment

3

No crying

4

Overall behavior

Aborted

1

Poor—treatment interrupted, only partially completed

2

Fair—treatment interrupted, but eventually all completed

3

Good—difficult, but all treatment performed

4

Very good—some limited crying or movement

5

Excellent—no crying or movement

6


Sedation Appointment Protocols


Typically, a sedation appointment in a dental office or clinic involves multiple steps, all of which follow a protocol. The protocol encompasses all the steps: the informed consent process, preoperative instructions, presedation history and physical examination including airway assessment, weighing the child, administering the agent orally, waiting for a latency period wherein the effects of sedation become noticeable, placement of the child in the dental chair and the nitrous oxide (N2O) hood over the patient’s nose, attaching monitors, proceeding with dental treatment, recovery, postoperative instructions, and discharge when appropriate criteria are attained (Fig. 20.2).

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Fig. 20.2
Sedated dental patient with monitors

Sedative protocols used by pediatric dentists can be generally characterized as follows. The children selected for sedation are usually healthy ((American Society of Anesthesiologists) ASA I). Children who have medical conditions whose risk is more moderate to severe (greater than ASA II) are very likely to be sedated only in hospital-based settings. Most children are preschoolers although significant numbers of older children may be anxious or fearful and require sedation. Sedatives are administered almost exclusively in pediatric and general dentistry offices via the oral route consistent with the predominant type of training currently occurring in programs [14], and the behavior and physiology are recorded while the child receives routine restorative care [22, 2537]. Usually, the behavior and physiology are documented on a time-based record by a dental assistant who performs interruptible tasks while working with the dentist. A standardized sedation recording sheet has been developed by the AAPD, Committee on Sedation and Anesthesia that conforms to the protocol portion of the AAPAAPD sedation guidelines (see Fig. 20.3).

A159425_2_En_20_Fig3a_HTML.gifA159425_2_En_20_Fig3b_HTML.gif


Fig. 20.3
(a, b) Sedation record consistent with American Academy of Pediatrics and American Academy of Pediatric Dentistry guidelines

Other incidental protocol events often include patient immobilization or stabilization (i.e., Papoose board®) [25, 3747]. Pediatric dentistry views the use of restraint not as punishment but as an intervention to improve the outcome or success of the sedation and procedure [48]. Pulse oximeters, blood pressure cuffs, and pretracheal or precordial stethoscopes are standard. Occasionally, side stream capnography is used but electrocardiography is rarely followed.

The choice of monitors is somewhat dependent on the behaviors exhibited by sedated children, the depth of sedation, and sedation guidelines. Behaviors and physiological parameters are fluid during the sedation, affected by the child’s reaction to the stimulation, the timing of the more intense procedural stimulation, and the dentist’s talents in calming or distracting the patient (rarely a part of study designs). For instance, heart rate typically increases most significantly and predictably during the injection of local anesthetics compared to other times of the procedure [36]. Generally, pediatric dentists target minimal or moderate sedation. Older children who require adult molar extractions, especially those that are bony impacted, the uncovering of impacted teeth, and other orthognathic surgeries are usually seen by oral and maxillofacial surgeons. Typically, they use intravenous sedation and general anesthesia in performing the aforementioned procedures.

In most practices, a parent and child arrive at least 30 min prior to the sedation procedure for preoperative assessment, consent, and further review of the medical history. The time between oral administration of sedative(s) and initiation of treatment may vary from 10 min to an hour depending on the drug or drug combination used (e.g., midazolam versus chloral hydrate [CH], respectively). The length of time involved with dental treatment ranges from 20 min to 2 h, according to the patient’s dental needs. Recovery is usually done in the dental chair or a quiet room of the dental office under direct parent and dental staff observation and monitoring. Discharge is consistent with the guidelines of the AAP and AAPD [49].

The oral route of administration remains the most popular route used by pediatric (and general) dentists in the US [7, 1214, 5053]. The most probable reason for this route of administration is historical and related to individual training and experience. The IV route of sedation is the most popular for oral surgeons, although their procedural need (e.g., frenectomies) to sedate preschoolers is probably much less than that of pediatric dentists. Some studies exist in which the IV route is used and managed by dental or medical anesthesiologists while the pediatric dentist performs restorative procedures in the office or outpatient care facility [5458]. Essentially these usually involve general anesthesia administered by an individual with a GA permit or training. Various agents have been used including methohexital [58], propofol [56, 57, 59], and ketamine [5961]. This type of care is generally limited across the US, but many pockets of the country use this protocol on a fairly frequent basis. This type of protocol seems more popular in countries outside of the US. The advantages and disadvantages of the oral route of administration compared to other routes are widely appreciated and understood even by parents.

The submucosal route is another fairly popular route of administration used by many pediatric dentists [22, 6265]. This route of administration may limit the range and number of sedative agents that can be used (e.g., CH cannot be administered via this route), but affords a clinical onset time and sedative impact more closely resembling IV compared to the oral route in children. The clinical effects happen relatively rapidly because children usually have excellent blood supply in and around the maxillary vestibules. Caution is advised because inadvertent and rapid injection of sedatives directly into blood vessels or a venous plexus can result in a more profound effect than anticipated. The submucosal technique is relatively easy to perform, and similar to administering local anesthesia for dental procedures, hence its relative popularity among pediatric dentists.


