Criterion
WHO
RECIST 1.1
Definition of measurable disease
Bidimensional, no minimum lesion size
Minimum size of 10 mm on anatomic imaging
Method of measurement
Sum of the product of diameter (SPD)
Largest diameter (other than lymph nodes)
Lymph nodes
Unspecified
Short axis, target lesions ≥15 mm, nontarget lesions 10–15 mm, nonpathological lesions <10 mm
Definition of progressive disease
≥25 % increase in SPD
≥20 % increase in size
Number of lesions measured
N/A
Five lesions (≤2 in one organ)
New lesions
N/A
Provides guidance to determine if lesion is considered new
Guidance for imaging studies
N/A
CT, MRI, FDG-PET
13.2.1 World Health Organization (WHO) Definitions
Recommendations were put together by the WHO in the 1980s to standardize the response assessment of anticancer therapy (Miller et al. 1981). In the 1980s, members of the WHO met to put forth recommendations that investigators would use to report patient data and outcomes following a standardized pattern. This methodology helped various researchers to compare their results. These recommendations introduced the concept of utilizing tumor response criteria as an endpoint for many clinical trials. Assessment of tumor burden was determined by bidimensional lesion measurements. The WHO recommendations utilized any change from baseline evaluation as response to therapeutic interventions (Miller et al. 1981). A high rate of interobserver variability and imprecise definitions for practical implementation led to the development of the RECIST criteria.
13.2.2 RECIST Criteria (1.1)
Important endpoints of early phase clinical trials are evaluated by tumor shrinkage and time to development of disease progression (Eisenhauer et al. 2009). Some issues with the WHO criteria included methods of incorporating change in size of measurable disease, minimum number of lesions to be recorded, and definition of progressive disease (Therasse et al. 2000). The lack of clearly stated criteria led to modifications by the cooperative groups and pharmaceutical companies. Valid comparisons were unable to be performed to adequately interpret the results of clinical trials (Tonkin et al. 1985). Due to these circumstances and introduction of newer radiographic technologies, the International Working Group was created in the 1990s to help clarify and revisit standard definitions of response criteria. These criteria were called RECIST, Response Evaluation Criteria in Solid Tumors, and were published in 2000. These guidelines were widely accepted by the EORTC, US NCI, NCI Canada Clinical Trials Group, and other cooperative groups and play a large role in current early phase clinical trials to determine overall evaluation of tumor burden and response to therapy. Several of the recommendations put forth in this version were based on retrospective clinical data. Because of this, large-scale validation studies were performed to monitor the implementation of these guidelines in prospective studies (Therasse et al. 2006). The International Cancer Imaging Society (ICIS) and radiology groups reported concerns regarding lesion measurements, especially in patients with bone or nodal metastases, methods of measuring maximum diameter, and the need for standardizing reporting techniques in relation to measurements, contrast enhancement of lesions, and adequate comparisons to prior imaging studies (Bellomi and Preda 2004; Husband et al. 2004).
RECIST criteria are now used to define response rate and time to progression irrespective of the stage of development of new cancer therapeutics. Overall tumor burden is defined at baseline and then used as comparison for subsequent measurements. Measurable disease is defined by the presence of one measurable lesion. This is measured in at least one dimension in the longest diameter, with a minimum of 10 mm by CT scan or 20 mm by chest X-ray. Lymph nodes must be ≥15 mm in short axis by CT scan. Other lesions <10 mm or pathological lymph nodes ≥10 mm and <15 mm are considered non-measurable. Other non-measurable lesions include leptomeningeal disease, ascites, pleural or pericardial effusion, abdominal masses, or abdominal organomegaly that is identified by physical exam that is not seen on reproducible imaging techniques (Eisenhauer et al. 2009).
Complete response (CR) is defined as disappearance of all target lesions and reduction of any pathological lymph nodes to <10 mm. Partial response (PR) is defined as at least 30 % decrease in the sum of the diameters of the target lesions from baseline measurements. Progressive disease (PD) is defined as at least 20 % increase in the sum of the diameters of the target lesions. In addition to this increase, the sum must also demonstrate an absolute increase of at least 5 mm. The appearance of one or more new lesions is also considered progression. Stable disease (SD) is defined as neither sufficient shrinkage that qualifies for PR nor sufficient increase that qualifies for PD with reference to the smallest sum diameter of the baseline lesions. Best overall response is the best response recorded from the start of the study treatment until the end of the treatment.
Despite all these recommendations, there are multiple biases when reporting size criteria. More recently, RECIST has been modified to take functional biological information into consideration (Ganten et al. 2014). The PERCIST (PET Response Criteria in Solid Tumors) was proposed in 2009 and takes into account biological information from PET imaging, especially in those patients treated with newer therapies, during response evaluation. Most new cancer therapies are more cytostatic than cytocidal. Tumor response may be associated with a decrease in metabolism rather than a major decrease in tumor size (Tirkes et al. 2013). This concept has been put forth in practice for response categories for patients with lymphomas (Wahl et al. 2009; Cheson et al. 2007). Response is evaluated as a percentage change in SUVmax or SUL (lean body mass-normalized SUV) for the most active lesion at each time of evaluation. Adherence to standardized PET/CT scanning protocol that includes consistency in injected dose, postinjection delay, and SUV normalization technique is crucial (Tirkes et al. 2013). These criteria continue to be modified to adapt to advancing technology and drug development.
13.3 Role of Blood Work in Surveillance
13.3.1 CBC for MDS
Exposure to DNA-damaging cytotoxic drugs results in approximately 20 % of cases of therapy-related acute myeloid leukemia (t-AML) and myelodysplastic syndrome (MDS) (Morton et al. 2013). Commonly used chemotherapeutic agents for bone tumors include alkylating agents such as cyclophosphamide and anthracyclines such as doxorubicin alone and in combination with the use of radiation therapy are thought to contribute to the development of MDS or t-AML (Gale et al. 2014). However, the exact incidence after treatment of bone tumors is not known. Laboratory testing of complete blood count (CBC) is recommended at diagnosis, during therapy, and at each post-therapy follow-up visit.
