Evidence-Based Treatments for Mental, Emotional, and Behavioral Problems in Ethnic Minority Children and Adolescents

Chapter 4
Evidence-Based Treatments for Mental, Emotional, and Behavioral Problems in Ethnic Minority Children and Adolescentsa


Lindsay E. Holly, Amanda Chiapa, and Armando A. Piña


Over the past 20 years, the clinical child and adolescent psychology area has witnessed the rise of treatment outcome studies identifying several interventions and modalities as efficacious for targeting youth with mental, emotional, and behavioral problems (e.g., Bor, Sanders, & Markie-Dadds, 2002; Clarke, Rohde, Lewinsohn, Hops, & Seeley, 1999; Kendall, 1994; Mufson et al., 2004; Silverman et al., 1999a; Webster-Stratton, Reid, & Hammond, 2004; Wells et al., 2006). Despite these advances, relatively little is known about the use of evidence-based treatments (EBTs) with ethnic minority and culturally diverse youth (hereafter referred to as ethnic minority youth). Moreover, comprehensive information about theoretical, methodological, and practical issues in the treatment of ethnic minority youth is scant. This chapter reviews and synthetizes the little work that has been done with a focus on clinical practice.


Population estimates show that minority youth (immigrant and U.S. born) comprise a significant proportion of the nation’s existing and growing population. For instance, estimates suggest there are about 18 million Hispanic/Latino, 11 million African American, 3 million Asian American, and 1 million Native American youth in the United States (U.S. Census Bureau Current Population Survey 2013, U.S. Census Bureau Population Division, 2013). Moreover, Census Bureau projections indicate that the number of ethnic minority youth in the United States will increase significantly over time (e.g., an increase of almost 6 million for Hispanic/Latino, 2 million for African Americans, and 1 million for Asian Americans is expected by 2020) (U.S. Census Bureau, 2008). With the strong emphasis on utilizing EBTs and the prominent growth of ethnic minority youth in the United States, there is urgency for determining and establishing whether and how currently available treatments developed for one cultural group can be used with another cultural group. This is an important issue as research indicates the existence of mental health disparities with ethnic minorities being at greater risk for mental health disorders but having lower levels of treatment-seeking behaviors and higher levels of attrition (U.S. Department of Health and Human Services, 2001). Furthermore, ethnic minority groups historically have been underrepresented in efficacy and effectiveness trials, so the benefit of existing treatment modalities with minority youth is largely unknown.


DEFINING KEY TERMS


Before engaging in a discussion about culturally informed treatment protocols, it is important to delineate a few basic terms. At the core of cultural adaptations lies an understanding of the term “culture.” Typically thought of as a complex and multifaceted construct, the term encompasses a group of people’s shared history, values, norms, goals, and practices that are transmitted from generation to generation through social interactions. Equally important yet often overlooked in our thinking about culture are subcultures. Subcultures are generally smaller, more homogenous groups that make up the larger cultural or ethnic group. Subcultural groups, such as Mexican or Puerto Rican, often have unique cultural experiences that differentiate them from other groups within the same ethnicity. Hispanic/Latino children and families, for instance, vary across subcultures in terms of immigration circumstances (e.g., reasons for migration, generational status) and sociodemographic characteristics (e.g., educational and income levels) (Umana-Taylor, Diversi, & Fine, 2002). Both culture and subculture can be manifested through observable factors, such as patterned behaviors, symbols, and artifacts, and through cognitive components, such as belief systems and schemas, both of which have been considered in designing and delivering treatment protocols to diverse cultural groups (Barrera, Castro, Strycker, & Toobert, 2012).


When it comes to defining parameters related to culturally informed interventions, the terminology becomes more convoluted with different theories using different terms to describe similar types of cultural modifications. Nevertheless, three distinct categories of cultural consideration in treatment modification typically emerge in the literature: cultural attunement, cultural tailoring, and cultural adaptation.


Cultural attunement, also referred to as cultural sensitivity, is the process by which culturally relevant treatment elements are added to a previously existing treatment protocol in order to enhance treatment engagement and retention of a specific ethnic minority group (Falicov, 2009). Using bilingual therapists, integrating cultural idioms into treatment, and addressing culturally specific barriers to participation are all examples of attunement strategies designed to increase the attractiveness and effectiveness of the therapy program for a specific cultural group. It is important to note, however, that the cultural attunement process focuses on adding to the standard treatment protocol without modifying core treatment components.