Sedatives


Most of the pediatric dental studies reported in the literature focus on drugs or drug combinations involving CH, meperidine, and midazolam used in conjunction with other agents such as hydroxyzine [14, 21, 22, 2434, 36, 37, 40, 4244, 46, 63114]. Occasional reports involve other benzodiazepines [41, 43, 108, 115117] but their widespread use is not common. Rarely and usually in collaboration with a dental or medical anesthesiologist, other drugs such as ketamine are used and compared to other drugs or combinations [71, 73, 109, 118125]. Other studies involve the IV or intramuscular routes usually done by or in collaboration with oral and maxillofacial surgeons or dental anesthesiologists for school-aged children [35, 42, 73, 89, 92, 126135].

CH was once the most popular sedative agent in pediatric dentistry. It still remains very popular. Its dosage range when used in combination with hydroxyzine, a relatively popular regimen, is 30–50 mg/kg CH and 1–2 mg/kg of hydroxyzine. A truly effective regimen is CH, meperidine, and hydroxyzine. The dosage range in this combination varies from a “low” dose combination (15–30 mg/kg CH, 1–2 mg/kg each of meperidine and hydroxyzine) to a “high” dose combination wherein the CH is relatively high but the meperidine and hydroxyzine are low (50 mg/kg CH, 1 mg/kg meperidine, and 25 mg of hydroxyzine). There seems to be a slightly higher incidence of true desaturations and apnea episodes in the “high” compared to the “low” dose combination but further study is needed. Studies have shown this “triple combination” technique to be relatively effective and safe [26, 44, 79, 80, 84, 91]. Yet, some postoperative events may raise some concern, even if discharge criteria are met [30].

The concept behind this triple combination is that all three agents induce variable degrees of drowsiness in a dosage-dependent fashion. Meperidine also provides euphoria and analgesia, reducing the amount of local anesthetic needed. Hydroxyzine provides some protection against mucosal irritation and vomiting. The effective onset time is usually 45 min and provides procedural sedation for 60–90 min, sufficient time for significant restorative dentistry. Most patients meet discharge criteria within 30–60 min following the dental procedure [26, 44, 79, 80, 84, 91].

Midazolam in recent years has surpassed CH in popularity as the most often used sedative agent among pediatric dentists. It is most often administered orally, but the intranasal (IN) route is also used frequently [39, 75, 96, 97, 136139]. One of the shortcomings of orally administered midazolam is its short working time that is limited to approximately 20 min of restorative care. Its advantage is that its onset of action when given by this route is 10 min or less. It is the sedative drug of choice for short restorative or extraction cases for children who require sedation. Midazolam frequently is combined with other sedatives and analgesics [31, 46, 67, 128, 140]. One of the primary purposes of combining these agents is to increase the restorative working time, take advantage of the properties of individual drugs (e.g., meperidine’s analgesic property when used with midazolam, which has no analgesic properties) and utilizing additive or potentiation effects of multiple agents, each of which may be used in lower doses. The dose of orally administered midazolam when used alone varies from 0.3 to 1.0 mg/kg. When combined with other agents, the dose usually decreases to 0.3–0.5 mg/kg. Likewise, in combination therapy the dose of meperidine is reduced from 2 to 1 mg/kg. The oral dosages of drugs, patient findings and characteristics, and concerns of these sedative agents are shown in Table 20.5. Drugs such as etomidate are not frequently utilized in the private practice community.


Table 20.5
Most commonly used sedative agents in pediatric dentistrya












































































Drug

Dose

Characteristics

Warnings

Sedation considerations (timing)

Reversibility

Chloral hydrate

20–50 mg/kg, max: 1 g

Oily

Airway blockage

Onset: 30–45 min

No

Not-palatable

Mucosal irritant

Separation time: 45 min

Irritability

Laryngospasms

Work: 1–1.5 hb

Sleep/drowsiness

Respiratory depressant

Cardiac arrhythmias

Meperidine

1–2 mg/kg, max: 50 mg (pethidine)

Clear

Respiratory depression

Onset: 30 min

Yes (narcan)

Non-palatable

Hypotension

Separation time: 30 min

Analgesia

Work: 1 hb

Euphoria

Dysphoria

Midazolam

0.3–1.0 mg/kg, max:

Clear

Angry child syndrome

Onset: 10 min

Yes (flumazenil)

15 mg (young child)

Non-palatable

Paradoxical reduction

Separation time: 10 min

20 mg (older child)

Relaxation

Respiratory depression

Work: 20 minb

Anterograde amnesia

Loss of head righting reflex


aThis table reflects common dosing, warnings, and sedation considerations but must be interpreted and applied with caution. The table reflects the views of the author

bWork: the procedure duration usually tolerated following sedative effect

A recent paper reviewed the efficacy and adverse event profile of midazolam with and without narcotics, both administered via different routes [141]. All patients received local anesthesia of lidocaine with epinephrine infiltrated into the gingiva. This was an important study because it evaluated the efficacy and safety of midazolam via the oral (PO) and the intranasal (IN) route and then examined the outcome when combined with oral transmucosal fentanyl citrate (OTFC) or IN sufentanil. There were four groups: PO midazolam (1 mg/kg), IN midazolam (0.7 mg/kg), IN midazolam (0.5 mg/kg) + OTFC (10–15 μ[mu]g/kg), IN midazolam (0.3 mg/kg) + IN sufentanil (1 μg/kg). IN midazolam had shortest time to onset (17 min) and similar efficacy to all the other groups. All groups were similarly efficacious (27 % of sedations were graded as ineffective). The OTFC was the poorest performer with a 37 min time to onset and 39 min recovery (other groups 26.5–30 min). This study suggests that IN midazolam may be an efficacious method of delivery, eliminating need for parenteral administration and supplemental narcotics [141]. Still, controversy over the best route remains, as some have shown better results with the intranasal route [142] while others favor the oral [143] or intramuscular route [42].