13.3.2 LDH/Alk Phos
Other specific laboratory tests for bone tumors have been identified, but their clinical utility is still largely unknown. Serum alkaline phosphatase (ALP) and serum lactate dehydrogenase (LDH) have been studied but have not shown strong direct correlation. Markedly elevated levels have shown to be associated with adverse outcomes. In adults with osteosarcoma, a high ALP level is considered valuable. However, due to the variable serum levels in children based on age, gender, and Tanner stage, these have not proven their value in the pediatric population. Serum acid phosphatase (ACP) has been recently studied due to similar patterns of expression as ALP in children and adolescents. When obtained at diagnosis, the ratio of ALP/ACP was found to be more predictive of a diagnosis of osteosarcoma than serum ALP levels alone. There does not appear to be much value in monitoring serial levels after initiation and completion of therapy for bone tumors (Bielack et al. 2009; Shimose et al. 2014).
The utility of LDH has been studied for application in bone tumors. A recent meta-analysis of ten studies shows that elevated levels of serum LDH is associated with a lower overall survival rate in patients with osteosarcoma and can be used as an effective prognostic marker (Chen et al. 2014). High serum LDH levels are considered a poor prognostic factor in Ewing sarcoma; however, it has not proven to have value in post-therapy surveillance (Paulussen et al. 2009). Another retrospective multicenter analysis evaluating prognostic factors and treatment outcomes of children and teenagers with osteosarcoma revealed that high serum LDH and high serum ALP level at baseline are concurrent with poorer overall outcomes (Durnali et al. 2013). We now know that these values have prognostic value but have not been deemed useful to determine recurrent disease.
13.4 Surveillance During Chemotherapy
13.4.1 Rationale, Modalities, and Frequency of Imaging
The role of imaging during chemotherapy is to intermittently assess primary and metastatic sites of disease. This is generally accomplished by various modalities that include radiographs, computed tomography (CT), magnetic resonance imaging (MRI), and functional imaging with 18F-FDG-PET imaging studies. The results of these studies determine whether ongoing regimen will be continued, in case of stable or improving disease burden, or whether a change in treatment is necessary due to progression of disease. The frequency of imaging is arbitrary but based on each patient’s treatment regimen. As a general rule of thumb, it is recommended to perform imaging of bone disease by bone radiographs and MRI or CT of the primary site and CT evaluation of the lungs for assessment of metastatic disease. If abnormal findings are seen, then more extensive imaging is performed with MRI or CT and bone scintigraphy or FDG-PET studies to guide therapeutic decision-making. Functional imaging has been recommended at the end of chemotherapy as a baseline for future clinical trials. Patients with Ewing sarcoma do not require FDG-PET imaging unless bone scintigraphy was negative and FDG-PET positive on prior imaging. For those with osteosarcoma, bone scintigraphy is recommended. However, due to technological advances, and subsequent clinical trials utilizing FDG-PET results for therapeutic decision-making, these studies are being obtained at diagnosis, prior to local control, and at the completion of therapy (Meyer et al. 2008).
MRI is utilized for preoperative planning and for surveillance imaging while on chemotherapy and after completion of therapy. Interpretation post chemotherapy may be complicated due to an osteoblastic reaction (Iwasawa et al. 1997). Up until recently, the ultimate criterion to determine response to preoperative chemotherapy has been analysis of histopathology, specifically degree of necrosis. Pathological analysis does not always seem to correlate with reduction in tumor volume on imaging studies, though a decrease in the T2-weighted signal in the extraosseous component is associated with a favorable response (Shin et al. 2000; Holscher et al. 1995). Delineation of the margin of tumor or changes in the extent of the joint effusion do not predict a favorable histologic response (Holscher et al. 1992). PET imaging for patients with osteosarcoma and Ewing sarcoma has gained popularity. It has been reported that a SUVmax of ≥5 g/ml after chemotherapy is associated with a poor histologic response and a SUVmax of 2 to ≤2.5 g/ml correlates with a good histologic response (Cheon et al. 2009).
13.5 Surveillance Post Chemotherapy
Follow-up of bone tumors is to detect local recurrences or development of metastatic disease when early treatment is still possible and may show effectiveness. Imaging of the primary lesion and lung imaging with chest X-ray or CT chest are the recommended norm. There are no randomized data that describe the frequency and extent of follow-up in patients with bone sarcomas. Overall, the majority of those with osteosarcoma recur with lung metastasis, and those with the Ewing family of tumors have a higher incidence of skeletal metastasis (Ferrari et al. 2013). Various guidelines have been put together by the COG and the European Working Groups. Recommended intervals by the ESMO/EuroBoNet working group suggests every 6 weeks to 3 months for the first 2 years after completion of chemotherapy, every 2–4 months during years 3–4, every 6 months for years 5–10, and then approximately every year (Hogendoorn et al. 2010). Similar recommendations have been put forth by the COG and are described below for osteosarcoma and Ewing sarcoma (Tables 13.2 and 13.3).
Table 13.2
Current guidelines for post-therapy surveillance in osteosarcoma
Site | Imaging | Frequency of imaging | |
---|---|---|---|
Anatomic imaging | Functional imaging | ||
Primary and metastatic bone lesions | AP and lateral radiographs | q 3 months × 8, then | |
q 6 months × 6, then | |||
q 12 months × 5 | |||
Primary and metastatic bone lesions | CT imaging | PRN symptoms or abnormal imaging
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