Cultural tailoring, or a culturally prescriptive approach, utilizes a more individualized method to modify existing treatment protocols. Kreuter and Skinner (2000) suggest that culturally tailored treatment programs incorporate culturally specific information that is intended to meet the needs of a particular client rather than an entire ethnic group. When using a tailoring approach, cultural modifications are determined by collecting information about the client’s personal connection to his/her cultural background as it relates to the targeted therapeutic goal.


Cultural adaptation is a third category of treatment modification. Although this term often is used interchangeably with “cultural attunement” and/or “cultural tailoring,” cultural adaptation has been defined by Bernal and colleagues as “the systematic modification of an [EBT] protocol to consider language, culture, and context in such a way that it is compatible with the client’s cultural patterns, meanings, and values” (Bernal, Jimenez-Chafey, & Domenech Rodriguez, 2009, p. 362). The key feature that differentiates cultural adaptation from attunement or tailoring is the systematic nature of the modification process. As described in more detail later in this chapter, models of cultural adaptation tend to: (1) use a culture-based theoretical foundation to identify components of therapy that may need adapting in order to successfully treat a particular ethnic minority group, and (2) carefully examine the standard treatment using input from minority group members to shape the adaptation.


In our review of the literature, we found a modest body of work focusing on the treatment of mental, emotional, and behavioral problems in ethnic minority youth. In an effort to advance the knowledge base, this chapter synthesizes theory and research by discussing three key questions: Do current EBTs need to be modified for use with ethnic minority youth? What elements of EBTs should be modified for ethnic minority youth? For whom (what subgroups of ethnic minority youth or individuals) should EBTs be modified? Thus, we begin by providing an evaluative summary of the current research that supports the efficacy of standard treatment protocols with ethnic minority youth. Then we discuss theoretical and methodological approaches to developing culturally informed treatments. Challenges and recommendations to advance the treatment of disorders in ethnic minority youth are identified last with a special focus on clinical application today.


EVIDENCE FOR USING CURRENT TREATMENT PROTOCOLS WITH ETHNIC MINORITY YOUTH


There is some research evaluating the use of child and family treatment protocols with ethnic minority youth and we summarize selected studies in Table 4.1. In the table, we focus primarily on treatments for anxiety, depression, disruptive disorders, and attention-deficit/hyperactivity disorders (ADHD), but the conceptual issues discussed in the body of the chapter also are relevant to treatments for other problems and disorders (e.g., substance use, posttraumatic stress disorder). The purpose of the table is to report on treatments (e.g., cognitive and behavioral therapies [CBTs], interpersonal therapy) that have been successful in reducing symptoms and disorder rates in minority youth. In the table, we provide “exemplar” treatments for each major problem category and offer evidence for the utility of these treatments with minority youth. To this end, we provide a basic description of the research supporting each intervention, including treatment features (i.e., protocol, modality), participant characteristics (i.e., sample size, age, and ethnicity), and program effects data (primary and secondary outcomes).


TABLE 4.1 Summary of Evidence-Based Treatments for Ethnic Minority Youth







































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Sep 11, 2016 | Posted by in PEDIATRICS | Comments Off on Evidence-Based Treatments for Mental, Emotional, and Behavioral Problems in Ethnic Minority Children and Adolescents

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Treatment Sample and Treatment Characteristics Outcomes
Anxiety
CBTs

  1. Ferrell, Beidel, & Turner, 2004
  2. Ginsburg & Drake, 2002
  3. Pina, Silverman, Fuentes, Kurtines, & Weems, 2003
  4. Pina, Zerr, Villalta, & Gonzales, 2012
  5. Treadwell, Flannery-Schroeder, & Kendall, 1995
Studies utilized child-focused cognitive and behavioral protocols with varying degrees of parent involvement. Sample sizes ranged from 12 to 178 children (ages 6–17). Studies (1), (2), and (5) reported on African American children; studies (3) and (4) reported on Hispanic/Latino children. The intervention resulted in significant reductions in child-, parent-, teacher-, and clinician-reported anxiety symptoms for African Americans. For Hispanic/Latinos, program effects were evidenced in terms of reductions in child-, parent-, and clinician-reported anxiety symptoms.
Program-related reductions in child-reported depression and loneliness, parent-reported reductions in internalizing behaviors, and child-reported improvements in extraversion were found for African American youth in study (1). For Hispanic/Latinos, reductions in child-reported depression and parent-reported internalizing behaviors were evidenced in study (4).
Depression
CBTs