Nitrous oxide (N2O) is the most frequently used anxiolytic and analgesic agent used in pediatric dentistry. Typically, a nasal hood delivers nitrous oxide in an open system, thus entraining a significant amount of room air (see Fig. 20.2). In fact, adults and some children can decrease the proportion of nitrous oxide entering the lungs by breathing through their mouth (e.g., purposeful behavior or crying). The amount of N2O entering into the lungs of patients is 30–50 % less than the amount leaving the regulator portion of the dental N2O delivery system. Thus, if the dentist sets the N2O flow to 50 % at the regulator, only 25–35 % of N2O actually enters into the patient’s lung [144].

Nitrous oxide at concentrations of 30–50 % can be an excellent anxiolytic as well as a mild analgesic, via a mechanism that appears related to endogenous opioid systems [145]. For these reasons, N2O is very frequently and effectively used with oral sedatives, primarily as the “titrating” agent for managing behavior. Another advantage to the nitrous oxide delivery system is that it provides supplemental oxygen. Nonetheless, caution must be used to consider that N2O has been shown to inhibit the swallowing reflex [146]. There are limited studies that investigate an association between vomiting and N2O during operative treatment in children and most suggest that vomiting is infrequent [147149].


Morbidity and Mortality: Dental Sedation


The true number of adverse events that occur during sedation of children for dental treatment is unknown. Most “adverse” events that are reported in the literature do not involve cardiopulmonary stabilization nor unplanned admission to a hospital [25, 28, 74, 85, 87, 88, 100]. The adverse events usually include desaturations or apnea, usually associated with patient crying and behavioral posturing, vomiting, or paradoxical excitement. More significant adverse events such as laryngospasm, seizures, or coma are less common but have been reported [150, 151].

In 2000, the incidence of significant sedation-related adverse events in pediatric patients was reviewed and published [152]. One hundred-and-eighteen case reports were reviewed. Sixty resulted in death or permanent neurological injury. Twenty-nine of these critical events occurred in children sedated for dental procedures. The occurrence of death and permanent neurological injury was more likely with the administration of three or more sedatives. Nitrous oxide in combination with other sedatives was also associated with the negative outcome [93]. It is important to realize, however, that at the time this study was published, pulse oximetry was not being used routinely and capnography was not a Standard of Care for sedation. Today, these statistics and outcomes would most likely be different.

Recent studies specifically address morbidities and mortalities associated with dental treatment of children [153, 154]. One study was based on closed claims cases involving two dental insurance companies and another involved media reports identified in the LexisNexis® Academia search engine and a private foundation formed after the death of a young child (i.e., Raven Maria Blanco Foundation). A selection bias may have weakened the strength and objectivity of the reports [154]. The studies may have some overlap with the reports previously published in 2000 [93]. These studies indicated that the majority of children who received dental treatment were less than 6 years of age and cared for by general dentists. No single sedative was consistently implicated, and some cases involved excessive/overdose amounts of local anesthetics. This data raises many issues such as whether there was appropriate clinical judgment, knowledge of or compliance with applicable clinical guidelines, and training and skills in rescue skills. Since the number of sedations actually performed annually is unknown but estimated in the hundreds of thousands, it is likely these cases represent outliers in the provision of quality sedation for oral health care.


Reimbursement for Dental Sedation and Anesthesia


Financial considerations of sedation for dental care are noteworthy. Most insurance plans do not cover the cost of sedation (including nitrous oxide) or anesthesia for dental procedures. Therefore, the parent is left with the financial decision of whether to pay “out of pocket” for sedation during restorative care or exodontia. However, 32 of the states have mandatory general anesthesia (GA) legislation that will cover some costs associated with the medical fees incurred during a GA for pediatric dental care (see Fig. 20.4).

A159425_2_En_20_Fig4_HTML.gif


Fig. 20.4
States with general anesthesia coverage (blue) and those with negotiated regulatory coverage (gray)

The fees for sedation procedures vary considerably among dentists but may range from $100 to several hundred dollars per sedation appointment. Some states have implemented legislation requiring some third-party payors to reimburse fees associated with GA for dental restorative care. Nonetheless, often stipulations such as the patient’s age or mental or emotional status may preclude some patients from receiving care.


Alternatives to Sedation


The alternatives to pharmacological interventions (i.e., sedation and GA) in managing fearful or uncooperative children during dental restorative or exodontia appointments may include, among others, psychological distraction techniques, hypnosis, protective stabilization (i.e., restraints such as Papoose Boards®) or no treatment. No study has assessed the cumulative outcome of these non-pharmacological techniques and often the degree of success is subject to interpretation [48]. Anecdotally, there are many concurrent factors that have an unknown impact and interaction: the family’s cultural background, child rearing techniques, the child’s coping abilities in defending against potential physical and emotional trauma, and the quality of the work provided. Some dentists and parents perceive that if the needed treatment was completed, it was a successful outcome, regardless of the non-pharmacological techniques applied and the child’s response. This perception may be biased by the financial burden that would be incurred should pharmacological therapy be administered. Others refuse or reject these alternative means of treatment and elect not to seek care. This failure to seek treatment can have significant and event fatal consequences. Untreated dental disease does not regress and may progress to a localized abscessed condition or cellulitis. Cellulitis may be life threatening if it spreads to other organs (e.g., brain) and death may result.


Sedation Guidelines in the United States


Sedation guidelines for children have been followed by most pediatric dentists since they first were published in the United States in 1985 [155157]. The first guidelines of the AAP were created as a response to deaths in dental patients who received meperidine [157159]. The most recent joint guidelines of the AAP and AAPD emphasize, among other concepts, patient safety and rescue as well as practitioner education and training [49]. The impact of these latest guidelines (in terms of access to care, the number and types of sedations performed by pediatric dentists) remains to be seen. State dental boards regulate sedation performed by dentists. Most states require a licensed dentist also to have a special sedation permit. There are different classifications of sedation permits, such as permits for enteral versus parenteral routes of administration. Documentation of training, performance of sedation in the presence of a board consultant, and on-site inspection of offices are usually required for all permits.


Future of Sedation for Dental Procedures in the United States


In the future, sedation of children for dental procedures will continue to be influenced by societal demands, regulatory agencies, guidelines, financial implications, alternative options, and practitioner training. It has been proposed that pediatric patients will be assessed and then classified into one of three groups, depending on their ability to cope with dental procedures. The first group represents those who easily accept and adapt to dental procedures and thus would not require any pharmacological intervention. Those in the second group may be slightly anxious and benefit from mild sedation or pharmacological adjuncts (e.g., nitrous oxide or a benzodiazepine). The last group would constitute those who exhibit highly anxious or fearful behaviors and cannot cope with the routine dental environment. This group would benefit from deep sedation or general anesthesia. The first two groups could easily be managed by most pediatric dentists, even in an office-based setting. The latter group poses a challenge for many reasons, largely based on the limited resources (e.g., financial) in all geographic regions of the country.

Deep sedation and general anesthesia for dental procedures may best be offered by a team involving a dentist and another professional with advanced training in these techniques (e.g., dental anesthesiologist), along with other support personnel. Depending on the state dental board regulations, which vary from state to state, the location for the provision of services by such a team may be in-office, at a surgical center, or hospital. One of the advantages of in-office sedation is the elimination of expensive hospital fees associated with the operating room and recovery [160]. Other proposed advantages to an office-based setting are improved efficiency, efficacy, and safety [54, 161]. How this approach to sedation delivery progresses in the future remains to be seen.

The progression and evolution of safety in pediatric dental sedation must involve a change in the entire training process. Oral routes of sedation for mild and moderate levels are no longer considered as efficacious as other routes. New sedatives, different delivery routes and evolving techniques can only, however, be applied with careful training (didactic and clinical). Changes in training, with pediatric-focused specialty training programs are the most critical first step. Conceptually, more intense, prolonged periods of training with partial or full standardization of experiences across all training programs would be desirable. The extent and context of training would exceed that which currently occurs and must include well-defined and measurable competence. To this end, in 2013 the Commission of Dental Accreditation, the accrediting body of all dental school institutions and training programs in the US, increased the accreditation requirements: Each graduate student or resident in any advanced training programs in pediatric dentistry must complete 20 cases as the primary operator in which nitrous oxide is administered. Additionally, each graduate student or resident must have experiences in a minimum of 50 sedation cases with 25 as the primary operator and the remainder in a supportive role in various possible settings (e.g., dental trauma case involving IV sedation in the Emergency Department).

There are significant logistical and political hurdles to achieving the goal of seamless comprehensive training in sedation in educational institutions. Intense scrutiny, innovative approaches, funding considerations, and administrative support are needed to achieve success. A simple example would be a method to train or retrain a cadre of faculty that can be disseminated to training programs in order to institute mechanisms for standardizing sedation protocols. Who will do the training? Are special “centers” required initially? How many and where? How long will it take? What are the funding mechanisms?

Focused communication, collaboration, exchange of innovative ideas, remodeling of current training programs or creation of novel training centers are desirable and necessary to initiate a comprehensive and humane plan for oral health care of children. Many regulatory issues will remain as obstacles to be addressed. The first steps in staging such an initiative require the broad-based recognition and acceptance of change in sedation training and philosophy. This step must subsequently be followed by the identification of dedicated individuals from different disciplines who collaboratively desire to improve the treatment options for pediatric dental care in the future.


Sedation for Pediatric Dental Patients in the United Kingdom and Europe


Nitrous oxide inhalation sedation is the commonest method for pharmacological management of the child for dental treatment in the United Kingdom (UK). The technique and training and the suitability for usage in general dental practice was affirmed by a Directive of the European Council of Dentists in May 2012 [162].

The European Union (EU) is a culturally diverse group of countries and cultures, each with discrete laws, recommendations, and frameworks for delivery of dental services. Despite this, each member state is subject to EU law. One such law relates to specialty training: it has to be 3 years. Whilst each member state does not necessarily recognize pediatric dentistry as a specialty per se, they are surprisingly unanimous in their agreement on pediatric dental sedation and recognition of guidelines. Key in this has been the role of the International Association of Paediatric Dentistry (IAPD), and the European Academy of Paediatric Dentistry (EAPD). In a nutshell, sedation for pediatric dentistry is “conscious.” This means the child remains in verbal contact with the clinician throughout the procedure. Popularity of method and sedative varies. In Greece, oral sedatives, especially chloral hydrate have been popular; in Scandinavia rectal benzodiazepines are used; and inhalation sedation was first used in the UK in 1889 for dental cavity preparation in the Liverpool Dental School. Many countries have environmental concerns about nitrous oxide pollution; in fact, in Scandinavia amalgam filling materials are no longer used for this same reason. This is why the Directive confirming the safety and efficacy of the titrated nitrous oxide inhalation sedation technique from the Directive from the European Council of Dentists was so important. All countries have tackled the issue of the dental operator-sedationist in different ways but are generally agreed that nitrous oxide inhalation sedation, titrated to effect using dedicated dental machines, is well within a dentist’s remit and is suitable for use in high street general practice settings.