  1. Rossello & Bernal, 1999
  2. Rossello, Bernal, & Rivera-Medina, 2008
  3. Shirk, Kaplinski, & Gudmundsen, 2009
Studies utilized child-focused cognitive behavioral protocols with varying degrees of parent involvement. Studies (1) and (3) delivered the intervention in individual format. Study (2) utilized both individual and group format. Sample sizes ranged from 50 to 112 youth (ages 12–18). Studies (1) and (2) focused on a sample of Hispanic/Latino youth living in Puerto Rico; study (3) reported on Hispanic/Latino and African American youth. Studies (1) and (2) were designed to compare interpersonal therapy and CBT for depression. The intervention resulted in significant reductions in child-reported depression symptoms for Hispanic/Latino and African American youth.
For Hispanic/Latinos, improvements in child-reported self-concept and parent-reported internalizing and externalizing behaviors were evidenced in study (2). Study (2) also found that reduction of depression symptoms, internalizing and externalizing behaviors, and improvements in self-concept were greater for Hispanic/Latino youth who received CBT compared to those who received interpersonal therapy.
Interpersonal
Psychotherapy


  1. Rossello & Bernal, 1999
  2. Rossello et al., 2008
Studies utilized interpersonal therapy protocols with varying degrees of parent involvement. Study (1) delivered the intervention in individual format. Study (2) utilized both individual and group format. Sample sizes ranged from 71 to 112 youth (ages 12–18). Studies focused on a sample of Hispanic/Latino youth living in Puerto Rico. Studies (1) and (2) were designed to compare interpersonal therapy and CBT for depression. The intervention resulted in significant reductions in child-reported depression symptoms for Hispanic/Latino youth living in Puerto Rico.
In study (1), program-related improvements in child-reported self-concept and social adaptation skills were found for Hispanic/Latino youth who received interpersonal therapy compared to wait list controls. This was not the case for youth who received CBT.
Disruptive Disorders
Multisystemic Therapy

  1. Borduin et al., 1995
  2. Henggeler, Melton, & Smith, 1992
Studies utilized multisystemic therapy protocols delivered in family format. Sample sizes ranged from 84 to 176 youth (ages 12–17). Studies (1) and (2) reported on African American youth. The intervention resulted in significant reductions in disruptive behavior problems in African American youth. Program effects were evidenced in reductions in arrests were reported for African American youth in studies (1) and (2). Program effects were also evidenced in reductions in total days incarcerated and child-reported criminal activity for African American youth in study (2).
Program-related improvements in parent- and child-reported family cohesion and adaptability as well as observer-reported positive family interactions were also found for African American youth in study (1). Program-related improvements in child- and mother-reported family cohesion and peer aggression were found for African American youth in study (2).
CBTs

  1. Hudley & Graham, 1993
  2. Lochman & Wells, 2003
  3. Lochman & Wells, 2004
Study (1) utilized cognitive intervention protocol delivered in group format. Studies (2) and (3) utilized a cognitive and behavioral intervention and included both child and parent components delivered in group format. Sample sizes ranged from 106 to 245 youth (fourth–sixth grade). Studies reported on African American youth. The intervention resulted in significant reductions in disruptive behavior problems for African American youth. Program-related improvements in child-reported hostile attribution and teacher-reported aggressive behavior were evidenced for African American youth in study (1). Reductions in teacher-reported aggression were found for African American youth in study (2) and teacher-reported improvements in school behavior were evidenced for African American youth in study (3).
Program-related decreases in child-reported substance use were found for African American youth who were older and had moderate risk in study (2). Program-related decreases in parent-reported child drug use were found for African American youth in study (3).
Brief Strategic Family
Therapy


  1. Santisteban et al., 2003
  2. Szapocznik et al., 1989
Studies utilized brief strategic family therapy protocols delivered in family format. Sample sizes ranged from 79 to 126 youth (ages 6–18). Studies focused on samples of Hispanic/Latino youth. The intervention resulted in significant reductions in parent- and child-reported disruptive behavior problems for Hispanic/Latino youth. Program effects were evidenced in improvements in parent-reported delinquency and aggression and reductions in child-reported drug use for Hispanic/Latino youth in study (1). In study (2), program effects were evidenced in reductions parent-reported behavior problems.
Program-related improvements in observer-, parent-, and child-reported family functioning were also evidenced for Hispanic/Latino youth in studies (1) and (2). Child-reported improvement in self-concept was found for Hispanic/Latino youth in study (2).
Child-Centered Play
Therapy

Garza & Bratton, 2005