The British Commonwealth countries largely follow the UK practice and ethos relating to pediatric dental sedation; and now Middle Eastern countries are recognizing the value of titrated nitrous oxide inhalation sedation.


The Evidence for Conscious Sedation in Pediatric Dentistry: Cochrane


In the UK in particular, evidence-based practice is important. The importance of literature critique and meta-analysis has come to the fore nowadays in all aspects of medical and dental practice. This strength of evidence is critiqued and evaluated and informs guidelines. To summarize the Cochrane review relating to pediatric dental sedation: the method of randomization in studies was unclear; there were inappropriate statistical tests; cross-over type studies did not consider the carry-over effect; only 32 % of studies reported baseline anxiety—even fewer reported anxiety at the end and there was little information regarding the actual treatment; repeatability was not mentioned, especially when there was multiple operators or assessors; interpretation of outcome data relating to behavior was difficult; over 50 % of studies used scales that recorded behavior in different ways and many relied on bodily movement even when sometimes the subjects were papoosed. Finally, for many studies, all participants—even the controls—complete treatment! [163]. It isn’t easy to carry out pediatric dental sedation research, and one could argue that placebo-controlled randomized trials are unethical. Therefore, the value of the review is to serve as a reminder that caution should be applied in the interpretation of sedation studies.

A series of useful papers was published after the review that merits a mention here. These studies compared midazolam given intravenously (IV), orally and transmucosally (buccal) against nitrous oxide inhalation sedation. They are flawed in that the IV paper mainly focuses on children undergoing orthodontic premolar extraction, so the participants were older and this was not necessarily an “anxious” sample; also, overall the carry-over effect was ignored. The researcher is a community dentist in a community dental clinic and was a keen supporter of midazolam. The results can be summarized as follows: all midazolam routes appeared to have minimal effect on the patients’ vital signs; the IV route produced the fastest onset of sedation and therefore may be the most efficient; there were more withdrawals from the buccal route owing to the difficulty with the taste. However, these studies are of interest because they confirmed the efficacy of nitrous oxide IS—this provided the fastest onset of sedation and the fastest recovery—compared to midazolam [35, 164, 165].


UK Pediatric Dentistry



Background


All dentists must be registered with the General Dental Council (GDC). It is the GDC that investigates and disciplines malpractice. Only dentists can legally perform dental procedures. Children’s dentistry is free of charge in the UK. The families pay nothing; irrespective of the level, complexity, or extent of dental and sedation/anesthesia service provided. There are only a handful of private practices (not part of the public health care system—practices that operate for profit) and the majority of care is delivered by general dental practitioners. The general dentists refer anxious children or complex cases into the community or hospital pediatric specialty services. The community dental services are at non-hospital sites and usually provide nitrous oxide inhalation sedation but refer into hospital units for oral and intravenous sedation and for general anesthesia. Therefore, whilst UK pediatric dentists have to sometimes “make a case” for their services, they are unfettered and unburdened by private insurance or a family’s inability to pay. Treatment is based on evidence, clinical judgment, and hospital service delivery capability. The Department of Health sets targets for waiting times and activity and penalizes poor performance.

Over 40 % of 5-year-olds have tooth decay into dentin [166, 167]. Caries management is similar to the USA but has had a greater emphasis on stabilization of the caries lesion rather than complete removal. In other words: a “biological” rather than a “surgical” approach [168, 169]. The advantage of this approach is that it is non-invasive; and so, local anesthetic injection, or even the use of a drill is not required. So, it is less traumatizing for the child. In this way, sedation and general anesthesia can be avoided altogether in some cases. Therefore, general anesthesia is seen as a treatment of last resort. There are approximately 240 pediatric dental specialists registered with the GDC; the majority are 5-year-trained, hospital-based “consultants” (pediatric dentists who have trained for 5 years) at the Children’s Hospital and Dental School. The designation of being on an “acute site” is important; it indicates that there are pediatric emergency care services available on the premises, i.e., pediatric medical intensive care. General anesthetic services are located on acute care sites; those few that are not have an emergency transfer protocol. Therefore, the settings in which oral and intravenous sedation are delivered to children generally follow the same pattern. As such, if a sedation emergency occurs, medical support and “crash team” services and pediatric life support are very close at hand.


UK: Local Anesthesia


The UK standard of measurement is metric, e.g., Kilograms (kg) and milliliters (mL) not imperial. This is common throughout the EU. The most common local anesthetic agent is usually 2 % lignocaine (xylocaine) with 1:80,000 adrenaline and is usually delivered in 2.2 mL cartridges. Maximum dosage can be calculated easily by a rough rule of thumb as “a tenth of a cartridge per kg body weight.” Infiltration injections usually suffice, though once the first permanent molars are in occlusion a dental block is generally used in the mandible—especially for extractions and permanent tooth restoration. In some instances (e.g., patients with clotting disorders) intraligamentary techniques are used in preference to a block and the use of Articaine may be of special benefit in this regard. The anesthetic injection is coupled to behavioral management skill and technique, and topical anesthetics such as benzocaine are also utilized. New delivery systems such as the “Wand” are also gaining in popularity; though excellent behavioral management techniques and experience are still key to success. Readers are referred to the many pediatric dentistry textbooks for further advice and information.


United Kingdom Pediatric Dental Sedation Training


The GDC is the authority that registers all dentists, dental nurses, therapists, and technicians in the UK; it requires that all dentists undertake continued professional development. BLS, safe-guarding, and handling of medical emergencies are mandatory annual requirements.

The GDC does not set specific standards; instead, it takes the view that any dentist has to be able to prove themselves “competent” to provide the treatment that they offer. This test of competency is based on national training standards, knowledge, training, audit, and continued experience, and is subject to employee appraisal and peer review.

Therefore, whatever the type of conscious sedation training that is undertaken, proof of continued development and practice is essential. Specialties such as pediatric dentistry are recognized but the role of a sedationist is not. Instead, sedation is seen as part of the armamentarium that a dentist might provide for their patients; in the same way that they provide local anesthesia and other techniques such as hypnosis. Therefore, there is no nationally agreed upon training standard.

UK pediatric dentistry consultants train for 5 years and the scope of practice is broader than the US, and many parts of the EU, and includes inpatient and outpatient hospital care and minor oral surgery. The training is excusive to government-regulated and salaried trainees, and competition for these posts is fierce. Self-funding is almost impossible. Training is provided largely in hospital units and the examinations—set at year 3 for specialist and year 5 for consultant—are via the Royal Colleges of Surgeons. UK pediatric dentists perform their own surgery, e.g., on impacted teeth and exposure and bonding of orthodontic brackets for misplaced unerupted teeth, as well as permanent tooth extractions. They also perform any endodontic and aesthetic restorative procedures so long as these are in children aged below 16–18 years. Therefore, the training focus is not high street practice orientated but directed instead toward hospital practice and multi-disciplinary team working, e.g., cleft cases or hypodontia. Therefore, many units offer intravenous sedation to adolescents and do not need to refer to oral surgery. UK pediatric dentists work alongside oral and maxillofacial surgeons but only refer to them in difficult cases, e.g., an impacted canine in the floor of the nose or a large cyst or tumor. The complexity of these case means that general anesthesia is the management of choice.

The titrated nitrous oxide inhalation sedation technique is part of the UK dental undergraduate curriculum and this is further augmented, documented, and examined within pediatric dentistry specialist training. Intravenous sedation training is also within specialist’s training but is usually augmented by further courses should the dentist require these to reach or to maintain “competency.” The basic exposure to intravenous techniques has been recommended as: five assessments, five observations, and five sedations, but this is then followed by a period of mentoring before fully independent practice [170, 171].


Pediatric Dental Sedation and General Anesthesia in the United Kingdom


Today, general anesthesia for dentistry is the most common reason for day surgery and inpatient admissions; approximately 60,000–100,000 a year. It is a last resort treatment, usually confined to high caries risk children. Typically, 5- to 6-year-olds, needing extractions in three quadrants or more, an average of seven teeth are removed. This is also the method of choice for 8- to 10-year-olds who require removal of all four first permanent molars. These are quick general anesthetic procedures, usually lasting only 15 min or so. No endotracheal intubation is performed; inhalation/volatile anesthetic induction via a mask is common and a nasal or laryngeal mask is used; pediatric anesthetists work hand in hand with the dental surgeon to maintain “the shared airway” [172]. The author requests an endotracheal tube for removal of first permanent molars since these can be more difficult, especially when access is limited. She normally operates on 10 children during an “afternoon” session: 1:30 to 5:30 PM in theatre; then the last children remain until approximately 6:30 PM in the day surgery ward before discharge. A child requiring removal of all four first permanent molars will take up a “double slot” to enable time for endotracheal intubation.


Link Between “Conscious Sedation” and General Anesthesia


In the past, general anesthesia was commonly and widely practiced in general dental practices (in high streets) but this ceased in the 1990s following safety concerns. Department of Health recommendations and national guidelines led to general aesthetic services moving into acute care sites. At the same time, “conscious sedation” was recommended in favor of general anesthesia (GA) whenever clinically appropriate [173, 174]. In the United Kingdom and some of the European countries, the term “conscious sedation” is still utilized to indicate care that does not fall under the definition of anesthesia. In the United States and many other countries, “conscious sedation” is a term that is no longer utilized because it is felt that sedation is a continuum, and thereby patients cannot be “conscious” [175]. This led to various cohort studies seeking to define the suitable patient groups [176179]. At that time many private GA services in general dental practices (non-acute—“high street” sites) lost income, so they switched to polypharmacy sedation, with the anesthetist providing the “deep” sedation and the general dentist providing the operative care. The UK pediatric dentists were against this and were united in their view that this polypharmacy deep sedation in high street settings was no safer than GA and that, equally importantly, the general dentist was underqualified to provide the standard of treatment planning and dental operative care needed for these children. This was the background to the production of the British Society of Paediatric Dentistry (BSPD) sedation guideline [180]. The guideline pre-dated the Cochrane Review and errs on the side of safety against a background of poor evidence and difficulties in the changes surrounding the move of GA services into acute hospital sites at that time, but it is still relevant today since a few “rogue” practices remain. BSPD guidelines are reviewed and updated as necessary every 5 years.


Premedication (Sedation) Prior to General Anesthesia


Children who need general anesthesia for dentistry usually require treatment in multiple teeth and in different parts of the mouth. For those who are already dentally anxious, they show increased distress at anesthetic induction and increased postoperative morbidity [181]. Indeed, psychological morbidity such as attention-seeking, tantrums, bed-wetting, separation anxiety, crying, and nightmares is well reported in those who are younger, have pre-existing behavioral problems, or dental anxiety [182186].

Psychological preparation of children for GA is highly effective in reducing pre- and postoperative distress and complications [187]. This might be better than premedication. Indeed, facilitating the development of coping skills, modeling, play therapy, operating room tour, and parental involvement may be best [188, 189]. Interestingly, a recent Cochrane review suggested that the presence of parents during induction of GA does not reduce the child’s anxiety and that parental acupuncture, clown doctors, hypnotherapy, low sensory simulation, and handheld video games need to be investigated further [190]. Surprisingly, even the use of a premedication such as midazolam has met with limited success by comparison [191].

Midazolam is a common premedicant at anesthetic induction and it has been suggested that post-anesthesia behavior disturbance is reduced. The drug is not registered for pediatric usage—few drugs are—and it has been common for the IV preparation to be used for oral usage, though this has a bitter taste. To overcome the taste, the preparation can be mixed with fruit-flavored cordials, sometimes including an analgesic such as paracetamol. However, the evidence for efficacy varies and there is a balance between optimal therapeutic effect, the need for fasting before general anesthesia, and delayed recovery even when doses as small as 0.2 mg/kg are used [192194].


The UK Definition of Conscious Sedation


The National Institute for Clinical Excellence (NICE) guideline sets the UK definition of conscious sedation for dentistry. This is covered later in this chapter under guidelines.

There is no “deep sedation” definition for dentistry in the UK. If it is not “conscious” it is considered to be general anesthesia; as such, regulations relating to the site, facilities, and level of staff training apply. In summary, a drug or drugs can be used, the patient should be awake and communicating at all times, and IV is confined to emotionally mature adolescents. Importantly, the dentist is responsible for compliance of the anesthetist if they are working together on a sedated patient to ensure consciousness is maintained.


Titrated Nitrous Oxide Inhalation Sedation


Only dedicated dental machines are used (Fig. 20.5) and active scavenging is recommended. The typical child patient is moderately anxious and willing to co-operate by breathing in and out through the nose. There is no defined age limit, but a child is typically around 7 years old and needs only three or four visits to complete treatment. The treatment is usually for fillings or one or two extractions at any one appointment. Using a rubber dam to isolate the tooth for a filling helps the sedation by reminding the child to nose breath whilst limiting operator and environmental exposure. The operator gradually increases the concentration of nitrous oxide delivered to the patient in 5 % increments every few minutes, observes the effect, and as appropriate, increases (or sometimes decreases) the concentration to obtain optimum sedation in each individual patient. Although it is effective, it is important that it is used in combination with behavioral therapy and incorporated into the treatment plan. Nitrous oxide sedation should not be used as a “one-off.” Local anesthesia is still required for dental procedures. Only a dedicated dental delivery system should be used since only this will allow titration of the dose. A nitrous oxide scavenging system is also needed to combat chronic environmental exposure to dental staff [195, 196].

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Fig. 20.5
Example of a portable dedicated titratable nitrous oxide machine (note: Oxygen cylinders are black in the UK and blue in the United States)


Intravenous Sedation


Intravenous midazolam sedation is considered to be suitable only for “emotionally mature” adolescents. Sedation training ranges from a few days “intensive” to Diploma courses, but all practitioners should keep a portfolio to show continued practice and experience in both the assessment and delivery. The patient is expected to maintain their own airway and to engage verbally; therefore, the use of a mouth prop is frowned upon. The operating pediatric dental sedationist generally uses titrated midazolam as the single sedative. The maximum dose is usually 7–10 mg but delivered in 1 mg then 0.5 mg increments. The term “emotionally mature adolescent” is difficult to define but fits in with the understanding of the UK law of the right and competency of adolescents. The parents still sign the consent, but the patient has to be clearly engaged with the treatment plan.


Oral Sedation


Oral sedation is not in common usage in the UK and is confined to midazolam, usually 0.5 mg/kg. The author’s unit at King’s College Hospital—an acute care site—is one of the largest UK providers of this service. The children need to be 30 kg or less in weight to be eligible so that the dose does not exceed 15 mg. A heavier child has more unpredictable onset of sedation and longer recovery. The treatment is confined to relatively quick procedures—commonly, extraction of a few traumatized primary incisors in a toddler. Paradoxical reactions are not uncommon, and although, theoretically the child has amnesia, it can be upsetting for the parent, who is present in the operatory, to witness. Pulse oximetry is used throughout and a dedicated recovery area is close-by. The pediatric dentists all have diplomas in sedation in addition to their specialty training, and the supporting dental nurse has an additional sedation qualification.


Sedation and Dental-Specific Guidelines of the United Kingdom and European Union



British Society of Paediatric Dentistry


The BSPD guideline supports the use on nitrous oxide inhalation sedation in non-acute sites and without monitors or fasting. Other types of sedation require monitoring and levels of staff training and facilities closer to those available on hospital departments. Therefore, it does not rule out the usage or research into other sedatives provided these are delivered by suitably trained staff and in appropriate facilities—for poorly evidence-based sedatives this means an acute care facility [180].


European Association of Paediatric Dentistry


The EAPD guideline encompasses diverse practice but its recommendations not only confirm the role of inhalation sedation but also maintain the definition of sedation.


National Institute for Clinical Excellence


The NICE guidelines were developed to guide pediatric sedation practice for those in the National Health Service in England and Wales. This clinical guideline does not just cover dentistry but all sedation carried out for all medical or dental procedures for children aged up to 18 years. The guideline recommends that nitrous oxide inhalation sedation is the most common and also the safest sedative agent for use in children’s dentistry and that this is considered to be the “standard technique” [197].

It states that sedation may be considered when a procedure is too frightening, too painful, or needs to be carried out in a child who is ill, in pain or who has behavioral problems. The recommendations include the following:



  • Children and young people undergoing sedation and their parents and caregivers should have the opportunity to make informed decisions.


  • Treatment and care and information should be culturally appropriate and pre-sedation assessment and documentation is required.


  • The levels of expertise in sedation techniques as well as drug choice, fasting requirements, and level of life support training and monitoring are set out.


  • The importance of psychological preparation is acknowledged.

An example of how the NICE guideline can be used is shown in Table 20.6.


Table 20.6
An example of the implementation of the NICE guideline for pediatric dentistry inhalation sedation in respect to emergency life support training and fasting




















Moderate sedation

Conscious sedation

Deep sedation

Intermediate Life Support required

Intermediate Life Support required

Advanced Life Support required

No fasting if verbal contact is maintained

ILS = no fasting

Apply 2-4-6 rule


NICE Levels of Sedation Definitions






  • Minimal sedation: A drug-induced state during which patients are awake and calm and respond normally to verbal commands. Although cognitive function and coordination may be impaired, ventilatory and cardiovascular functions are unaffected.


  • Moderate sedation: Drug-induced depression of consciousness during which patients are sleepy but respond purposefully to verbal commands (known as conscious sedation in dentistry) or light tactile stimulation. No interventions are required to maintain a patent airway. Spontaneous ventilation is adequate. Cardiovascular function is usually maintained.


  • Conscious sedation: Drug-induced depression of consciousness, similar to moderate sedation, except that verbal contact is always maintained. This term is used commonly in dentistry.


  • Deep sedation: Drug-induced depression of consciousness during which patients are asleep and cannot be easily aroused but do respond purposefully to repeated or painful stimulation. The ability to maintain ventilatory function independently may be impaired. Patients may require assistance to maintain a patent airway. Spontaneous ventilation may be inadequate. Cardiovascular function is usually maintained.


Measuring the Effectiveness of Sedation in Children


Children may not have sufficient maturity, capability, or reading ability to report the physiological and cognitive manifestations of anxiety. Therefore, dental anxiety scales used for them tend to concentrate on the behavioral component of anxiety and seldom follow the questionnaire format commonly used for adults. Methods of administration of the scales vary but can be broadly summarized as: (1) parental reporting of child’s anxiety, (2) child (self)-reporting, and (3) dental operator or observer reporting. To improve validity, multiple scales and methods are usually recommended to report research outcomes.

There are many different scales. A selection of those most commonly found in the literature are as follows: Children’s Fear Survey Schedule-Dental Subscale (CFSS-DS) [198]; Modified Child Dental Anxiety Scale (MCDAS) [199]; Visual Analogue Scale (VAS) [200]; Frankl Scale [201]; Venham Picture Scale [202]; Venham Anxiety and Behavior Rating Scales [203]; Behavior Profile Rating Scale [204]; Children’s Dental Fear Picture Test [205]; Facial Image Scale (FIS) [206, 207]; and the Global Rating Scale [79]. It is this lack of standardization of scales that has led to difficulty in reporting high quality evidence in pediatric sedation studies, though the challenge actually lies in the difficulty in reporting a child’s thoughts, comprehension, and feelings in an age-specific and clinically meaningful way that is sensitive, valid and reproducible.

The Frankl scale is a common tool used for rating the behavior and patient selection in pediatric sedation studies (see Table 20.3). However, it is not sufficiently sensitive to use as a research tool; instead it is a useful as a screening tool to select participants and as an adjunct to the clinical record [79, 201, 208]. Aartman et al., 1998, reported that the CFSS-DS covered more aspects of the dental situation, measured dental fear more precisely, produced normative data, and had slightly superior psychometric properties compared to other scales. It consists of 15 items rated on a five-point scale, ranging from 1 (not afraid) to 5 (very afraid). The total score is calculated by summing item scores; giving a possible range of 15–75. Scores above 38 indicate significant dental fear. Scores from 32 to 38 indicate moderate dental anxiety and scores below 32 are considered to be low fearful [209]. Through a series of amendments to the original “Corah” scale (Table 20.7) [210], the MCDAS (Fig. 20.6) has been produced and has published UK norms [199, 211, 212]. It has eight dental anxiety items: the score in each question is from 1 (relaxed) to 5 (extremely worried), giving a total of 5–40. Scores more than 19 are considered to indicate a child is anxious and scores of more than 31 are considered to indicate a child is highly fearful. The sensitivity of the VAS has been previously confirmed for use as a measurement of state-anxiety in children and lends itself well to statistical analyses [200, 208]. Many of the other scales using pictures, such as Venham, are mainly used for very young children. However, the Venham picture scale looks very old fashioned to the eye of a modern child; the most-up-to-date and best validated scale nowadays is probably the FIS (Fig. 20.7). This is basically a five-point Likert type scale with faces rather than numbers. It is sometimes used in combination with the MCDAS [202, 205, 206].


Table 20.7
Corah’s Dental Anxiety Scale [210]























1. If you had to go to the dentist tomorrow for a check-up, how would you feel about it?

(a) I would look forward to it as a reasonably enjoyable experience

(b) I would not care one way or the other

(c) I would be a little uneasy about it

(d) I would be afraid that it would be unpleasant and painful

(e) I would be very frightened of what the dentist might do

2. When you are waiting in the dentist’s office for your turn in the chair, how do you feel?

(a) Relaxed

(b) A little uneasy

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Nov 2, 2016 | Posted by in PEDIATRICS | Comments Off on Sedation of Pediatric Patients for Dental Procedures: The United States, European, and South American Experience

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